XXVI 8. DISARMAMENT 1
8. ARMS TRADE TREATY
New York, 2 April 2013
.
ENTRY INTO FORCE: 24 December 2014, in accordance with article 22.
REGISTRATION: 24 December 2014, No. 52373.
STATUS: Signatories: 130. Parties: 115.
TEXT: United Nations,Treaty Series,vol. 3013, p.269. See also
C.N.266.2013.TREATIES.XXVI-8 of 10 May 2013 (Proposal of corrections to the
original text of the Treaty (Arabic and Chinese authentic texts) and
C.N.554.2013.TREATIES.XXVI-8 of 19 August 2013 (Corrections);
C.N.279.2013.TREATIES.XXVI-8 of 16 May 2013 (Proposal of corrections to the
original text of the Treaty (French and Spanish authentic texts) and the certified true
copies) and C.N.553.2013.TREATIES.XXVI-8 of 19 August 2013 (Corrections);
C.N.297.2013.TREATIES.XXVI-8 of 30 May 2013 (Proposal of corrections to the
Russian authentic text and the certified true copies) and
C.N.584.2013.TREATIES.XXVI-8 of 13 September 2013 (Corrections).
Note: The Treaty was adopted on 2 April 2013 by resolution 67/234B during the sixty-seventh session of the General
Assembly of the United Nations. The Treaty shall be open for signature at the United Nations Headquarters in New York by
all States from 3 June 2013 until its entry into force.
.
Participant
Signature
Provisional application
under article 23(n)
Approval(AA),
Acceptance(A),
Accession(a),
Ratification
Afghanistan..................................................
29 Jul 2020 a
Albania.........................................................
3 Jun 2013
19 Mar 2014
Andorra........................................................
18 Dec 2014
2 Dec 2022
Angola .........................................................
24 Sep 2013
Antigua and Barbuda ...................................
3 Jun 2013
12 Aug 2013 n
12 Aug 2013
Argentina .....................................................
3 Jun 2013
25 Sep 2014
Australia.......................................................
3 Jun 2013
3 Jun 2014
Austria .........................................................
3 Jun 2013
3 Jun 2014 n
3 Jun 2014
Bahamas.......................................................
3 Jun 2013
25 Sep 2014 n
25 Sep 2014
Bahrain.........................................................
21 Nov 2013
Bangladesh...................................................
26 Sep 2013
Barbados ......................................................
25 Sep 2013
20 May 2015
Belgium .......................................................
3 Jun 2013
3 Jun 2014
Belize ...........................................................
3 Jun 2013
19 Mar 2015
Benin............................................................
3 Jun 2013
7 Nov 2016
Bosnia and Herzegovina..............................
25 Sep 2013
25 Sep 2014
Botswana .....................................................
7 Jun 2019 a
Brazil ...........................................................
3 Jun 2013
14 Aug 2018
Bulgaria .......................................................
2 Jul 2013
2 Apr 2014
Burkina Faso................................................
3 Jun 2013
3 Jun 2014
Burundi ........................................................
3 Jun 2013
Cabo Verde ..................................................
25 Sep 2013
23 Sep 2016
Cambodia.....................................................
18 Oct 2013
Cameroon.....................................................
3 Dec 2014
18 Jun 2018
XXVI 8. DISARMAMENT 2
Participant
Signature
Provisional application
under article 23(n)
Approval(AA),
Acceptance(A),
Accession(a),
Ratification
Canada .........................................................
19 Jun 2019 a
Central African Republic.............................
7 Oct 2015 a
Chad.............................................................
25 Sep 2013
25 Mar 2015
Chile.............................................................
3 Jun 2013
18 May 2018
China............................................................
6 Jul 2020 a
Colombia .....................................................
24 Sep 2013
Comoros.......................................................
26 Sep 2013
Congo...........................................................
25 Sep 2013
Costa Rica....................................................
3 Jun 2013
25 Sep 2013 n
25 Sep 2013
Côte d'Ivoire ................................................
3 Jun 2013
26 Feb 2015
Croatia .........................................................
3 Jun 2013
2 Apr 2014
Cyprus..........................................................
3 Jun 2013
10 May 2016
Czech Republic............................................
3 Jun 2013
25 Sep 2014
Denmark
1
.....................................................
3 Jun 2013
2 Apr 2014 n
2 Apr 2014 AA
Djibouti........................................................
3 Jun 2013
Dominica .....................................................
1 Oct 2013
21 May 2015
Dominican Republic ....................................
3 Jun 2013
7 Aug 2014
El Salvador ..................................................
5 Jun 2013
2 Apr 2014
Estonia .........................................................
3 Jun 2013
2 Apr 2014 n
2 Apr 2014 AA
Eswatini .......................................................
4 Sep 2013
Finland .........................................................
3 Jun 2013
2 Apr 2014 n
2 Apr 2014
France ..........................................................
3 Jun 2013
2 Apr 2014
Gabon...........................................................
25 Sep 2013
21 Sep 2022 A
Gambia.........................................................
13 Jun 2024 a
Georgia ........................................................
25 Sep 2014
23 May 2016
Germany ......................................................
3 Jun 2013
2 Apr 2014 n
2 Apr 2014
Ghana...........................................................
24 Sep 2013
22 Dec 2015
Greece..........................................................
3 Jun 2013
29 Feb 2016
Grenada........................................................
3 Jun 2013
21 Oct 2013
Guatemala....................................................
24 Jun 2013
12 Jul 2016
Guinea..........................................................
29 Jul 2013
21 Oct 2014
Guinea-Bissau..............................................
26 Sep 2013
22 Oct 2018
Guyana.........................................................
3 Jun 2013
4 Jul 2013
Haiti .............................................................
21 Mar 2014
Honduras......................................................
25 Sep 2013
1 Mar 2017
Hungary .......................................................
3 Jun 2013
2 Apr 2014 n
2 Apr 2014
Iceland .........................................................
3 Jun 2013
2 Jul 2013 n
2 Jul 2013
Ireland..........................................................
3 Jun 2013
2 Apr 2014
Israel ............................................................
18 Dec 2014
Italy..............................................................
3 Jun 2013
2 Apr 2014
Jamaica ........................................................
3 Jun 2013
3 Jun 2014
Japan ............................................................
3 Jun 2013
9 May 2014 A
Kazakhstan...................................................
8 Dec 2017 a
XXVI 8. DISARMAMENT 3
Participant
Signature
Provisional application
under article 23(n)
Approval(AA),
Acceptance(A),
Accession(a),
Ratification
Kiribati.........................................................
25 Sep 2013
Latvia ...........................................................
3 Jun 2013
2 Apr 2014 n
2 Apr 2014
Lebanon .......................................................
27 Oct 2014
9 May 2019
Lesotho ........................................................
25 Sep 2013
25 Jan 2016
Liberia..........................................................
4 Jun 2013
21 Apr 2015
Libya............................................................
9 Jul 2013
Liechtenstein................................................
3 Jun 2013
16 Dec 2014
Lithuania......................................................
3 Jun 2013
18 Dec 2014
Luxembourg.................................................
3 Jun 2013
3 Jun 2014
Madagascar..................................................
25 Sep 2013
22 Sep 2016
Malawi .........................................................
9 Jan 2014
11 Jul 2024
Malaysia.......................................................
26 Sep 2013
Maldives ......................................................
27 Sep 2019 a
Mali..............................................................
3 Jun 2013
3 Dec 2013
Malta............................................................
3 Jun 2013
2 Apr 2014
Mauritania....................................................
3 Jun 2013
23 Sep 2015
Mauritius......................................................
23 Jul 2015 a
Mexico .........................................................
3 Jun 2013
25 Sep 2013 n
25 Sep 2013
Monaco ........................................................
30 Jun 2016 a
Mongolia......................................................
24 Sep 2013
Montenegro..................................................
3 Jun 2013
18 Aug 2014
Mozambique ................................................
3 Jun 2013
14 Dec 2018
Namibia .......................................................
25 Sep 2014
28 Apr 2020
Nauru ...........................................................
25 Sep 2013
Netherlands (Kingdom of the).....................
3 Jun 2013
18 Dec 2014 A
New Zealand
2
..............................................
3 Jun 2013
2 Sep 2014 n
2 Sep 2014
Niger ............................................................
24 Mar 2014
24 Jul 2015
Nigeria .........................................................
12 Aug 2013
12 Aug 2013
Niue .............................................................
6 Aug 2020 a
North Macedonia .........................................
25 Sep 2013
6 Mar 2014
Norway ........................................................
3 Jun 2013
12 Feb 2014 n
12 Feb 2014
Palau ............................................................
3 Jun 2013
8 Apr 2019
Panama.........................................................
3 Jun 2013
11 Feb 2014
Paraguay ......................................................
19 Jun 2013
9 Apr 2015
Peru..............................................................
24 Sep 2013
16 Feb 2016
Philippines ...................................................
25 Sep 2013
24 Mar 2022
Poland ..........................................................
1 Jul 2013
17 Dec 2014
Portugal........................................................
3 Jun 2013
25 Sep 2014
Republic of Korea........................................
3 Jun 2013
28 Nov 2016
Republic of Moldova ...................................
10 Sep 2013
28 Sep 2015
Romania.......................................................
3 Jun 2013
2 Apr 2014
Rwanda ........................................................
5 Jun 2013
Samoa ..........................................................
25 Sep 2013
3 Jun 2014
XXVI 8. DISARMAMENT 4
Participant
Signature
Provisional application
under article 23(n)
Approval(AA),
Acceptance(A),
Accession(a),
Ratification
San Marino ..................................................
19 Dec 2014
29 Jul 2015
Sao Tome and Principe................................
19 Dec 2014
28 Jul 2020
Senegal.........................................................
3 Jun 2013
25 Sep 2014
Serbia ...........................................................
12 Aug 2013
12 Aug 2013 n
5 Dec 2014
Seychelles ....................................................
3 Jun 2013
2 Nov 2015
Sierra Leone.................................................
25 Sep 2013
12 Aug 2014
Singapore .....................................................
5 Dec 2014
Slovakia .......................................................
10 Jun 2013
2 Apr 2014 n
2 Apr 2014
Slovenia .......................................................
3 Jun 2013
2 Apr 2014
South Africa.................................................
25 Sep 2013
22 Dec 2014
Spain ............................................................
3 Jun 2013
3 Jun 2013 n
2 Apr 2014
St. Kitts and Nevis .......................................
5 Jun 2013
15 Dec 2014
St. Lucia.......................................................
3 Jun 2013
25 Sep 2014
St. Vincent and the Grenadines ...................
3 Jun 2013
3 Jun 2014 n
3 Jun 2014
State of Palestine .........................................
29 Dec 2017 a
Suriname......................................................
3 Jun 2013
19 Oct 2018
Sweden.........................................................
3 Jun 2013
16 Jun 2014 n
16 Jun 2014
Switzerland ..................................................
3 Jun 2013
30 Jan 2015 n
30 Jan 2015
Thailand .......................................................
25 Nov 2014
Togo.............................................................
3 Jun 2013
8 Oct 2015
Trinidad and Tobago ...................................
3 Jun 2013
25 Sep 2013 n
25 Sep 2013
Türkiye.........................................................
2 Jul 2013
Tuvalu..........................................................
3 Jun 2013
4 Sep 2015
Ukraine ........................................................
23 Sep 2014
United Arab Emirates ..................................
9 Jul 2013
United Kingdom of Great Britain and Northern
Ireland ....................................................
3 Jun 2013
2 Apr 2014 n
2 Apr 2014
United Republic of Tanzania.......................
3 Jun 2013
United States of America
3
...........................
25 Sep 2013
Uruguay .......................................................
3 Jun 2013
25 Sep 2014
Vanuatu........................................................
26 Jul 2013
Zambia .........................................................
25 Sep 2013
20 May 2016
Zimbabwe ....................................................
18 Dec 2014
Declarations and Reservations
(Unless otherwise indicated, the declarations and reservations were made upon acceptance, accession,
approval, ratification or provisional application.)
BELGIUM
Declaration:
“This signature engages also the Walloon Region, the
Flemish Region and the Brussels-Capital Region.”
CHINA
In accordance with the Basic Law of the Hong Kong
Special Administrative Region of the People’s Republic
of China and the Basic Law of the Macao Special
Administrative Region of the People’s Republic of China,
the Government of the People’s Republic of China
decides that the Treaty applies to the Hong Kong Special
Administrative Region and the Macao Special
Administrative Region of the People’s Republic of China.
KAZAKHSTAN
“The Republic of Kazakhstan, recognizing the object
and purpose of the Treaty and notwithstanding Article 28
of the Treaty, declares that in the application of the Treaty
XXVI 8. DISARMAMENT 5
the term “перенаправление” (diversion) in Article 13,
paragraph 2 of the Treaty in Russian shall be understood
as “незаконное перенаправление” (illegal diversion).”
LIECHTENSTEIN
"It is the understanding of Liechtenstein that the terms
"export", "import", "transit", "transshipment" and
"brokering" in Article 2, paragraph 2, include, in light of
the object and purpose of this Treaty and in accordance
with their ordinary meaning, monetary or non-monetary
transactions, such as gifts, loans and leases, and that
therefore these activities fall under the scope of this
Treaty.
It is the understanding of Liechtenstein that the term
"grave breaches of the Geneva Conventions of 1949,
attacks directed against civilian objects or civilians
protected as such, or other war crimes as defined by
international agreements to which it is a party" in Article
6, paragraph 3, encompasses acts committed in
international and in non-international armed conflicts, and
includes, among others, serious violations of Common
Article 3 to the Geneva Conventions of 1949; as well as,
for States Parties to the relevant agreements, war crimes
as described in the Hague Convention IV of 1907 and its
Regulations, the Additional Protocols of 1977 to the
Geneva Conventions and the Rome Statute of the
International Criminal Court of 1998.
It is the understanding of Liechtenstein that the term
"knowledge" in Article 6, paragraph 3, in light of the
object and purpose of this Treaty and in accordance with
its ordinary meaning, implies that the State Party
concerned shall not authorise the transfer if it has reliable
information providing substantial grounds to believe that
the arms or items would be used in the commission of the
crimes listed.
It is the understanding of Liechtenstein that the term
"overriding risk" in Article 7, paragraph 3, encompasses,
in light of the object and purpose of this Treaty and in
accordance with the ordinary meaning of all equally
authentic language versions of this term in this Treaty, an
obligation not to authorise the export whenever the State
Party concerned determines that any of the negative
consequences set out in paragraph 1 are more likely to
materialise than not, even after the expected effect of any
mitigating measures has been considered.
It is the understanding of Liechtenstein that Article 26,
paragraph 2, seeks to ensure that in a private law dispute,
this Treaty cannot be relied upon as a reason to declare as
invalid existing or future international defence
cooperation agreements concluded between States Parties,
and as a consequence, this Treaty remains applicable for
any State Party in disregard of obligations under a
defence cooperation agreement, in accordance with the
Vienna Convention on the Law of Treaties of 1969."
NEW ZEALAND
2
“…
the Government of New Zealand
DECLARES that it considers that the reference to
“ammunitions/munitions” in Article 3 of the Treaty
means “ammunition and munitions” and that accordingly
the scope of the Treaty includes both ammunition and
munitions fired, launched or delivered by the
conventional arms covered under Article 2(1);
AND DECLARES that it considers the reference to
“grave breaches of the Geneva Conventions of 1949,
attacks directed against civilian objects or civilians
protected as such, or other war crimes as defined by
international agreements to which it is a Party” in Article
6(3), encompasses acts committed in international and in
non-international armed conflict, and includes serious
violations of Common Article 3 to the Geneva
Convention of 1949 as well as, for States Parties to the
relevant agreements, war crimes as described in the
Hague Convention IV of 1907 and its Regulations, the
Additional Protocols of 1977 to the Geneva Conventions
and the Rome Statute of the International Criminal Court;
AND DECLARES that it considers the effect of the
term “overriding risk” in Article 7(3) is to require that it
decline to authorize any export where it is determined that
there is a substantial risk of any of the negative
consequences in Article 7(1);
AND DECLARES that it considers that where a non-
monetary transaction, such as a gift, loan or lease,
involves the transfer or arms or items within the scope of
the Treaty, such transaction will be covered by the Treaty;
AND DECLARES that it considers that the Treaty
does not place any further restrictions on the international
movement of small arms for legitimate recreational and
sporting activities where there is no change in ownership
of these arms;
AND DECLARES that it considers that all obligations
in the Treaty relating to transit and transshipment of arms
or items within the scope of the Treaty must be read in the
light of Article 9 …”
SWITZERLAND
… It is the understanding of Switzerland that the terms
"export", "import", "transit", "transshipment" and
"brokering" in Article 2, paragraph 2, include, in the light
of the object and purpose of this Treaty and in accordance
with their ordinary meaning, monetary or non-monetary
transactions, such as gifts, loans and leases, and that
therefore these activities fall within the scope of this
Treaty.
It is the understanding of Switzerland that the term
"grave breaches of the Geneva Conventions of 1949,
attacks directed against civilian objects or civilians
protected as such, or other war crimes as defined by
international agreements to which it is a Party" in article
6, paragraph 3, encompasses acts committed in
international and in non-international armed conflicts, and
includes, among others, serious violations of Common
Article 3 to the Geneva Conventions of 1949; as well as,
for States Parties to the relevant agreements, war crimes
as described in the Hague Convention IV of 1907 and its
Regulations, the Additional Protocols of 1977 to the
Geneva Conventions and the Rome Statute of the
International Criminal Court of 1998.
It is the understanding of Switzerland that the term
"knowledge" in Article 6, paragraph 3, in the light of the
object and purpose of this Treaty and in accordance with
its ordinary meaning, implies that the State Party
concerned shall not authorize the transfer if it has reliable
information providing substantial grounds to believe that
the arms or items would be used in the commission of the
crimes listed.
It is the understanding of Switzerland that the term
"overriding risk" in Article 7, paragraph 3, encompasses,
in the light of the object and purpose of this Treaty and in
accordance with the ordinary meaning of all equally
authentic language versions of this term in this Treaty, an
obligation not to authorize the export whenever the State
Party concerned determines that any of the negative
consequences set out paragraph 1 are more likely to
materialize than not, even after the expected effect of any
mitigating measures has been considered.
It is the understanding of Switzerland that Article 26,
paragraph 2, seeks to ensure that in a private law dispute,
this Treaty cannot be relied upon as a reason to declare as
invalid existing or future international defence
cooperation agreements concluded between States Parties,
and as a consequence, this Treaty remains applicable for
any State Party in disregard of obligations under a
defence cooperation agreement, in accordance with the
Vienna Convention on the Law of Treaties of 1969.
XXVI 8. DISARMAMENT 6
Notes:
1
Upon its Approval of the Treaty, the Government of
Denmark notified the Secretary-General of the following:
"The Treaty shall not apply to the Faroe Islands and Greenland
until further notice."
2
Upon its Ratification of the Treaty, the Government of
New Zealand notified the Secretary-General of the following:
“… consistent with the constitutional status of Tokelau and
taking into account the commitment of the Government of New
Zealand to the development of self-government for Tokelau
through an act of self-determination under the Charter of the
United Nations, [the] ratification [of the Arms Trade Treaty]
shall not extend to Tokelau unless and until a Declaration to this
effect is lodged by the Government of New Zealand with the
depository on the basis of appropriate consultation with that
territory …”
3
In a communication received on 18 July 2019, the
Government of the United States of America informed the
Secretary-General of the following:
“This is to inform you, in connection with the Arms Trade
Treaty, done at New York on April 2, 2013, that the United
States does not intend to become a party to the treaty.
Accordingly, the United States has no legal obligations arising
from its signature on September 25, 2013.
The United States requests that its intention not to become a
party, as expressed in this letter, be reflected in the depositary’s
status lists relating to this treaty, and all other publicly available
media relating to the treaty be updated to reflect this intention
not to become a party.”
XXVI 8. DISARMAMENT 7