EXHIBIT C EXHIBITS ADMITTED BY STIPULATION

EXHIBIT C

EXHIBITS ADMITTED BY

STIPULATION

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 1 of 231 PageID #:

20820

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0001

American Express Merchant Reference Guide - U.S.

PX0002

American Express Merchant Regulations - U.S.

PX0003

American Express® Card Acceptance Agreement

PX0005

Email from Anna S Cedeno to Amardeep R Singh et. al. re. Pricing SQP DEC - October 8th - 9-12:00 - Conf. Room

26/08 attaching American Express PowerPoint presentation titled "Global Pricing & Revenue Management 2011 SQP

Review"

PX0010

Email from Elizabeth Langwith to Jack J. Funda forwarding Fw: Pitco

PX0011

Email from Joaquin A Avino to Elizabeth Langwith et al. re. request for input on Jetro, other REI negotiations for

Glenda update

PX0012

Email from Steve McCurdy to Anne Segal forwarding re. Final Payment Deck attaching American Express PowerPoint

presentation titled "Payments Overview"

PX0013

Email from Steve McCurdy to Rocco Laterzo et. al. re. Ken SSS on Global Pricing attaching American Express

PowerPoint presentation titled "Global Pricing Update: Ken Chenault Shirtsleeve Session"

PX0015

Email from Tom Pojero to Betsy Tomic et al. re. Re: Small Merchant Focus: ? could extended Speed of Pay be a

dissatisfier

PX0016

American Express document re. "The Four C's of Commercial Card"

PX0017

American Express Company Annual Report 2013

PX0018

American Express PowerPoint presentation titled "2010 GMS Coverage Research: Global Spend Coverage"

PX0020

Email from Shane P Berry to Stacy E Mark re. Re: Fw: TEI numbers -- for Kim Goodman presentation

PX0021

Email from Tom Pojero to Kevin F Carey et. al. forwarding Deck for Ed Gilligan coverage presentation attaching

American Express PowerPoint presentation titled "Merchant Coverage and Acquisition Overview"

PX0026

Email from Glenda McNeal to Elizabeth Rutledge et. al. forwarding Re: Walgreens attaching American Express

PowerPoint presentation titled "Walgreens Cancellation Response Plan"

PX0027

American Express PowerPoint presentation titled "ES Merchant Pricing American Express: Merchant Serving Partner

Meeting"

PX0028

Email from John J Aprile to Jodi R Gorenstein re. Pricing Materials attaching American Express PowerPoint

Presentation titled "Merchant Pricing: Update to Operating Committee," American Express PowerPoint presentation

titled "Merchant Pricing: Update to Operating Committee," American Express PowerPoint presentation titled, "Pricing

Performance"

PX0031

Email from Jack J Funda to Glenda McNeal et. al. re. Re: Murphy Oil post-cancellation analysis attaching American

Express PowerPoint presentation titled "Impact of Murphy's Oil Departure"

PX0032

Email from William H Glenn to Jim Schneider et. al. re. Dell Proposal

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 2 of 231 PageID #:

20821

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0033

American Express PowerPoint presentation titled "Carnival Corporation: CSA Negotiation Strategy"

PX0035

Email from Anna Cedeno to ES Pricing re. Dec for Monday's Global Staff Mtg. attaching American Express

PowerPoint presentation titled "Global Pricing & Revenue Management Staff Meeting"

PX0037

Email from Jill M Wessendorf to Marty Shugarts et al. re. Jetro final deck and Logistics attaching American Express

PowerPoint presentation titled "Jetro and American Express"

PX0038

Email from Jack J Funda to Gregory A Hybl et al. re. Re: Fw: SW/AT Growth Incentive Fund - Results

PX0045

Letter from Peggy Sousa to Mark Bergsrud

PX0050

Email from Vincent S Campana to William H Glenn et. al. re. Carnival Corp / Points attaching American Express

PowerPoint presentation titled "American Express & Carnival Corporation"

PX0051

Email from Joseph Quagliata to Andrea M Flatt et al. re. FYI Important: 2010 Value Recapture Decision

PX0052

Email from Suzanne Wachsstock to Jennifer Lee forwarding re. Global Pricing BUR Document

PX0053

Email from Stuart A Moffett to Kevin F Carey et. al. re. CNP Tier IV break even

PX0054

Email from Jennifer L Lee to Jack J Funda et. al. re. Rinal Pricing BUR Deck attaching American Express PowerPoint

presentation titled "Global Pricing and Revenue Management: Bill Glenn BUR"

PX0055

Email from Ronald C Shultz ccing Steve McCurdy et al. attaching American Express PowerPoint presentation titled

"ESNA Pricing Review: KIC Shirtsleeves Session"

PX0057

American Express document re. "Rebuttal Expert Report of George A. Hay in American Express Travel Related

Services Company, Inc. vs. Visa U.S.A. Inc, et. al"

PX0058

American Express document re. "Expert Report of George A. Hay in American Express Travel Related Services

Company, Inc. vs. Visa U.S.A. Inc, et. al"

PX0059

Email from Tom Pojero to Elizabeth Langwith et al. re. Re: Fw: Restaurant <$500K rate

PX0063

Email from Jack Funda to Lanchi Venator forwarding Fw: Disney/Update Pricing Impact

PX0065

Email from Taj Hosein to Don Shannon et.al. forwarding Marriott CSA

PX0066

Email from Mark Bergsrud to Peggy Sousa et al. re. Card Service Agreement attaching Letter from Mark Bergsrud to

Peggy Sousa

PX0070

Email from Pam A Codispoti to Ana R Rivas forwarding Resume attaching Resume of Shane Berry

PX0072

Email from Vincent S Campana to Shane P Berry et al. re. Hertz Update attaching American Express PowerPoint

presentation titled "American Express Card Service Agreement Discussion"

PX0073

Email from Vincent Campana to Karen Levitt et al. re. Draft Hertz & Amex

PX0074

Email from Ed Gilligan to Shane P Berry et al. re. "Re: United CSA Renewal signed!!!"

PX0075

Morgan Stanley PowerPoint presentation titled "Merchant Pricing Strategy: Tom Kossler"

PX0077

American Express document re. "CVS/pharmacy"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 3 of 231 PageID #:

20822

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0080

Email from Tina S Pearson to Ronald C Shultz re. Re: Shell---AGREEMENT FOR AMERICAN EXPRESS CARD

ACCEPTANCE attaching Agreement for American Express Card Acceptance Oil Industry between American Express

and Shell Oil Products US, the dba of Equilon Enterprises LLC on behalf of Motiva Enterprises LLC

PX0082

American Express document re. "Visa Profit Improvement Calculator"

PX0083

Timeline of Key Events Relating to American Express's Non-Discrimination Provisions

PX0085

Visa U.S.A. Inc. document re. "Visa T&E Strategy Interview Guide"

PX0088

Email from Employee Communication to US. Employees in Bands 35 and Above re. Special Report on Financial

Reform

PX0089

Email from Jack Funda to Steve McCurdy re. Durbin mtg today attaching American Express PowerPoint presentation

titled "Durbin Bill-Merchant Response Scenario Analysis"

PX0090

Email from William H Glenn to Danielle Birriel forwarding Implications of the Durbin bill attaching American Express

PowerPoint presentation titled "Durbin Bill - Implication for MSA"

PX0092

Email from Al Kelly to Heather W. Wood forwarding For SVPS+: Talking Points for Financial Regulatory Reform

PX0093

Richard J. Gilbert, "An Economic Analysis of American Express Contracts Limiting Steering"

PX0095

American Express document re. untitled

PX0098

Email from Laura Donahue to Erika Georgs re. Amex Merchant Services attaching Lodging Worldwide Card Service

Agreement between Starwood and American Express

PX0099

Lodging Worldwide Card Service Agreement between American Express and Starwood Hotels & Resorts Worldwide,

Inc.

PX0100

American Express PowerPoint presentation titled "Global Pricing & Revenue Management: 2012 SQP Review"

PX0105

Richard J. Gilbert, American Express White Paper entitled “Report Regarding an Economic Analysis of Non-

Discrimination Rules in Payment-Card Networks,” July 9, 2008

PX0106

Complaint, Am. Express Travel Related Services v. Visa Co., No. 04-CV-08967, 2004 WL 5605394 (S.D.N.Y.

November 15, 2004)

PX0107

Bloomberg transcript of William Blair Growth Stock Conference with Edward Gilligan

PX0108

Bloomberg transcript of Sanford C. Bernstein & Co. Strategic Decisions Conference with Kenneth Chenault

PX0109

Bloomberg Transcript of Semi-Annual Financial Community Meeting with Louise M. Parent and Kenneth Chenault

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 4 of 231 PageID #:

20823

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0111

Email from Lisa S DeRosa to Joseph A Wold et al. re. Final Alaska Airlines VR Presentation & Breakeven Slide

attaching American Express PowerPoint presentation titled "Alaska Airlines / Horizon Air: Merchant Services

Overview," American Express PowerPoint presentation titled "Alaska Airlines / Horizon Air"

PX0112

Email from Susan A Siriwatanarong to Anand R Devendran et al. re. 10/8 Robin Hayes Amex 101 Meeting Minutes

and Final Deck attaching American Express PowerPoint presentation titled "JetBlue and American Express

Partnership Overview"

PX0114

American Express document titled "Delta/Amex Partnership-Metrics Overview"

PX0116

Email from Jen M Labelle to Darryl Brown et al. re. FINAL - 2010 Share of Spend Reports - US attaching American

Express PowerPoint presentation titled "2010 GCC Share of Spend - US (12 Month Rolling)," American Express

PowerPoint Presentation titled "GCC Share of Spend Study 2010"

PX0118

Email from Abner E Moreau to Kathleen M. Pierce-Gilmore et al. re. Re: attaching American Express PowerPoint

presentation titled "The Retention Toolkit: Resource Guide"

PX0120

Email from Valerie Soranno to David House et. al. re. Contract Update

PX0121

American Express PowerPoint presentation titled "U.S. Value Recapture: Where We've Been and Where We're

Going: Discussion with Ed Gilligan"

PX0124

American Express PowerPoint presentation titled "Price-Value Assessment Update: MS-US Executive Team Meeting"

PX0128

American Express PowerPoint presentation titled "GNS Overview and "Top 15" Retailer Negotiation Strategy"

PX0131

Bloomberg transcript of Financial Community Meeting with Kenneth Chenault, William Glenn, Edward Gilligan, and

Daniel Henry

PX0133

Visa U.S.A. Inc. document re. "Merchant Relations Fact Sheet"

PX0135

Alaska Airlines document re. "Documents Responsive to Subpoena Request No. 4"

PX0136

Letter from Bradford W. Morgan to Donna Hunt with no subject attaching letter on Visa letterhead to "Hotel Owner"

with no subject, Visa U.S.A. Inc. document re. "Information Sheet: The New American Express EDC Contract," Visa

U.S.A. Inc. document re. "The Visa Reservation Service: A Practical Guide for Lodging Industry Merchants," Visa

U.S.A. document re. untitled

PX0137

BBDO New York memorandum re. "Projected 1994 Competitive Spending"

PX0138

Amendment to Agreement for American Express® Card Acceptance between The Stop & Shop Supermarket

Company and American Express

PX0139

Agreement for American Express® Card Acceptance between American Express and Bi-Lo, L.L.C.

PX0142

Email from Ronald C Shultz to Jose V Morabito et al. re. Press Release- Walgreens Reaches Agreement to Continue

Accepting American Express Cards

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 5 of 231 PageID #:

20824

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0144

American Express document re. "Agreement for American Express Card Acceptance and Related Initiatives"

PX0150

Letter from James A. McManus to Thomas O. Ryder re. American Express sponsorship agreement with Radio City

Music Hall Productions

PX0152

American Express memorandum re. “American Express Company 1997 First Quarter Assessment”

PX0153

Letter from Karen Crouse to Establishment Services with no subject

PX0154

American Express memorandum re. "CVB 'We Prefer Visa' Campaigns"

PX0155

Letter from Lewis M. Taffer to Rick Dow with no subject

PX0158

American Express PowerPoint presentation titled "American Express Coverage Presentation"

PX0161

American Express document re. "Board of Directors Executive Session"

PX0164

American Express PowerPoint presentation titled "E/S Competitive Strategy Update"

PX0165

Agreement for American Express Card Acceptance between Amazon.com Payments Inc. and American Express

PX0166

Airline Card Acceptance Agreement between American Express and American Airlines, Inc.

PX0167

Agreement for American Express Card Acceptance between American Express and BP Exploration & Oil Inc.

PX0168

Global Terms for AMEX Card Acceptance Agreements Between BP Corporation North America Inc. and American

Express

PX0169

Agreement for American Express Card Acceptance between American Express and Best Buy Stores L.P.

PX0170

Cendant Corporation Hospitality Division Worldwide Agreement between Cedant Corporation Hospitality Division and

American Express

PX0171

Agreement for American Express Card Acceptance between American Express and Chevron Products Company, A

Division of Chevron USA INC.

PX0172

Agreement for American Express Card Acceptance between American Express and CITGO Petroleum Corporation

PX0173

Agreement for American Express Card Acceptance between American Express and ConocoPhillips Company

PX0174

Agreement for American Express Card Acceptance between American Express and CVS Pharmacy Inc.

PX0175

Airline Card Service Agreement between Delta Airlines Inc. and American Express

PX0176

Card Service Agreement between ExxonMobil Global Services Company and American Express

PX0177

Agreement for American Express Card Acceptance between American Express and FedEx Corporation

PX0178

Worldwide Card Acceptance Agreement between Google Inc, Google Ireland Limited, and American Express

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 6 of 231 PageID #:

20825

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0179

Car Rental Industry Card Service Agreement between The Hertz Corporation and American Express

PX0180

Lodging Worldwide Card Services Agreement by and between American Express and Marriott International, Inc.

PX0181

Master Agreement for American Express Card Acceptance by and between McDonald's Corporation and American

Express

PX0182

American Express memorandum re. "MTA Signing: LIRR, Metro-North, NYCTA (Metrocard)"

PX0184

Agreement for American Express Card Acceptance/Supermarket between Safeway Inc. and American Express

PX0185

Agreement for American Express Card Acceptance Oil Industry between Shell Oil Products US and American Express

PX0186

Airline Card Service Agreement between Southwest Airlines Corporation and American Express

PX0187

American Express Card Service Retail Establishment Agreement between Staples, Inc. and American Express

PX0188

Lodging Worldwide Card Services Agreement between Starwood Hotels & Resorts Worldwide, Inc. and American

Express

PX0189

Agreement for American Express Card Acceptance between American Express and Sunoco, Inc. (R&M)

PX0190

American Express Card Service Agreement For Retail Establishments between Target Stores, a Division of Dayton

Hudson Corporation and American Express

PX0191

Airline Card Services Agreement between US Airways, Inc. and American Express

PX0192

Agreement for American Express Card Acceptance between American Express and Valero Marketing and Supply

Company

PX0193

Agreement for American Express Card Acceptance between American Express and Wal-Mart Stores, Inc.

PX0194

American Express document re. "Establishment Services Discount Rate Schedules & Industry Codes- U.S. as of

August 2006"

PX0195

Letter from Glenda McNeal to J.D. Vandersteen re. Agreement for American Express Card Acceptance ("Agreement")

effective January 2, 2007 between American Express Travel Related Services Company, Inc. ("American Express")

and Shell Oil Products US, for itself and Motive Enterprises LLC (collectively "Shell")

PX0197

Letter from Glenda McNeal to J.D. Vandersteen re. Agreement for American Express Card Acceptance ("Agreement")

effective January 2, 2007 between American Express Travel Related Services Company, Inc. ("American Express")

and Shell Oil Products US, for itself and Motive Enterprises LLC (collectively "Shell")

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 7 of 231 PageID #:

20826

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0198

Letter from Glenda McNeal to J.D. Vandersteen re. Agreement for American Express Card Acceptance ("Agreement")

effective January 2, 2007 between American Express Travel Related Services Company, Inc. ("American Express")

and Shell Oil Products US, for itself and Motive Enterprises LLC (collectively "Shell") attaching Complaints From

American Express CardMembers Enclosure with letter dated May 14, 2007

PX0199

Letter from Wayne H. Thompson to Carolyn Yapp re. Agreement for American Express Card Acceptance

("Agreement") effective January 2, 2007 between American Express Travel Related Services Company, Inc.

("American Express") and Shell Oil Products US, for itself and Motive Enterprises LLC (collectively "Shell") attaching

Complaints from American Express Cardmembers Enclosure with letter dated June 18, 2007

PX0200

Letter from Michael E. Saunders to Steve Kirkham with no subject

PX0201

Letter from Michael E. Saunders to Michael Coulson with no subject

PX0202

Letter from Michael E. Saunders to Richard Crawford with no subject

PX0205

American Express PowerPoint presentation titled "CCNP Phase II Tiers 1-4: FLCM Leadership Team Update

September 19, 2008"

PX0208

Email from Stacy E Mark to Shane P Berry re. Bill Glenn Deck-updated attaching American Express PowerPoint

presentation titled "Travel and Entertainment Industries Business Performance Overview & Account Review"

PX0210

Email from Vincent S Campana to ES Leisure Travel Team forwarding TEI SQP Deck attaching American Express

PowerPoint presentation titled "2009 SQP Travel & Entertainment Industries (TEI): Presentation to Kim Goodman

September 26, 2008"

PX0213

Email from Peggy Sousa to Shane P Berry forwarding Final Version of SWA Deck attaching American Express

PowerPoint presentation titled "Southwest Airlines Merchant Services Overview"

PX0214

Global Marketplace Insights PowerPoint presentation titled "December YTD 2007 Proprietary US Card Share

Analysis: June 2008"

PX0215

Global Marketplace Insights PowerPoint presentation titled "December YTD 2006 Proprietary US Card Share

Analysis: May 2007"

PX0217

Global Marketplace Insights PowerPoint presentation titled "March YTD 2008 Proprietary US Card Share Analysis:

September 2008"

PX0218

Email from Wayne Chip Thomson to William H Glenn re. American Express/Shell attaching letter from Wayne H

Thomson to Carolyn Yapp and American Express document re. "Complaint from American Express Cardmembers

Enclosure with letter dated June 18, 2007"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 8 of 231 PageID #:

20827

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0219

Email from Shane P Berry to William H Glenn et al. forwarding Final Delta Deck for Ken SSS- debrief on meeting

PX0220

Email from William H Glenn to Sandra M Sanchez re. Information Requested attaching American Express PowerPoint

presentation titled "Travel Entertainment Industries Pricing Discussion"

PX0221

Email from Jack J Funda to Kim C Goodman et al. forwarding Final version of P-V deck attaching American Express

PowerPoint presentation titled "Price-Value Assessment: MSNA Pricing"

PX0222

Email from William H Glenn to Kim C Goodman forwarding URGENT- H&M North America Cancellation

PX0225

Email from Amardeep R Singh to James J Latham et al. forwarding Amex Business Travel Surcharge to Corporate

Card Customers

PX0227

Email from Jack J Funda to Steve McCurdy re. Presentation for tomorrow's MSNA Exec Team meeting on Pricing

attaching American Express PowerPoint presentation titled "MSNA Pricing Review: Recent Activity and 2008 Outlook"

PX0228

Email from Jack J Funda to Peggy Sousa et al. forwarding Confidential Airline pricing information [DO NOT

DISTRIBUTE]

PX0229

American Express PowerPoint presentation titled "Value Recapture Initiatives 2009 Update"

PX0231

Email from Steve McCurdy to Jack Funda et al. forwarding Airline pricing notes

PX0232

Email from Jack J Funda to Robert S Piccione et al. re. Request for feedback

PX0235

Email from Anna G Yoon to Jason P Taylor et al. re. Confirmed: Prep for Delta meeting with Shane and Steve (May

14 04:00 PM EDT in 34-520 888.490.9060, passcode: 8316904#, mod: 1443870#) attaching American Express

PowerPoint presentation titled "Lead to Win Expanding Boundaries"

PX0236

Email from Steve McCurdy to Jennifer L Lee re. untitled

PX0238

Email from Yongyong M Kennedy to Elizabeth Langwith et al. forwarding Merchant web page attaching Billiards.com

screenshot

PX0239

Email from Aliya A Bokhari to Glenda McNeal et al. forwarding PayPal Mark CAA, Pro Term Sheet and AXP Proposal-

faxing to your home fax attaching Worldwide Agreement for American Express Card Acceptance for PayPal as

Payment Service Provider between American Express and PayPal, Inc.

PX0242

Email from Lee J Shufro to Glenda McNeal re. Requested Safeway Documents attaching American Express

PowerPoint presentation titled "Supermarket Industry: Analysis and use for Safeway Negotiation GMS Pricing and

EDS Team" and American Express PowerPoint presentation titled "Supermarket Industry: Safeway Contract Renewal

Approach"

PX0243

Email from William H Glenn to Christopher A Chazin forwarding Board of Director Presentation attaching American

Express PowerPoint presentation titled "B2B Overview"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 9 of 231 PageID #:

20828

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0244

Email from Daniel P Colleton to Christopher R Hollins et al. re. Rescheduled: AXP-Lowe's Contract Call (Nov 7 14:00

EST in 33-222)

PX0249

Email from Katarina M Mescal to Eldwood Holmes et al. re. Shell/Amex Contract for Monday's Call attaching

Agreement for American Express Card Acceptance Oil Industry between Equilon Enterprises, Motiva Enterprises, Inc.,

and American Express

PX0254

Email from Robert B Thomson to Steve McCurdy re. Per our discussion attaching Credit Card Industry Developments:

American Express Presentation to the Federal Reserve Board

PX0255

Email from Elizabeth Langwith to Steve McCurdy et al. re. Geico Analysis attaching American Express document titled

"GIECO Situation Analysis and Options"

PX0259

Amendment to American Express Card Acceptance Agreement between American Express and Albertson's, Inc.

PX0260

Agreement for American Express Card Acceptance between American Express and Ahold U.S.A., Inc.

PX0261

Agreement for American Express Card Acceptance between Dell USA LP and American Express

PX0262

American Express/Costco Co-Branded Card Program Agreement between Costco Wholesale Corporation and

American Express Centurion Bank and American Express

PX0263

American Express Card Services Agreement between Disney Worldwide Services, Inc. and American Express

PX0264

Lodging Worldwide Card Service Agreement between Hilton Hotels Corporation and American Express

PX0265

Agreement for American Express Card Acceptance between The Kroger Co. and American Express Travel Related

Services Company, Inc.

PX0266

Global Hyatt Corporation Worldwide Card Service Agreement between Global Hyatt Corporation and American

Express

PX0267

Agreement for American Express Card Acceptance By Airlines between Alaska Airlines, Inc. and American Express

PX0268

Airline Card Service Agreement between Continental Airlines, Inc. and American Express

PX0269

Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines between JetBlue Airways

Corporation and American Express

PX0270

Airline Card Service Agreement between American Express and United Air Lines, Inc.

PX0271

Airline Card Service Agreement between Southwest Airlines Co. and American Express

PX0272

Agreement for American Express Card Acceptance/Supermarket between American Express and Supervalu Holdings,

Inc.

PX0273

Agreement for American Express Card Acceptance between Food Lion, LLC and American Express

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 10 of 231 PageID #:

20829

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0274

Agreement for American Express Card Acceptance between American Express and Hewlett-Packard Company and

HP Direct, Inc.

PX0277

American Express Submission to the United States Department of Justice Antitrust Division Regarding the Non-

Discrimination Rule

PX0281

Email from Geri K. Kalb to Aarti C. McMahon et al. re. Car Rental CI

PX0290

Email from Gerry Cahill to Rocco Cahill et al.

PX0294

American Express memorandum re. "Visa Preference Campaigns"

PX0295

Letter from Carlos F. Dafonte to Hitesh Patel

PX0296

Letter from Carlos F. Dafonte to Donald F. Smith

PX0298

Email from Kenneth Chenault to Valerie Soranno re. Dell Update

PX0299

Email from William H. Glenn to Pamela M. Arway et al. re. Travel Industry Merchant Pricing

PX0301

American Express PowerPoint presentation titled "GES Pricing Strategy and 2006 Initiatives, Ken Chenault

Shirtsleeves"

PX0306

Email from Valerie Soranno to John Theiss et al. re. Contract Update

PX0307

Amendment to Agreement for American Express Card Acceptance between American Express and Walgreen Co.

PX0308

Agreement for American Express Card Acceptance between American Express and Pathmark Stores, Inc.

PX0312

Letter from Paul Dottle to David P. Phillips

PX0313

Email from Tom Pojero to William H. Glenn re. Fw: Odyssey

PX0315

Email from Jack J. Funda to William H. Glenn et al. re. Summary of Coverage Initiatives

PX0316

Agreement for American Express Card Acceptance between American Express and World Financial Capital Bank

PX0317

Agreement for American Express/Costco Co-Branded Card Program between American Express and Costco

Wholesale Corporation

PX0318

Final Agreement for American Express/Costco Co-Branded Card Program between American Express and Costco

Wholesale Corporation

PX0319

Agreement for American Express Card Acceptance between American Express and Delta Airlines

PX0320

Amendment to Agreement for American Express Card Acceptance between American Express and JetBlue Airways

Corporation

PX0321

Agreement for American Express/Delta Co-Branded Card Program

PX0322

Agreement for American Express Card Acceptance between American Express and Hilton Hotels Corporation

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 11 of 231 PageID #:

20830

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0323

Amendment to Agreement for American Express Card Acceptance between American Express and Starwood Hotels

& Resorts

PX0324

Agreement for American Express Card Acceptance between American Express and Starwood Hotels & Resorts

PX0326

Agreement for American Express Card Acceptance between American Express and Enterprise-Rent-A-Car

PX0327

Marketing Addendum for American Express Card Acceptance between American Express and Enterprise-Rent-A-Car

PX0328

Letter from American Express to Delta Air Lines re. Delta American Express Co-Branded Credit Card Program and

Loyalty Partnership

PX0329

Agreement for American Express Card Acceptance between American Express and JetBlue Airways

PX0330

Agreement for American Express Card Acceptance between American Express and Lowe's

PX0331

Agreement for American Express Card Acceptance between American Express and Southwest Airlines Co.

PX0332

Agreement for American Express Card Acceptance between American Express and Best Western

PX0333

Agreement for American Express Card Acceptance between American Express and Carlson Hotels Worldwide Inc.

PX0334

Agreement for American Express Card Acceptance between American Express and United Parcel Service Oasis

Supply Corporation

PX0335

Agreement for American Express Card Acceptance between American Express and Hertz Corporation

PX0336

Agreement for American Express Card Acceptance between American Express and Global Hyatt Corporation

PX0337

Agreement for American Express Card Acceptance between American Express and Omni Hotels Management

Company

PX0338

Agreement for American Express Card Acceptance between American Express and Qantas Airways

PX0339

Agreement for American Express Card Acceptance between American Express and GMRI, Inc.

PX0340

Agreement for Sponsorship Marketing between American Express and Ticketmaster

PX0341

Agreement for American Express Card Acceptance between American Express and Wyndham Worldwide Operations

PX0342

Agreement for American Express Card Acceptance between American Express and Blockbuster

PX0343

Agreement for American Express Card Acceptance between American Express and Cathay Pacific Airways Ltd.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 12 of 231 PageID #:

20831

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0344

Agreement for American Express Card Acceptance between American Express and EuroMarket Designs, Inc.

PX0345

Agreement for American Express Card Acceptance between American Express and Best Buy Stores, L.P.

PX0346

Agreement for American Express Card Acceptance between American Express and Brinker International Payroll

Company, L.P.

PX0347

Agreement for American Express Card Acceptance between American Express and Continental Airlines, Inc.

PX0348

Agreement for American Express Card Acceptance between American Express and Expedia Inc.

PX0349

Agreement for American Express Card Acceptance for Airline Card Service Agreement

PX0350

Agreement for American Express Card Acceptance between American Express and Home Depot U.S.A., Inc.

PX0351

Agreement for American Express Card Acceptance between American Express and Paypal Inc.

PX0352

Agreement for American Express Card Acceptance between American Express and Sears, Roebuck and Co.,

PX0353

Agreement for Terms and Conditions for American Express Card Acceptance between American Express and

Walgreen Co.

PX0354

Amendment to Agreement for American Express Card Acceptance between American Express and Sears Holding

Management as an agent for Sears, Roebuck and Co.

PX0355

Sponsorship Marketing Agreement between American Express and Ticketmaster

PX0356

Agreement for Terms and Conditions for American Express Card Acceptance between American Express and

Travelocity

PX0358

Letter from Gordon I. Segal to Gary Crittenden re. American Express Fee Increase

PX0359

American Express PowerPoint presentation titled "National Client Group Account Review: Presentation to Kim

Goodman"

PX0361

Email from Kathleen Finnegan to Rick W. Crooker et al. re. Hotels.com

PX0362

Email from Catherine M. Sweeney to Amardeep R. Singh et al. re. Pricing BUR-Dial in

PX0363

Email from Kim C. Goodman to Sanjay R. Rishi et al. re. H&M Cancellation Threat

PX0370

American Express form letter re. Letter To Be Sent To We Prefer Visa Merchants

PX0374

American Express PowerPoint presentation titled "Continental Airlines Update May 3, 2010"

PX0375

Email from Aliya A. Bokhari to Danielle M. Birriel et al. re. PayPal

PX0376

American Express PowerPoint presentation titled "Perceptions of Coverage"

PX0377

Email from Andrea Gellert to Ronald C. Schultz re. Fw: Airline value recapture presentation

PX0378

Email from Aliya A. Bokhari to Glenda McNeal et al. re. Microsoft CSA

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 13 of 231 PageID #:

20832

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0380

Agreement for American Express Card Acceptance between American Express and Target Corporation

PX0383

Email from Bryan D. O'Malley to Alasdair R. Rambaud et al. re. Draft Al Kelly deck- Friday

PX0385

Letter from Stuart A. Alderoty to Noah J. Hanft

PX0389

Email from Aliya A. Bokhari to Terrence B. Henry re. ebay site card preference update

PX0390

Email from Jeffery J. Westheimer to Michael E. Saunders et al. re. OfficeMax

PX0391

Email from Charles C. Ntamere to Elizabeth E. Post et al. re. Fw: Invitation: Amex/Yahoo! Contract Discussion

PX0392

Cover Sheet for DocumentExpress- Establishment Services

PX0393

Email from Aliya A. Bokhari to Dave J. Knaut et al. re. Y! input requested

PX0394

Email from Aliya A. Bokhari to M Wegner re. eBay Prefers Language

PX0397

Email from Aliya A. Bokhari to Aaron D. Burakoff re. Amex 12.15.05

PX0401

Agreement for American Express Card Acceptance between American Express Travel Related Services Company,

Inc. and Safeway Inc.

PX0402

Plan for American Express Cash Back Allowance (CBA) with Publix

PX0404

Agreement for American Express Card Acceptance between American Express Travel Related Services Company,

Inc. and Safeway Inc.

PX0408

Amex PowerPoint presentation titled "Best Practices Review: National Accounts Team Meeting'

PX0409

Email from Samoy, Stephen to Christine-Horn, Linda et al. re. CVS Cancellation deck

PX0411

Email from Theiss, John to Rudolphsen, William et al. re. Meeting

PX0412

Email from Samoy, Stephen to Albanese, Jan et al. re. FYI: Sales at Risk presentation

PX0413

CVS Card Members Get It

PX0414

Email from Samoy, Stephen to Theiss, John re. URGENT! Walgreens Cancellation letter

PX0416

Email from Fulton, Howard to Quagliata, Joseph re. NFL Discussion

PX0417

Email from Christenson, Arne L. to Kelly, Al et al. re. Fw: Contact numbers for Al

PX0421

Email from Polk, Nancy to Fecteau, Daniel R. re. Drugstore Data/Stats

PX0422

Email from Samoy, Stephen to Saunders, Michael E. et al. re. Update on Walgreens

PX0423

Email from Stephen Samoy to Lisa C Kaufmann forwarding Bill Glenn presentation: Supermarket & Kroger attaching

American Express PowerPoint presentation titled "Supermarket Industry: 2002 Review, 2003 Strategic Plan"

PX0425

Email from Anne M Fealey to Michelle Schleider et al. forwarding Re: Chelsea Piers

PX0427

Email from Stephen Samoy to Susan P Giusto et al. re. Walgreen's info attaching American Express PowerPoint

presentation titled "American Express Financial Analysis"

PX0428

Email from Stephen Samoy to Sumanthi K Laterza et al. forwarding Walgreens: April - Oct history

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 14 of 231 PageID #:

20833

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0430

Email from Stephen Samoy to John Theiss et al. re. Walgreens: April 19 & July 6 meetings attaching American

Express PowerPoint presentation titled "American Express Strategic Partnership: Walgreen Co.," American Express

PowerPoint presentation titled "American Express Strategic Partnership: Walgreen Co."

PX0432

Email from Nancy Polk to Sumathi K Laterza et al. re. Walgreen's Program Follow Up

PX0434

Email from Nancy Polk to Caroline E Berger et al. re. Employee offers in response to Walgreens cancellation

PX0436

Email from Beverly M Anderson to Elly X Barberan et al. re. BUR vFINAL attaching American Express PowerPoint

presentation titled "Merchant Services Americas Business Unit Review"

PX0437

American Express PowerPoint presentation titled "Zachy's Wines & Liquors: Relationship Discussion - 3/10/06

PX0438

Email from John Theiss to Sumathi K Laterza et al. re. Walgreen's cancellation contingency plan ideas

PX0439

Email from Joseph Quagliata to Gaetano D Messina et al. forwarding Decks for Ed BUR - NCG & MAO - 11/5

attaching American Express PowerPoint presentation titled "MSA BUR Series with Ed Gilligan: Merchant Services

Americas"

PX0440

Email from Tom Pojero to David P Herrick re. Showcase Cinemas/National Amusements

PX0441

Email from Jennifer G Wallach to Yana C Gutierrez re. Spillover Studies attaching American Express PowerPoint

presentation titled "Understanding the Impact of Merchant Acquisition and Departure: GMS Staff Meeting," American

Express PowerPoint presentation titled "Perceptions of Coverage Analysis: Business Insights Workstream Update"

PX0442

Email from Joseph Quagliata to Melissa L Link forwarding Deck for Ed Gilligan coverage presentation attaching

American Express PowerPoint presentation titled "Merchant Coverage and Acquisition Overview"

PX0443

American Express PowerPoint presentation titled "B2B Shirtsleeves: Merchant Services Americas"

PX0444

Email from Joseph Quagliata to Elizabeth Cohen forwarding Loews Sponsorship

PX0445

Email from Tom Pojero to Paul Dottle re. Issues and Details on Safeway attaching American Express document titled

untitled

PX0446

Email from Stephen Samoy to Cheryl A Kiernan re. walgreens

PX0449

Email from Kathleen Finnegan to Kevin F Carey re. non-preference terms

PX0451

Email from Kevin F Carey to Mike D Kelly et al. re. Blockbuster - Status attaching Letter from blank to Mary Bell re

Freedom Movie Pass / Freedom Game Pass - MasterCard Preference Campaign

PX0455

Email from Kevin F Carey to Thomas Tierney et al. re. Bullets on Blockbuster for T Pojero

PX0456

Email from Jack J Funda to Shane Berry et al. re. Durbin - anticipating merchant reactions

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 15 of 231 PageID #:

20834

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0457

Email from Jack J Funda to Elizabeth Langwith et al. re. TEI BUR doc attaching American Express PowerPoint

presentation titled "Travel and Entertainment Industries (TEI) Business Unit Review with Ed Gilligan"

PX0461

Letter from Geoff Begg to Greg Doyle re WITHDRAWAL OF YOUR CARD ACCEPTANCE RELATIONSHIP WITH

AMERICAN EXPRESS

PX0462

Email from Joaquin A Avino to Jack J Funda et al. re. Pricing Constructs Illustrations attaching American Express

PowerPoint presentation titled "AXP Merchant Pricing: Brainstorm Constructs"

PX0464

Email from Jack J Funda to Tracy E Grey et al. re. Google Checkout

PX0465

Email from Mark Moncher to Jim M McGuiness et al. re. LRP- US TOP 50 Holdout List- Price Assessment attaching

American Express excel spreadsheet titled "2009 US Top 50 List"

PX0466

Email from Thomas Tierney to Kevin F Carey forwarding Travelocity- Competitive Preference Campaign

PX0467

Email from Kevin F Carey to Maryann Fitzmaurice re. URGENT -- Question re Blockbuster & SkyMiles Promotion?

PX0468

Email from Payal Amin to Geoff J Begg re. MSA Regulatory Update attaching American Express PowerPoint

presentation titled "Regulation Driven Surcharging/Discounting Threats: Discussion with MS Americas Leadership

Team"

PX0473

Email from Kevin F Carey to Sam Gilliland re. Our Meeting

PX0474

Email from Jack J Funda to Elizabeth Langwith et al. forwarding United Airlines: CSA update (Discussion document

for Kim update with Ed on 2 5 09) attaching American Express PowerPoint presentation titled "United Airlines and

Merchant Services Card Acceptance Agreement Negotiation Update"

PX0475

Email from Chris Cowan to Kevin F Carey forwarding Blockbuster -- Next Step

PX0477

Email from Kevin F Carey to Lisa C Gregg re. Proposed Blockbuster Meeting Agenda 6/23-34 in NYC

PX0478

Email from Kevin F Carey to Thomas Tierney et al. re. Central Region Key Wins Etc…Urgent

PX0479

Email from Kathleen Finnegan to Kevin F Carey et al. re. Documents sent to Mary Bell 04/05 - Blockbuster attaching

Letter from Kathleen A. Finnegan to Mary Bell

PX0480

American Express PowerPoint presentation titled "North America Establishment Services & Global Network Financial

Review: June 2007 Results"

PX0483

Email from Stuart A Moffett to Jennifer L Lee et al. re. small merchant table inversion tests and spillover

PX0485

Email from Kathleen Finnegan to Thomas Tierney et al. re. Blockbuster

PX0486

Email from Kevin F Carey to Kathleen Finnegan et al. forwarding Re: Travelocity Update

PX0487

Email from Tom Pojero to Thomas Tierney et al. re. Fw: LEYE website -- no longer displaying MC preference

PX0489

Email from Jack L Funda to Shane P Berry et al. re. Fw: Disney Pricing Recommendation

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 16 of 231 PageID #:

20835

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0491

Email from Amardeep R Singh to Tracey Bowra et al. re. Australia - 2003 - 2010 Erosion

PX0493

Email from Amit X Sachdev to Carol L Engleman forwarding Pricing Decks for EDS Meeting attaching American

Express PowerPoint presentation titled "ES Pricing: Pricing Principles," American Express PowerPoint presentation

titled "Pricing Levers," American Express PowerPoint presentation titled "Competition and Pricing," American Express

PowerPoint presentation titled "ES Pricing: Industry and Merchant Negotiation Best Practices"

PX0494

Email from Aliya A Bokhari to Glenda McNeal et al. re. Microsoft CSA recommendation

PX0497

Email from Karen J Levitt to F Kierski et al. re. NCL - Amex attaching Global Cruise Line Card Acceptance Agreement

between American Express and NCL (Bahamas) Ltd. d/b/a Norwegian Cruise Line

PX0500

Email from Robert Mcdowell to Peggy Sousa et al. re. Credit Card Contract attaching Airline Card Service Agreement

between American Express and United Air Lines, Inc.

PX0502

Email from Lisa A Harris to Shane P Berry et al. re. Southwest VR Outline attaching American Express PowerPoint

presentation titled "Southwest Airlines: Value Recapture Strategy Version 1 DRAFT"

PX0503

Email from Pierric Beckert to Sanjay R Rishi re. Urgent - Australia Mobile Phone and Blackberry Services

PX0504

Email from John J Aprile to Dia Griffin forwarding Re: PayPal attaching American Express PowerPoint presentation

titled "Price-Value Assessment: MSNA Pricing"

PX0507

Email from Shane P Berry to Peggy Sousa forwarding Status and a couple of issues

PX0508

Email from Linda Harrigan to Jan Albanese et al. re. SUNY - Purchase

PX0509

Email from Peggy Sousa to Shane P Berry forwarding CO/AMEX Merchant Services --letter to Mark Bergsrud, SVP

PX0511

Email from Pamela B Siegel to Gintas P Balodis et al. re. Fw: Vacation.com - Question on Blue Box Logo

PX0513

Email from Wayne Chip Thomson to Kevin Weido et al. re. American Express / Shell

PX0515

Email from Shane P Berry to Raina L Muransky et al. re. Announcement - Mark Travel / Funjet Vacations

PX0519

Email from Vincent S Campana to A Stuart re. NCL & American Express attaching American Express document re

"Ralph Andretta: Point Man for AXP Membership Rewards"

PX0520

Email from Emily J Kauff to Kathleen M Pierce-Gilmore re. see page 5 attaching American Express PowerPoint

presentation titled "Welcome Acceptance: 2007-2008 Areas of Focus"

PX0521

Email from Hank F Rampelt to Suzan Mbowa et al. re. Update United Airlines Preferred Agreement

PX0525

Email from Catherine Amann to Douglas Marcotte et al. forwarding Re: CO payment

PX0526

Email from Shane P Berry to Don Shannon forwarding Fw: "Dunkin Donuts"-Proposal/Next Steps attaching American

Express PowerPoint presentation titled "Dunkin' Donuts: RFP"

PX0527

Email from Jamie L Russo to Glenda McNeal re. Agreement Reached - Preferred Hotel Group

PX0530

Email from Glenda McNeal to Ed Gilligan et al. re. AA update - Finalizing Two Key Terms

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 17 of 231 PageID #:

20836

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0533

American Express PowerPoint presentation titled "Price-Value Assessment Update: MS-US Executive Team Meeting"

PX0538

American Express PowerPoint presentation titled "Powering the Network: ESNA 2007 SQP Planning"

PX0539

American Express PowerPoint presentation titled "Merchant Services Americas Business Unit Review"

PX0544

Email from Vincent S Campana to Gintas P Balodis et al. re. tvly prefers mastercard

PX0545

Email from Shane P Berry to Rita R Hanes forwarding Fw: ACTION NEEDED: GMS Successes - Feedback Needed

By 12/2 EOD

PX0546

Email from Vincent S Campana to D Hanrahan re. RCCL & AmEx - Agreement Status

PX0547

Email from Gintas P Balodis to Noelle J Phillips et al. re. Vacation.com deck attaching American Express PowerPoint

presentation titled "Vacation.com Partnership Overview: Leisure Travel Team"

PX0550

Email from Don Shannon to Ronald C Shultz forwarding Marriott CSA

PX0551

Email from Nicole Barnes to Ronald C Shultz re. Fw: NCL Contract/cover sheet approvals attaching Global Cruise

Line Card Acceptance Agreement between American Express and NCL (Bahamas) Ltd. d/b/a Norwegian Cruise Line

PX0552

American Express document re "Global Establishment Satisfaction Questionnaire: 1st Quarter 2003"

PX0553

Email from Joseph A Wold to Thomas Tierney et al. re. Document for Bill meeting 8am 4/28 attaching American

Express PowerPoint presentation titled "TEI Value Re-capture Update"

PX0554

Email from Federico M Valeiras to Myrna I Seda-Mendez et al. forwarding Re: GSC Global Suppression Policy 2005

attaching American Express PowerPoint presentation titled "Global Establishment Services Group (GES): Global

Welcome Acceptance Policy

PX0555

Agreement for American Express® Card Acceptance between American Express and Yahoo! Inc.

PX0556

American Express PowerPoint presentation titled "ANZ Business Review"

PX0558

American Express PowerPoint presentation titled "ESNA Pricing Review: KIC Shirtsleeves Session"

PX0559

American Express document re. "Directors' Session"

PX0560

Starwood Preferred Guest Card Co-Branded Program Agreement between Starwood Hotels & Resorts Worldwide,

Inc. and American Express and American Express Bank, FSB

PX0561

Shell document re "Please Use MasterCard, Visa, Shell: We are temporarily not accepting American Express"

PX0562

Email from Ruth Aloni to Alison Nicoll et al. re. "PP Mark Agreement - EXECUTION VERSION" attaching Worldwide

Agreement for American Express Card Acceptance for PayPal as Payment Service Provider between American

Express Travel Related Services Company, Inc. and PayPal, Inc.

PX0567

Email from Matthew S Chi to Chris N Stanley et al. re. "Gas Station - MR Campaign"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 18 of 231 PageID #:

20837

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0568

Email from Alison Nicoll to Aliya A Bokhari et al. re. "Revised Mark Agreement" attaching Worldwide Agreement for

American Express ® Card Acceptance for Paypal as Payment Service Provider between American Express Travel

Related Services Company, Inc. and PayPal Inc.

PX0569

Email from Aliya A Bokhari to Glenda McNeal et al. forwarding "Fw: Signed Letter"

PX0570

Letter from Glenda McNeal to Gretchen Kurth re "Enforcement of Card Acceptance Agreement" attaching Agreement

for American Express ® Card Acceptance between American Express Travel Related Services Company, Inc. and

Microsoft

PX0573

Amendment to the American Express Card Service Agreement between American Express Travel Related Services

Company, Inc. and Walgreen Co.

PX0574

Email from Aliya A Bokhari to Aaron D Burakoff et al. forwarding "PayPal Pro Agreement - EXECUTION VERSION"

attaching American Express Service Agent Program Agreement between American Express Travel Related Services

Company, Inc. and PayPal, Inc.

PX0576

Email from Ronald C Shultz to Manal O Toukan re. "GFS projects - asmd help needed"

PX0578

Email from Stephen Samoy to Nancy Polk re. "Re: Revised B/E" attaching American Express PowerPoint presentation

titled "Walgreen's Breakeven Analysis"

PX0579

Email from Chris N Stanley to Steven D Bass et al. forwarding "Fw: Pebble Beach Contract" attaching Pebble Beach

Company Brand Sponsorship Agreement between American Express Travel Related Services Company, Inc. and

Pebble Beach Company

PX0581

American Express PowerPoint presentation titled "Global Pricing and Value 2009 SQP Review"

PX0583

American Express One Point Program Agreement between American Express Travel Related Services Company, Inc.

and SPC Inc. (doing business as First National Merchant Solutions)

PX0587

Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines between Societe Air

France and American Express Travel Related Services Company, Inc.

PX0588

Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines between Alaska Airlines,

Inc. and American Express Travel Related Services Company, Inc.

PX0589

Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines between Frontier Airlines,

Inc. and American Express Travel Related Services Company, Inc.

PX0590

Amendment to the Agreement for American Express ® Card Acceptance between American Express Travel Related

Services Company, Inc. and JetBlue Airways Corporation

PX0591

Amended and Restated JetBlue Airways ® American Express ® Co-Branded Credit Card Program Agreement

PX0592

Second Amendment to Agreement for American Express Card Acceptance between American Express Travel Related

Services Company, Inc. and The Kroger Co.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 19 of 231 PageID #:

20838

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0593

Agreement for American Express ® Card Acceptance between American Express Travel Related Services Company,

Inc. and Staples, Inc.

PX0594

Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines between Virgin Atlantic

Airways Limited and American Express Travel Related Services Company, Inc.

PX0595

Agreement for American Express ® Card Acceptance between American Express Travel Related Services Company,

Inc. and Wal-Mart Stores, Inc.

PX0596

American Express Finance PowerPoint presentation titled "GMAPS Training"

PX0597

Email from Stephanie S Jefferson to Tracey Bowra forwarding "Re: Presentation to Al Kelly" attaching American

Express Japa PowerPoint presentation titled "ES Overview and Surcharge Strategy for Al Kelly & Doug Buckminster"

PX0598

American Express document re "Deposition of George A. Hay in American Express Travel Related Services

Company, Inc. vs. Visa U.S.A. Inc, et. al

PX0599

Compilation of American Express Documents re "Bank of America "USAA Savings Bank" and "USAA Federal Savings

Bank"

PX0600

Compilation of American Express Documents re "Bank of America"

PX0601

American Express Card Issuer Agreement between American Express Travel Related Services, Inc. and Juniper Bank

PX0602

Best Western International Worldwide Card Service Agreement between American Express Travel Related Services

Company, Inc. and Best Western International, Inc.

PX0604

Choice Hotels International, Inc. Worldwide Agreement between American Express Travel Related Services

Company, Inc. and Choice Hotels International, Inc.

PX0605

Marketing Agreement between American Express Travel Related Services Company, Inc. and GMRI, Inc.

PX0606

Amendment to American Express ® Card Agreement between Expedia Inc., American Express Payment Services

Limited and American Express Travel Related Services Company, Inc.

PX0607

Agreement for American Express ® Card Acceptance between American Express Travel Related Services Company,

Inc and Hewlett-Packard Company

PX0608

Lodging Worldwide Card Service Agreement between American Express Travel Related Services Company, Inc.,

American Express Payment Services Limited and LQ Management L.L.C.

PX0609

Master Agreement for American Express ® Card Acceptance By and Between McDonald's Corporation and American

Express Travel Related Services Company, Inc.

PX0610

Agreement for American Express ® Card Acceptance between American Express Travel Related Services Company,

Inc. and Officemax Incorporated

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 20 of 231 PageID #:

20839

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0611

American Express Service Agent Program Agreement between American Express Travel Related Services Company,

Inc. and PayPal, Inc.

PX0612

Agreement for American Express ® Card Acceptance Telecommunications between American Express Travel

Related Services Company, Inc. and Sprint/United Management Company

PX0613

American Express PowerPoint presentation titled "GMAPS Overview"

PX0615

Letter Agreement between American Express Travel Related Services Company, Inc. and The Mark Travel

Corporation - Funjet Vacations

PX0616

Agreement for American Express ® Card Acceptance between American Express Travel Related Services Company,

Inc. and IKEA North America Services, LLC

PX0617

Agreement for American Express ® Card Acceptance between American Express Travel Related Services Company,

Inc. and Ikea

PX0618

Independent and Chain Retail Establishment Agreement between American Express and Kmart

PX0622

Email from Gary Portuesi to Glenda McNeal et al. re. "Note to J. Linen and/or Kim re: IHG Update"

PX0623

American Express PowerPoint presentation titled "Merchant Services Americas: 2010 SQP Investment Discussion"

PX0624

American Express PowerPoint presentation titled "Business Growth Strategies: Ed Gilligan, Vice Chairman, American

Express"

PX0625

Email from Nancy Lee to John J Aprile et al. re. "user-friendly interactive credit models" attaching American Express

excel spreadsheet titled "Visa 2008 Interactive Model - Credit", American Express excel spreadsheet titled

"MasterCard 2008 Interactive Model - Credit"

PX0626

Email from John Aprile to Joaquin A Avino forwarding "Re: Can we help…" attaching American Express PowerPoint

presentation titled "AXP Merchant Pricing: Brainstorming Session with Kim Goodman"

PX0627

Email from John J Aprile to Melissa K Hambly forwarding "Re: Health of the Network Deck" attaching American

Express PowerPoint presentation titled "Merchant Pricing: Update to Operating Committee"

PX0628

American Express excel spreadsheet titled "Historical Metrics Summary 1997 - Q2 2004"

PX0629

Email from Amardeep R Singh to Robert R Pereless Jr et al. re. "Re: Fw: 2009 GMPAS Product Mapping and Load

Update"

PX0630

Email from Ronald C Shultz to Ronald C Shultz et al. re. "Re: NA Staff Meeting - changed to Wednesday, 6/29 10AM"

attaching American Express PowerPoint presentation titled "Pricing Update: Ken Chenault Shirtsleeves: GES Global

Pricing"

PX0632

Email from Giles O Hurst to Stephen J Hoskins et al. re. "Re: Fw: lodging value recapture update"

PX0638

American Express document re "Reporting Solutions Overview"

PX0639

American Express PowerPoint presentation titled "Market Coverage Overviews: June 2011"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 21 of 231 PageID #:

20840

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0641

American Express PowerPoint presentation titled "GMS Global Reporting: 2009 Spend Coverage Update"

PX0642

American Express excel spreadsheet titled "2008 LIF Coverage & Spend by Market & Industry"

PX0643

American Express PowerPoint presentation titled "GMS Global Reporting Package: December 2009 Data Update"

PX0644

American Express excel spreadsheet titled "2010 LIF and Spend coverage_GMS and GNS _Nielsen Comparison"

attaching American Express excel spreadsheet titled "Sample to Protocol.zip?Sample to

Protocol\SpendCoverage_Calc_1"

PX0645

American Express PowerPoint presentation titled "2010 GMS Coverage Research: Global Spend Coverage"

PX0646

American Express PowerPoint presentation titled "Global Reporting & Analytics: Team Overview"

PX0648

Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines between Alaska Airlines,

Inc. and American Express Travel Related Services Company, Inc.

PX0649

Agreement for American Express ® Card Acceptance/Supermarket between American Express Travel Related

Services Company, Inc. and The Great Atlantic and Pacific Tea Company, Inc. (Mid-Atlantic Group)

PX0650

Enterprise Holdings, Inc and The Enterprise Entities' Card Service Agreement between American Express Travel

Related Services Company, Inc., American Express Payment Services Limited and Enterprise Holdings, Inc.

PX0651

Agreement for American Express Card Acceptance between American Express Travel Related Services Company,

Inc. and Hertz Rental Corporation

PX0652

Lodging Worldwide Card Service Agreement between American Express Travel Related Services Company, Inc. and

Hilton Hotels Corporation

PX0653

Letter from Valerie Soranno to Deborah Fell re "American Express/Marriot Card Service Agreement"

PX0654

Agreement for American Express ® Card Acceptance between American Express Travel Related Services Company,

Inc. and U.S. Audiotex, LLC

PX0655

Lodging Worldwide Card Service Agreement between American Express Travel Related Services Company, Inc. and

Omni Hotels Management Corporation

PX0656

Lodging Hotels Worldwide Card Service Agreement between American Express Travel Related Services Company,

Inc. and Carlson Hotels Worldwide Inc.

PX0657

Airline Card Service Agreement between American Express Travel Related Services Company, Inc. and Southwest

Airlines, Co.

PX0658

Lodging Worldwide Card Service Agreement between American Express Travel Related Services Company, Inc. and

Starwood Hotels & Resorts Worldwide, Inc.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 22 of 231 PageID #:

20841

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0659

Airline Card Service Agreement between American Express Travel Related Services Company, Inc. and US Airways,

Inc.

PX0660

Walgreens Gift Card Express Program Participation Agreement between Walgreen Co. and American Express Travel

Related Services Company, Inc.

PX0662

American Express PowerPoint presentation titled "ESi Australia Business Review: Presentation for Ed Gilligan"

PX0664

Email from Brad Thompson to James J Latham et al. re. "Value Capture Model" attaching American Express

PowerPoint presentation titled "ES Pricing: Update for Dave House"

PX0665

Email from Joe A Lall to Ronan P O'Hara et al. re. "Ken Shirtsleeves Pricing Presentation" attaching American

Express PowerPoint presentation titled "The Competitive Pricing Landscape, Implications and Options: Ken Chenault

Shirtsleeves: GES Global Pricing"

PX0666

Email from Jack J Funda to Glenda McNeal re. "Safeway Value Analysis"

PX0667

Email from Gary Portuesi to Shteetal D Doshi et al. re. "Re: IHG Band Cross/CSA communication update"

PX0670

Email from Gaurav R Sharma to Craig J Wucherpfennig et al. re. "Re: Fw: Tier 4 attrition rates"

PX0672

Email from Peter W Niessen to Kathleen D Roach et al. re. "US restaurant industry / RVR overview" attaching

American Express PowerPoint presentation titled "Restaurant Value Recapture 2010: overview and strategy"

PX0686

Email from Jennifer L Lee to Amardeep R Singh et al. re. "Re: We need your input to scope out a study for value tool

info" attaching American Express excel spreadsheet tilted "value claims all - Nov 2 2007", American Express excel

spreadsheet tilted "Template for Data Elements - November 1, 2007"

PX0688

Email from Tom Pojero to Brian S Chavies et al. re. "Re: ING Canada - Accepting the Card Issue" attaching American

Express document re untitled

PX0694

Email from Christopher R Hollins to Edquione A Covington et al. re. "URGENT: MS participation requested for

meeting between Steve Squeri and HP @ 445p on open MS contract item"

PX0696

American Express Merchant Regulations - U.S.: October 2010

PX0699

Email from Jessica S. Lieberman to Paul H Hough re. "Revenue at Risk from Durbin and DOJ"

PX0700

Email from Elizabeth Langwith to Christopher Hollins et al. re. Re: Fw: Groupon - Conference Call Follow-up

PX0702

Email from Johanna Ward to Katherine Tsangl et al. re. Re: Fw: Follow up attaching American Express document re

"Managed Merchant Satisfaction Study," American Express document re "Unmanaged Merchant Satisfaction Study,"

American Express Document re "Please take a survey from American Express"

PX0703

American Express Document re "Managed Merchant Satisfaction Study"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 23 of 231 PageID #:

20842

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0706

Email from Marty Shugarts to Aliya A Bokhari forwarding Fw: FCLM BUR With Ed Gilligan attaching American

Express PowerPoint presentation titled "Business Unit Review: Field Client Management"

PX0708

Email from Deana L Perrin to Abner E Moreau et al. re. Information Update - Description has changed: MOD

Teledirect Channel Update attaching American Express PowerPoint presentation titled "Merchant Optimization &

Development (MOD): TeleDirect Update," American Express document re "Pricing Job Aid," American Express

PowerPoint presentation titled "Value Statements: General," American Express document re: "Merchant Services

TeleDirect New Hire Training: Marketing Tutorial"

PX0709

Email From Robert S Piccione to Peggy Sousa et al. re. Allegiant Airlines Cancellation Update

PX0710

Email from Peggy Sousa to Glenda McNeal et al. re. AA CSA BAU and Accelerated Nego Scenarios (walkin/out) --

FOR YOUR REVIEW PRIOR TO SHARING WITH KIM/BILL attaching American Express PowerPoint presentation

titled "Appendix: American Express & American Airlines Update," American Express PowerPoint presentation titled

"American Express & American Airlines Update"

PX0711

Email from Lisa S Derosa to Brandon Pederson et al. re. Revised Alaska Airlines / American Express Card Service

Agreement attaching Agreement for American Express Card Acceptance by Airlines between American Express and

Alaska Airlines, Inc., Agreement for American Express Card Acceptance by Airlines between American Express Travel

Related Services Company, Inc. and Alaska Airlines, Inc., American Express PowerPoint Presentation titled

"American Airlines Accelerated CSA Negotiation Update"

PX0712

Email from Peggy Sousa to Paul G Abbott et al. re. AA Competitive Rate Slide attaching American Express

PowerPoint presentation titled "American Airlines Competitive Analysis"

PX0715

Email from Steve Lemson to Ernest Tollerson et al. re. MTA 'Preferred Payment System' Proposal

PX0720

American Express document re Resume, John Aprile

PX0721

Email from Jack J Funda to Shane P Berry et al. re. Re: Durbin

PX0722

Email From Christopher R Hollins to Nicolas Gunn et al. re. Re: HP and American Express: Next Steps

PX0723

Email from Hollins to Berry re. Re: Preference follow up

PX0725

Email from David Herrick to Emelie Smith et al. re. URGENT-GES Client Manager Communications Regarding BA-

URGENT attaching American Express PowerPoint Presentation titled "American Express Policy on Non-Card

Acceptance for Corporate Net Fares," American Express document re "Q&As - British Airways Non-Acceptance of

American Express Card for Corporate Net Fare Deals in the United Kingdom"

PX0726

Email from Vincent Campana to Lynne Biggar re. "Travelocity"

PX0729

Email from Ira J Kaufman to Curtis Wilson et al. re. FYI - Copy of Al Kelly BUR document attaching American Express

PowerPoint Presentation titled "TEI Business Unit Review"

PX0732

Email from Elizabeth Langwith to Steven Lakus et al. re. Hilton Growth Incentive/Official Card

PX0733

American Express Memorandum re "Visa Competitive Information"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 24 of 231 PageID #:

20843

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0735

Email from Lisa C Duus to Vincent S Campana et al. re. FINAL slides for NCG attaching American Express

PowerPoint presentation titled "MSA Regulatory Response Action Plan: Merchant Partnerships"

PX0736

Email from Jack J Funda to Stuart A. Moffett et al. re. some potentially useful docs for SW [pls don't distribute]

attaching American Express PowerPoint presentation titled "Airline Cobrand Best Practices"

PX0737

Email from Nikos R Raleigh to GCG MSA et al. re. Action Required: Questions from Merchants on Durbin & Talking

Points attaching American Express document re "Talking Points Regarding Passage of Durbin Amendment"

PX0739

Email from Bryan D O'Malley to Marilyn J Bryant forwarding Fw: Integrated Marketing attaching American Express

PowerPoint presentation titled "Travel Agent Engagement and Holistic Marketing"

PX0740

Email from Laura L Kim to Jim M McGuiness et al. re. Update: FedEx anchor merchant proposal attaching American

Express PowerPoint presentation titled "FedEx and American Express: Deepening our Partnership"

PX0744

American Express PowerPoint presentation titled "US Membership Rewards Review: 2011 0+12 Forecast"

PX0750

Email from Leena H Parikh to Jack J Funda et al. re. Re: please send final price-value spreadsheet with

insistence/premium/etc to Ashley; thx attaching American Express excel spreadsheet titled "Price-Value Assessment

2010 v37"

PX0751

Email from Jack J Funda to Yana C Gutierrez et al. re. Durbin -- next steps attaching American Express PowerPoint

presentation titled "Durbin Impact & Potential Response Strategy"

PX0752

Email from Lisa C Duus to Elizabeth Langwith et al. forwarding Fw: Official Card terms

PX0753

Email From Jack J Funda to Elizabeth Langwith forwarding Fw: Sea World (Busch) Info for tomorrow attaching

American Express PowerPoint presentation titled "MSA Regulatory Response Action Plan: Merchant Partnerships"

PX0754

Email from Elizabeth Langwith to Lynn P Tsai et al. re. Re: Groupon

PX0756

Email from Gunther Bright to Anre Williams forwarding Fw Pfizer Document Presented attaching American Express

PowerPoint titled "Broadening & Deepening Our Partnership: Pfizer and American Express: Best & Final Contract

Proposal," American Express document re "17.13 Cost of Change"

PX0759

American Express PowerPoint presentation titled "OnePoint External Sales & Service Program: OnePoint Program

Roadshow"

PX0765

Email from Peggy Sousa to Stacy E Mark re. Fw: Final Alaska Acct Review for Kim attaching American Express

PowerPoint titled "Alaska Airlines: Business Overview"

PX0766

Email from Peggy Sousa to Shane P Berry re. UAL CSA Response Strategy V3 (discussion doc for Bill Glenn mtg 7

21 09) attaching American Express PowerPoint presentation titled "Appendix," American Express PowerPoint

presentation titled "United Airlines CSA Response Strategy: Discussion Document"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 25 of 231 PageID #:

20844

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0768

Email from Peggy Sousa to Lisa S. DeRosa forwarding Fw: AA

PX0770

Email from Scotch D Wilks to GCG MSA VP et al. forwarding Fw: Presentation for Airline Team Meeting with Glenda

7/21 & 7/22 attaching American Express PowerPoint presentation titled "Global Client Group: Airline Portfolio"

PX0772

Email from Michael E Saunders to Glenda McNeal et al. re. Office Depot Write Up

PX0773

Email from Pam A Codispoti to Shane P. Berry et al. re. Re: JetBlue EJMC

PX0774

Email from Vincent S Campana to M. Arison et al. re. Carnival Corporation & American Express Company

PX0776

Email from Shane P Berry to Peggy Sousa et al. re. Re: Fw: VR update: Sun Country

PX0777

Email from Elizabeth Langwith to Lisa C. Duus et al. re. Re: Marriott update

PX0778

Email from Jack J Funda to Shane P. Berry et al. re. Fw: Lodging Value Recapture

PX0779

Email from Jennifer L Lee to Ronald C. Shultz re. 2004 UPDATES TO VALUE TOOL attaching American Express

Document re "Publix 621 Bankcard Rate," American Express PowerPoint presentation titled "Value Tool"

PX0782

Email from Peggy Sousa to Shane P. Berry re. Re: Fw: Confidential US Air BDF and UA BDF

PX0784

Email from Joseph Quagliata to Beverly M Anderson re. Re: Field Impact: Pay In Gross Fee Increase

PX0790

Email from Kirsten H Neuman to Andrea M. Balmant et al. re. final deck attaching American Express PowerPoint

presentation titled "Merchant Acceptance"

PX0791

Email from Joseph Quagliata to Gaetano D Messina re. Re: For BUR - Value Recapture 2009 Plan for CLM attaching

American Express PowerPoint titled "Field CLM Meeting: Pricing Discussion"

PX0793

Email from Joaquin A Avino to John J Aprile et al. re. Fw: Competitor Dashboard attaching American Express excel

spreadsheet titled "Competitor Rates by Industry_100710"

PX0794

Email from Ashley A McGrail to Shane P Berry re. Re: Please approve via email now

PX0795

Email from Melissa A Conti to Yana C Gutierrez forwarding Fw: Murphy Follow Up attaching American Express excel

spreadsheet titled "9-1-10 Value of Amex for Murphy USA"

PX0796

Email from Joseph Quagliata to Gaetano D messina et al. Re. Confidential Update: 2010 Restaurant Value Recapture

PX0799

Email from Peggy Sousa to Shane P Berry re. Fw: Card Service Agreement--Continental's reply to Amex rate increase

attaching Letter from Mark Bergsrud to Peggy Sousa

PX0800

Email from Peggy Sousa to Shane P berry Forwarding Fw: Airline Industry Alternate Payment Audit--REVIEW REQ

attaching American Express excel spreadsheet titled "Alternate Payment Audit - Airline 2-9-08"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 26 of 231 PageID #:

20845

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0801

Email from Erica M Ramirez to Rene Graniere et al. re. Re: Alaska Airlines/Frontier Airlines/NCL - Update Requested

3pm today attaching American Express PowerPoint presentation titled "Merchant Account Plan - Frontier Airlines"

PX0803

Email from William A Gedarovich to Peggy Sousa re. Fw: Southwest Share Support

PX0804

Email from William A Gedarovich to Peggy Sousa re. Southwest Airlines CSA Update

PX0807

Email from Peggy Sousa to Lisa S DeRosa re. AA Mtg recap with PS edits attaching American Express PowerPoint

presentation titled "American Airlines 11/3/09 VR Kickoff Meeting Recap"

PX0809

Email from Peggy Sousa to Shane P Berry re. FYI Ltr to Southwest intended to escalate nego on rate increase

PX0810

Email from Lisa S DeRosa to Jim M McGuiness et al. re. Alaska Airlines Value Recapture attaching American Express

PowerPoint Presentation titled "Alaska Airlines Negotiation Approach - AXP View"

PX0811

Email from Shane P Berry to Jeff Foland et al. re. Preferencing Language attaching American Express document re

"United - Honoring Language (Amex 2-24)"

PX0813

American Express document re "American Express External Sales Agent Program: Operating Regulations"

PX0816

American Express document re "Establishment Services Discount Rate Schedules & Industry Codes - U.S. as of April

2010"

PX0820

Amendment to the Agreement for American Express Card Acceptance between OfficeMax Incorporated and American

Express

PX0821

American Express PowerPoint presentation titled "MSA Acquisition"

PX0822

American Express PowerPoint presentation titled "MSA Regulatory Response Action Plan: Merchant Partnerships"

PX0823

American Express document re "Establishment Services Discount Rate Schedules & Industry Codes - U.S. as of

November 2011"

PX0824

Email from John F Banfield to Ed Gilligan et al. re. RBA discount rate question attaching American Express excel

spreadsheet titled "Net Discount Rate (2002 - 2006) Restated"

PX0825

Email from Joaquin A Avino to John J. Aprile re. Re: Do we have… attaching American Express excel spreadsheet

titled "Competitive DR 2005 - 2008v4"

PX0828

American Express PowerPoint presentation titled "MS JAPA BUR" and American Express PowerPoint presentation

titled "Regulation Driven Surcharging/Discounting Threats: Discussion with MS Americas Leadership Team"

PX0829

American Express PowerPoint presentation titled "AXP Merchant Pricing: Brainstorming Session with Kim Goodman"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 27 of 231 PageID #:

20846

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0830

Email from Kevin F Carey to Kim C Goodman et. al. re. Fw: H&M Meeting attaching American Express PowerPoint

presentation titled "H&M: North America Contract Discussion"

PX0834

Email from Glenda McNeal to Jamie Russo et. al. re. Fw: Agreement Reached - Preferred Hotel Group

PX0837

Email from Elizabeth Hurvitz to Ed Gilligan et. al. re. SECM update attaching American Express PowerPoint

presentation titled "Network Economics: Discussion Document"

PX0838

Email from Glenda McNeal to Kim C Goodman et. al. re. Update on PayPal and Dell attaching American Express

PowerPoint presentation titled "PayPal Negotiation Update"

PX0839

Email from Ed Gilligan to Vince Nerlino re. Re: Fw: SECM II Shadow Reporting

PX0843

Email from Steve McCurdy to Glenda McNeal et. al. re. Fw: United Proposal attaching American Express excel

spreadsheet titled "UAL Scenarios_8.21.2009"

PX0844

Email from Kim C Goodman to Jud Linville et. al. re. Pebble Beach: John Linen Request

PX0845

Email from Kevin F Carey to Kim C Goodman et. al. re. Updates on Two CLM Merchant Renegotiations

PX0846

Email from Rita R Hanes to Kim C Goodman forwarding Lodging CSA Update for Bill Glenn attaching American

Express document re "Leading Hotels of the World: 2007 Negotiation Recap"

PX0847

Email from The Office of Bill Glenn re. A Great Start

PX0851

Email from Rhonda A Cohen to Kemi P Akinsanya-Rose et. al. re. documents for 3pm average roc meeting attaching

American Express excel spreadsheet titled "accountlist 09232007", American Express PowerPoint presentation titled

"2007 Average ROC Strategy and Value Recapture"

PX0853

Email from Elizabeth Langwith to Shane P Berry et. al. re. BUR Document for Bill Glenn attaching American Express

PowerPoint presentation titled "Key Messages"

PX0854

Email from Tom Pojero to Elizabeth Langwith et. al. re. Re: Clean-Up Opportunity

PX0857

Email from Vincent S Campana to Shane P Berry re. Re: attaching American Express document re "Performance

Management Process Exempt Year-End Performance Assessment (Bands 45 Above)"

PX0858

Email from Yana C Gutierrez to Jack J Funda re. Background attaching American Express PowerPoint presentation

titled "Expedia Overview"

PX0859

Email from Kelly A Devine to Ed Gilligan et. al. re. Deck for Offsite attaching American Express PowerPoint

presentation titled "Offsite Topics"

PX0860

Email from Gregory B Greenberg to Vincent S Campana et. al. re. Re: CTN Value Recapture follow-up attaching

American Express PowerPoint presentation titled "TEI/CTN Discount Rate Discussion Document"

PX0867

Email from Jessica S Lieberman to Paul H Hough forwarding Global 2010 - 2012 LRP

PX0868

Email from Jonathan A Banks to Jack J Funda et. al. forwarding Re: Staples latest offer presented 12/8/2010

attaching American Express excel spreadsheet titled "Staples Offer Tracker w CAD"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 28 of 231 PageID #:

20847

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0869

Email from Anre Williams to Darryl Brown et. al. re 2009 Full Year - US Share of Spend attaching American Express

PowerPoint presentation titled "December YTD 2009: Proprietary US Card Share Analysis"

PX0870

Email from The Office of Kim Goodman to GCG MSA et. al. forwarding Congress Completes Work on Financial

Reform

PX0872

Email from Robert S Piccione to Kim C Goodman re. Ken 1:1 deck attaching American Express PowerPoint

presentation titled "Ken Chenault Update"

PX0874

Email from Glenda McNeal to William H Glenn re. URGENT: FOLLOW UP items for discussion with Dell

PX0876

Email from Jack J Funda to Glenda McNeal et. al. re. Murphy Oil post-cancellation analysis

PX0877

Email from Amardeep R Singh to Jack J Funda et. al. re. Re: Ikea

PX0881

Email from William H Glenn to Doriann Medina forwarding Re: network principles re airline cobrands attaching

American Express PowerPoint presentation titled "Airline Cobrand Best Practices - Network Contribution Principles"

PX0882

Email from Jack J Funda to Steve McCurdy et. al. forwarding Re: CCL walkaway scenarios attaching American

Express PowerPoint presentation titled "Range of Potential Negotiated Agreements - 5 Year Impact" and American

Express excel spreadsheet titled "CCL walkway backup"

PX0883

Email from Glenda McNeal to William H Glenn et. al. re. Dell Summary Term and description of gaps attaching "Draft:

12/12/05"

PX0885

Email from Robin Korn to Stephen B Selwood et. al. re. Fw: Seat Finder et al

PX0888

Email from Kim C Goodman to Anre Williams et. al. re. Follow-up on Dell MS Negotiations

PX0890

Email from Robert A Glick to amex@newmedia.com et. al. re. Final BOD deck attaching American Express

PowerPoint presentation titled "Global Merchant Business Update"

PX0891

Email from Kim C Goodman to Glenda McNeal et. al. re Re: PayPal -Talking Points DRAFT

PX0894

Email from Jack J Funda to Steve McCurdy forwarding Re: Fw: ACTION: H&M potential Signing

PX0899

Email from Margaret M Ceres to William H Glenn et. al. re. Marriott Negotiations Update attaching American Express

PowerPoint presentation titled "Marriott Negotiations Update"

PX0900

Email from Jack J Funda to William H Glenn et. al. re. revise BOD pages attaching American Express PowerPoint

presentation titled "Board Presentation -- Pricing: Draft v2"

PX0901

Email from Jim V Ash to Robert S Piccione et. al. re. BIP Issue Briefing attaching American Express document re

"Background - CPC Value Recapture"

PX0902

Email from William H Glenn to JoAnn C Stonier forwarding CVS Below the Line Offers

PX0908

Email from Steve McCurdy to Yongyong M Kennedy with no subject attaching American Express PowerPoint

presentation titled "How Much More Value Recapture Opportunity is Left in the US? What will it take to capture it?"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 29 of 231 PageID #:

20848

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0909

Email from Cara A Fulchino to Nancy Polk forwarding Fw: Red/Yellow Risk Accounts & Account Plans attaching

American Express PowerPoint presentation titled "Q1 Account Review: Telecom"

PX0911

Email from John J Aprile to Steve McCurdy et. al. forwarding Re: Fw: Premium Model Exercise attaching American

Express excel spreadsheet titled "AXP Mix on V&MC models" and American Express PowerPoint presentation titled

"Pressure on Discount Revenue Premiums: Issuer View"

PX0914

Email from Kathleen Fiorello to SRG Government Team forwarding Sr Leader Presentation to Financial Community

attaching American Express document re "Financial Community Meeting: Ed Gilligan - Talking Points"

PX0915

American Express PowerPoint presentation titled "Global Pricing & Revenue Management: Business Unit Review"

PX0916

Email from Steve McCurdy to Jessica S Lieberman forwarding Breakdown of DR by Network, Issuer & Acquirer

attaching American Express PowerPoint presentation titled "AXP Merchant Pricing Overview & Key Challengers in the

Current Competitive Environment: Global Merchant Pricing Strategy"

PX0917

Email from Lina S Bedi to William H Glenn et. al. re GMS BUR - Agenda and Documents for today attaching American

Express document re "Global Merchant Services Business Unit Review" and American Express PowerPoint

presentation titled "Merchant Pricing Architecture: Potential Options: Discussion Document"

PX0919

Email from Jennifer Allen to Jack J Funda et. al. re. Tier 4 RVR3 Summary

PX0920

Email from Steve McCurdy to Jack J Funda re. Re: my take-aways

PX0923

Email from William H Glenn to Doriann Medina forwarding Discover Interchange Rates attaching American Express

excel spreadsheet titled "Interchange Qualification Criteria Guide - April 2010"

PX0924

American Express PowerPoint presentation titled "GMS Coverage Update: WHG Staff Meeting"

PX0925

Email from Alex Grimaldi to John D Hayes forwarding Final Versions attaching American Express document re

"Monday Opening Remarks: Short Hills Strategy Offsite"

PX0926

Email from Marty Shugarts to Jay T Novak et. al. forwarding Fw: B2B Services Value Recapture - Overnight Mail

Summary attaching American Express PowerPoint presentation titled "Overnight Mail Value Recapture"

PX0927

Email from Ronald C Shultz to Jack J Funda et. al. forwarding Fw: B2B Services Value Recapture - Overnight Mail

Summary attaching American Express PowerPoint presentation titled "Overnight Mail Value Recapture"

PX0928

Email from Joseph Quagliata to Lori A Murphy et. al. re. " ACTION REQUIRED - RVR3 merchant Communication"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 30 of 231 PageID #:

20849

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0929

Email from Danielle M Birriel to William H Glenn et. al. forwarding Re: Deck for this morning's DOJ meeting attaching

American Express PowerPoint presentation titled "Regulatory Task Force Update: Merchant Partnerships Update

(NCG and GCG)"

PX0930

Email from Steven Lakus to Glenda McNeal forwarding Hyatt CSA - Extension Status

PX0931

Email from Christopher J Lolli to Kevin F Carey et. al. re. Re: HEB, SuperValu --- URGENT -- Walgreen's attaching

American Express PowerPoint presentation titled "Walgreens Cancellation Response Plan"

PX0932

Email from Christopher J Lolli to Zane D Broher forwarding Re: HEB, SuperValu --- URGENT -- Walgreen's

PX0933

Email from Paul Dottle to John Theiss re. Re: Walgreens

PX0934

Email from John Theiss to Paul Dottle et. al. re. Walgreens contingency plans

PX0935

Email from Peggy Sousa to Erich X Franken et. al. re. Airline Negotiation Meeting 12/4 attaching American Express

PowerPoint presentation titled "Airline Value Recapture Update"

PX0937

Email from Jack J Funda to Peggy Sousa et. al. re. Re: Fw: Alaska Airlines / American Express --feedback form client

re discount rate--PLEASE READ

PX0940

Email from Peggy Sousa to Shane P Berry re. FINAL - Kim Briefing Doc for con call with SWA's CFO today at 430pm

attaching American Express PowerPoint presentation titled "Southwest Airlines Briefing"

PX0941

Email from Steve McCurdy to Jack J Funda et. al. re. Re: 2009 VR Plan

PX0942

Email from Jack J Funda to John J Aprile et. al. forwarding V/MC rate changes over time attaching American Express

PowerPoint presentation titled "Impact of Visa/MasterCard's Pricing-Based Initiatives"

PX0943

Email from Glenda McNeal to Kim C Goodman et. al. re. PayPal update

PX0944

Email from Kim C Goodman to William H Glenn et. al. re. update on Hertz…Please Read

PX0945

American Express document re "William H. Glenn"

PX0946

Email from Kyle G Curtin to Greg J Tobias et. al. forwarding Re: Link attaching American Express PowerPoint

presentation titled "PayPal: Overview Document for Workshop"

PX0947

Email from Ronald C Shultz to Jodi Sternberg et. al. re. Al Kelly BUR attaching American Express PowerPoint

presentation titled "ESNA Business Unite Review: NA Pricing"

PX0948

Email from Jack J Funda to ES PRICING re. Global Pricing BUR attaching American Express PowerPoint

presentation titled "Global Pricing & Revenue Management: Business Unit Review"

PX0954

Email from Stuart A Moffett to Steve McCurdy et. al. forwarding CFE Nomination

PX0955

American Express PowerPoint presentation titled "Hyatt & American Express: The Possibilities Are Endless"

PX0956

Letter from Jodi Hector to ESA Partner with no subject and American Express document re "Merchant Set-Up

Requirements"

PX0960

American Express document re "Talking Points - B2B"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 31 of 231 PageID #:

20850

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0961

Email from Ronald C Shultz to William H Glenn et. al. re. "Pricing Update - 11/19 1:30 PM" attaching American

Express PowerPoint presentation titled "2005 GES Pricing Strategy: Focus on Travel and Entertainment Industry

Opportunities"

PX0963

Email from Ronald C Shultz to Steve McCurdy et. al. re. "Fw: Chairman's Award Submission" attaching American

Express document re "2006 Chairman's Award for Innovation Application Submission"

PX0965

Email from Shane P Berry to Vincent S Campana forwarding "Fw: Year End Appr discussion tomorrow" attaching

American Express document re "Performance Management Process Performance Assessment (Bands 45 and

Above)"

PX0966

Email from William H Glenn to Doriann Medina re. "Fw: Debit and Dual" attaching American Express PowerPoint

presentation titled "Debit Product Introduction Analysis: Global Merchant Pricing Strategy", American Express

PowerPoint presentation titled "Dual Network Evaluation"

PX0970

Email from Steve McCurdy to William H Glenn re. "Fw: MSUS Value Recapture Gameplan for 2009" attaching

American Express PowerPoint presentation titled "Value Recapture Roadmap 2009-2011+"

PX0971

Email from John J Aprile to Jack J Funda et. al. re. "Re:Fw: Pricing Follow-up on U.S. Regulatory work"

PX0972

Email from Steve McCurdy to William H Glenn et. al. re. "Fw: FY 2008 Deck" attaching American Express PowerPoint

presentation titled "US Discount Rate Full Year 2008 Review"

PX0973

Email from Jack J Funda to Elizabeth Langwith et. al. forwarding "Fw: Card Service Agreement--Continental's reply to

Amex rate increase" attaching Letter from Mark Bergsrud to Peggy with no subject

PX0974

Email from Tom Pojero to Kathleen M Pierce-Gilmore et. al. forwarding "Tomorrow's 2010 VR Discussion" attaching

American Express PowerPoint presentation titled "Finalizing U.S. Value Recapture Program for 2010'

PX0975

American Express PowerPoint presentation titled "MSA Quarterly Pricing Discussion: 2010 Value Recapture Plan"

PX0976

Email from Beverly M Anderson to Opeyemi O Oluwole re. "Fw: SQP-GCG" attaching American Express PowerPoint

presentation titled "Global Client Group SQP Charting our Path Forward"

PX0977

Email from Sujata N Bhatia to Ed Gilligan et. al. re. "BOD Presentation - B2B Overview" attaching American Express

PowerPoint presentation titled " B2B Overview"

PX0978

Email from Gary Portuesi to TEI Hotel and Resort Group et. al. re. "Yesterday's Lodging Presentation" attaching

American Express PowerPoint presentation titled "GCG Lodging Group: Industry & Positioning Overview"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 32 of 231 PageID #:

20851

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0979

Email from John J Aprile to Ben A Alkin et. al. re. "Re; GMS Staff Meeting - 10/20" attaching American Express

PowerPoint presentation titled "Global Account Pricing Guidelines Project Update: Global Pricing & Revenue

Management", American Express PowerPoint presentation titled "Give 2 Gether: The Annual American Express

Employee Giving Campaign", American Express PowerPoint presentation titled "Competitive Intelligence Models

Overview: Global Pricing Strategy"

PX0980

American Express PowerPoint Presentation titled "Alternative Payment Provider: Working Session PRE-READ"

PX0981

Email from Sonali Z Chakravorti to Gordon Smith et. al. re. "GCC Q2 Meeting--Day 1 (Regional) Presentations"

attaching American Express PowerPoint presentation titled "Global Commercial Card: Global Client Group: SQP

Planning Summary"

PX0982

Thomson document re "Final Transcript: Thomson StreetEvents: AXP-American Express Company at Morgan Stanley

Software, Services, Internet & Networking Conference"

PX0983

Email from Jack J Funda to Dana Warren et. al. re. "RE: Pricing Communications Tools for Ken Meeting" attaching

American Express PowerPoint presentation titled "Visa-Competitive Rate Analysis: Directional Estimates"

PX0988

Email from Jack J Funda to Lynn P Tsai et. al. re "Re: request for help on the Durbin analysis" attaching American

Express excel spreadsheet titled "Price-Value Assessment 2010 v33.xls"

PX0989

Email from Jack J Funda to Elizabeth Langwith et. al. re "Fw: Recent discussion with Ken on merchant pricing"

attaching American Express PowerPoint presentation titled "Pricing Performance"

PX0990

American Express excel spreadsheet titled "US - Spend Coverage PRELIMINARY Dec-23"

PX0991

American Express PowerPoint presentation titled "December YTD 2006: Drivers of Proprietary US Card Share"

PX0992

Email from Kevin F Carey to Glenda McNeal re. "Staples Update"

PX0993

Email from Joseph Quagliata to Kim C Goodman re. "JQ Mid Year Review" attaching American Express document re

"Performance Management Process Goal Setting, Development Planning, and Performance Assessment"

PX0994

Email from Willis Ke to Service Excellence et. al. re "July/August 2010 Service Excellence Bulletin Distribution

Notification" attaching American Express document re "Service Excellence Bulletin July/August 2010 Issue"

PX0995

Email from Pam A Codispoti to Roma T Vakil et. al. forwarding "US Card Share-- December YTD 2010" attaching

American Express document re "US Share FLASH: December YTD 2010", American Express PowerPoint

presentation titled "December YTD 2010: Proprietary US Card Share Analysis"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 33 of 231 PageID #:

20852

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX0996

Email from Anup Swamy to Ruchika J Lal et. al. forwarding "RE: Documents- PP for Ruchika" attaching American

Express PowerPoint presentation titled " PayPal Project - Leadership Update #1", Bain & Company PowerPoint

presentation titled "PayPay Project Leadership Update #2"

PX0999

Email from Glenda McNeal to Scotch Wilks forwarding "Treatment of in-house spend in cobrand deals" attaching

American Express PowerPoint presentation titled "Co-Brand Economics: Best Practices: GMS Discussion Document"

PX1000

Email from Gaetano D Messina to Joseph Quagliata et. al. re. "Updated Year End PMP" attaching American Express

document re "Performance Management Process Goal Setting, Development Planning, and Performance

Assessment"

PX1001

Email from Jacqueline J English to Joseph Quagliata et. al. re. "Docs for SeaWorld Discussion" attaching American

Express document re "American Express Proposal 2011-2013"

PX1002

Email from Nathan B Bhatt to GCG MSA et. al. re. "FBR UPDATE: New Industry Model Enhancements" attaching

American Express PowerPoint presentation titled "FAQ's: Segmentation & Model Overview", American Express excel

spreadsheet titled "Exception Request Form", American Express PowerPoint presentation titled "Pricing Exception

Process Flow", American Express PowerPoint presentation titled "Direct Marketing Together: <%Merchant Name%>

and American Express"

PX1003

American Express document re "American Express OnePoint Operating Regulations"

PX1006

Email from Lynn B Jearum to Pearse Reynolds et. al. re. "PROJECT PATRIOT - DECEMBER REPORT" attaching

American Express PowerPoint presentation titled "Project Patriot Update: 2003 Executive Summary"

PX1010

Email from Shane P Berry to Kim C Goodman et. al. re. "United CSA Renewal signed!!!"

PX1011

Email from Steve McCurdy to Shane P Berry et. al. re. "Re: United CSA Renewal signed!!!"

PX1014

Email from Joaquin A Avino to John J Aprile re. "Re: Mix/Model Q"

PX1016

Email from Joseph Quagliata to Elly X Barberan re. "Self Appraisal" attaching American Express excel spreadsheet

titled "2009 JQ Scorecard - Field Client Management"

PX1017

Email from Tom Pojero to Joseph Quagliata re. "Re: Fw: Message from Joe Quagliata"

PX1018

Email from Tom Pojero to Kevin F Carey re. "Re: Murphy Oil"

PX1020

Email from Tom Pojero to Jennifer Allen et. al. re. "Re: Tier 4 RVR3 Summary"

PX1023

Email from Jack J Funda to William H Glenn et. al. re. "network principles re airline cobrands" attaching American

Express PowerPoint presentation titled "Airline Cobrand Best Practices-Network Contribution Principles

PX1027

Email from Steve McCurdy to Sanjay R Rishi re. "KIC SSS Document" attaching American Express PowerPoint

presentation titled "ESNA Pricing Review: KIC Shirtsleeves Session"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 34 of 231 PageID #:

20853

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1028

Email from Alois T Stock to Ronald C Shultz re. "2009 PMP" attaching American Express document re "Performance

Management Process Performance Assessment (Bands 30, 35 & 40)", American Express document re "National

Client Group - 2009 Ratings Alignment Input Sheet"

PX1030

Email from Lynne Biggar to Gary Portuesi et. al. re. "Re: IHG"

PX1031

American Express PowerPoint presentation titled "CCSG Financial Review"

PX1032

American Express PowerPoint presentation titled "OPEN Financial Review"

PX1033

Email from Ed Gilligan to Kenneth Chenault forwarding "MR"

PX1034

Email from Anna G Yoon to Peggy Sousa re. "Team accomplishments for August" attaching "Airline Team's

accomplishments for August 2008"

PX1035

Email from Robert S Piccione to Shane P Berry et. al. re. "Delta sticks"

PX1036

Email from Ricardo E Ayala to Peggy Sousa re. "Re: 08 PMP for Band 35 and Band 30--need soft copy asap"

attaching American Express document re "Performance Management Process Performance Assessment (Bands 30,

35 & 40)"

PX1037

American Express PowerPoint presentation titled "CCSG Cost of Cardmember Services"

PX1039

Email from Gabriella P Fitzgerald to Kenneth Chenault et. al. re. "Talking Points for 8/8 Breakfast with CIBC" attaching

American Express document re "Talking Points CIBC Breakfast Monday, August 8, 2005"

PX1042

Letter from Glenda McNeal to Mike Campbell re "American Express Card Acceptance"

PX1044

American Express document re. "When Was The Last Time Feeling Bad Actually Felt Good?"

PX1047

Agreement For American Express Card Acceptance between American Express and Yahoo! Inc.

PX1053

Email from Ed Gilligan to Glenda McNeal et. al. re. "Re: AA update"

PX1054

Email from John D Budischak to Kyle G Curtin forwarding "VDR Home Decor"

PX1055

Email from Kevin F Carey to Andrea M Balmant re. "Document for My Meeting with TT Today" attaching American

Express PowerPoint presentation titled "Central Region Client Management: 1st Quarter Business Review"

PX1058

Amendment to Schedule H of the Master Services Agreement between Dell USA L.P. and American Express

PX1059

Email from Benzion T Axelrod to Brad Thompson et. al. re. "IKEA-Need your input"

PX1060

Email from Elizabeth Cohen to Joseph Quagliata et. al. re. "Re: 2nd Request: Loews Sponsorship"

PX1062

Email from Glenda McNeal to Aliya A Bokhari et. al. re. "Re: DIRECTV Contract Draft -- for your review in prep for

execution by 12/23"

PX1063

Email from Shane P Berry to Audrey Hendley re. " Re: Carnival - Confidential Amex Information -"

PX1065

American Express PowerPoint presentation titled "Delta Negotiations Review (Final)"

PX1067

Email from Jason Halpern to Aliya A Bokhari re. "RE: eBay Prefers Language"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 35 of 231 PageID #:

20854

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1069

Email from Arthur C Costa to Jennifer L Lee forwarding "Fw: Durbin final presentation : PRIVILEGED &

CONFIDENTIAL" attaching American Express PowerPoint presentation titled "Durbin Scenario Assessment: Short

Term Response Strategy"

PX1071

Email from Steve McCurdy to William H Glenn re. "Amex-QF co-brand Agreement" attaching Letter from Pierric

Beckert to John Borghetti re "Consumer Card Co-brand Agreement"

PX1073

Email from Glenda McNeal to Jason Halpern et. al. re. "Fw: Preference language"

PX1076

Email from Vincent S Campana to Kevin J Cooper et. al. forwarding "Marketing Language" attaching American

Express document re "Section 5 Card Honoring and Preferences Practices", American Express document re "Section

5 Equality of Treatment", American Express document re "Section 5 Card Honoring and Preferences Practices"

PX1077

Email from Alex Grimaldi to William H Glenn re. "Re:Zagat" attaching American Express document re "Current Amex

Relationship with Zagat"

PX1078

Email from Ed Gilligan to Kenneth Chenault et. al. forwarding "FLASH: June YTD 2008 Proprietary US Share"

PX1080

Email from Marty Shugarts to Ronald C Shultz et. al. re. "Action Required-UPS Card Acceptance Contract Issues"

attaching Agreement for American Express Card Acceptance between UPS and American Express

PX1083

Email from Elizabeth E Post to Ruth L Aloni et. al. forwarding "Global Agreement - Yahoo! Redline 10-30-2008"

attaching Yahoo Agreement for American Express Card Acceptance between American Express and Yahoo! INC.

PX1084

American Express PowerPoint presentation titled "Delta - Amex: Travel Offer"

PX1085

Email from Thomas Tierney to Kevin F Carey forwarding "Re: FYI - Travelocity Cancellation"

PX1086

Email from David I Rabkin to Pam A Codispoti et. al. forwarding "Re: Fw: Jud talking ptsLink" attaching American

Express PowerPoint presentation titled "080608 KIC- SSS - Short Version 2250_final_updated June 12.ppt"

PX1087

Email from Jill L Brewer to Stephen Samoy et. al. re. "Re: Kroger update"

PX1091

Email from Steven M Baron to Suzanne E Wachsstock et. al. re. "Proprietary and Confidential, Prepared at Request

of Counsel: Durbin doc for 10a on 6/23" attaching American Express PowerPoint presentation titled "Durbin Scenario

Assessment: Short Term Response Strategy"

PX1092

American Express PowerPoint presentation titled "Durbin Scenario Assessment: Short Term Response Strategy"

PX1095

Email from Peggy Sousa to Glenda McNeal et. al. re. "AA CSA Terms Document" attaching American Express

PowerPoint presentation titled "American Airlines 12.30.09 Amendment"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 36 of 231 PageID #:

20855

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1098

Email from Kim C Goodman to MSA Senior Leadership Team et. al. forwarding "Fw: Contact Your U.S. Senators"

PX1099

Email from Kristin Moczygemba to Beverly Anderson et al. re. GLG Decks for Ed BUR

PX1100

Email from Kenneth Chenault to Tom Schick re. Durbin Response

PX1101

Email from Glenda McNeal to William Glenn re. Geico letters attached attaching Letter from Glenda McNeal to Mike

Campbell re. American Express Card Acceptance

PX1102

Email from Christopher Frank to Kenneth Chenault et.al. re. US Card Share-December YTD 2010 attaching Dec YTD

2010 US Share and US Share Report YTD 2010

PX1107

American Express memorandum from Harvey Golub to Kenneth Chenault et.al. re Visa Preference Campaigns

PX1109

Email from Peggy Sousa to Charles Petruccelli re. BA Update

PX1111

American Express document re "American Express Global Merchant Services"

PX1112

American Express document re "Shell Oil Company Suppression"

PX1113

American Express document re "Establishment Services Discount Rate Schedules & Industry Codes-U.S. as of April

2010"

PX1116

Email from John Theiss to Glenda McNeal re. Contribution Margins

PX1118

Email from Valerie McNamara to John Theiss forwarding re. Dell Pricing

PX1120

Email from Andrea Jagdmann to Mark Rittenour re. Contract attaching Agreement for American Express card

Acceptance between Chevron and American Express

PX1121

Email from Andrea Jagdmann to Mark Rittenour re. Contract changes document attaching a Chevron/Texaco excel

spreadsheet titled "Chevron Contract Cross-Reference"

PX1122

Email from Neil van Heerden to Amardeep Singh forwarding re. Quantas letter as requested

PX1123

Email from Tracey Bowra to Kula Kulendran re. Taking Calculated Risks

PX1124

American Express PowerPoint presentation titled "Global Pricing and Revenue Management Bill Glenn BUR"

PX1126

Email from Amardeep Singh to Arthur Costa forwarding re. Durbin Consumer Research-next steps attaching

American Express PowerPoint presentation titled "Surcharge Pricing As a Tool-Australia"

PX1127

Email from Lucrezia Robinson to Andrea Coates et.al. re. RBA-Dr Lowe Letter-Final Version attaching letter from

American Express to Dr. Philip Lowe

PX1128

Email from Kristina Dalicandro to George Satkowski re. Amex Agreement attaching American Express PowerPoint

presentation titled "Profitable Cardmembers"

PX1129

Email from Karen Levitt to David Flueck et.al. re. Starwood-revised draft attaching Lodging Worldwide Card Service

Agreement between Starwood and Amex

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 37 of 231 PageID #:

20856

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1130

Email from Rita Hanes to David Flueck re. Tomorrow

PX1131

Email from Vincent Campana to D.Hanrahan re. Update-RCCL and American Express Co

PX1132

Email from Thomas Person to Michael Saunders forwarding re. Updated agreement-Chevron-latest sent to Mark

attaching Agreement for American Express Card Acceptance between Chevron and American Express

PX1133

Email from Tina Pearson to Michael Saunders re. Shell another idea

PX1134

Email from Glenda McNeal to Kim Goodman forwarding re. MS Americas Update: Dell Signed

PX1135

Email from Kristina Dalicandro to George Satkowski re. Amex Agreement

PX1136

Email from Vincent Campana to Kristina Dalicandro re. Dollar Thrifty Automotive & American Express Co

PX1137

Email from Kristina Dalicandro to George Satkowski re. Amex CSA Extension Letter attaching American Express

document re "Enterprise Extension"

PX1139

Email from Anthony Parente to Cristina Scardino re. McDonald's

PX1141

Email from Vincent Campana to Shane Berry re. Update-Hertz & American Express

PX1142

Email from Jamie Russo to Phil Harvey re. Thank You and Possible Starting Points attaching American Express

PowerPoint titled "American Express and Wyndham Worldwide Global Card Acceptance"

PX1144

Email from Kenneth Chenault to William Glenn and Ed Gilligan re. Re: Dell-Contract Agreement

PX1145

Email from Steve McCurdy to Leena Parikh re. Re: IRS Fed Tax Payment

PX1146

Email from Ann Strini to Average ROC Sensitivity participants re. Average ROC Phase II Presentation Materials for

Today's 2pm Meeting attaching American Express document re "Average ROC Initiative FAQ's"

PX1147

Email from Roland Shultz to Kyle Curton forwarding re. Pricing slides-Revised Agenda: Extended Team Staff Meeting"

attaching American Express PowerPoint presentation titled "Pricing Update: Ken Chenault Shirtsleeves; GES Global

Pricing"

PX1149

Email from Stacy Mark to TEI Leadership forwarding Team re. Town Hall attaching American Express document re

"Key TEI Customer Wins 2/7/08 (from last town hall) through 4/15/08

PX1152

Email from Jack Funda to Dana Warren forwarding re. Re: Fw: Re: attaching American Express PowerPoint

presentation titled "Durbin Impact Assessment & Short Term Response Strategy," American Express PowerPoint

presentation titled "Recent Regulatory Changes Potential Impact to AXP & Response to Strategies"

PX1153

Email from Jennifer Lee to John Aprile re. Re: GNBD&T Townhall attaching American Express PowerPoint

presentation titled "Importance of Premium Discount Rate-v3"

PX1154

American Express PowerPoint presentation titled "Durbin Impact Assessment & Short Term Response Strategy"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 38 of 231 PageID #:

20857

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1155

American Express PowerPoint presentation titled "National Client Group (NCG) Account Review"

PX1156

Email from Yvette Connolly to Vincent Campana et al. re. FYI-From Rocco Laterzo attaching American Express

PowerPoint presentation titled "Value Story Update"

PX1157

Email from Jack Funda to Jennifer Lee re. Re: slide or two for August Global Staff Meeting attaching American

Express PowerPoint presentation titled "Durbin Impact & Action Plan"

PX1158

Email from Jack Funda to Steve McCurdy re. Quarterly updates with MSA GMs attaching American Express

PowerPoint presentation titled "GCG Quarterly Pricing Review: Q2 2010"

PX1161

Email from Anre Williams to Gunther Bright re. Re: Home Depot Supply attaching American Express Excel

spreadsheet titled "HDS Fin Offer"

PX1162

Email from Venkat Varadachary to Ed Gilligan et.al. re. USCS Spend Analysis attaching American Express

PowerPoint presentation titled "USCS Spend Analysis; September 2010"

PX1163

Email from Kathleen Pierce-Gilmore to Yana Gutierrez re. Suppression

PX1164

Email from William Glenn to Michael Sunders re. Re: Walgreens Contingency/Jeffrey Rein Information

PX1165

Email from Shane Berry to James Liao et.al. re. Re: BJ's Wholesale Club signed 5-Year Deal

PX1166

Email from Theiss to McNeal forwarding re. Prompting for MC/Visa

PX1168

Email from Tom Pojero to Kathleen Pierce-Gilmore forwarding re. MGP Threshold Reduction to $50K

PX1170

Email from Christopher Hollins to Steve Squeri re. HP Escalation Request attaching American Express PowerPoint

presentation titled "HP-CAA-Key Contract Wins; Issue for Escalation & Rationale"

PX1171

Email from Shane Berry to Suzanne Wachsstock forwarding re. HP-Amex Contract Language attaching American

Express document titled "Redlined and Clean version of Paragraph D. Section 2. Amex Branding concerns"

PX1173

American Express PowerPoint presentation titled "Competitive Threats in IRS Business: American Express Options"

PX1174

Email from Vincent Campana to Lynne Biggar re. Crystal Cruises

PX1175

Email from Jim McGuiness to Jessica Lieberman forwarding re. Starwood Co-brand attaching American Express

International Cobrand Agreement between Starwood and American Express

PX1176

American Express PowerPoint presentation titled "Durbin Scenario Assessment: Short Term Response Strategy"

PX1177

Email from Chatchada Chiamprasert to Vincent Campana et.al. forwarding re. AT&T American Express Card

Acceptance Agreement-New Draft Attached attaching Agreement for American Express Card Acceptance between

Sprint and American Express

PX1178

Email from Chatchada Chiamprasert to Vincent Campana et.al. forwarding re. Sprint/Amex-CAA draft attaching

Agreement for American Express Card Acceptance between Sprint and American Express

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 39 of 231 PageID #:

20858

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1180

Email from William Glenn to Robert Thomson re. Re: High Priority: Conference Call to discuss Durbin Interchange

Amendment

PX1182

Email from Elizabeth Girolamo to Ed Gilligan re. Preparation Meeting Materials-JP Morgan/Rick Shane attaching

American Express document re "JP Morgan Securities," American Express document re "AXP Question and Answer

Summary Package"

PX1183

Email from Millicent Robertson to Wayne Thomson re. Re: American Express/HP Worldwide Card Acceptance

Agreement attaching Worldwide Card Acceptance Agreement between HP and American Express

PX1184

Email from Steve McCurdy to Anne Segal re. Re: Confidential-Note to counsel-Fw: Suggested changes to the US Dr

forecast

PX1185

Email from Rianne Stephens to Glenda McNeal et.al. forwarding re. Action Requested: update Merchant Partnerships

status by Mon 1/24/ at 10am attaching American Express PowerPoint presentation titled "MSA Regulatory Response

Action Plan: Merchant Partnerships"

PX1186

Email from William Gedarovich to Peggy Sousa re. Re: SW contract their comments attaching American Express

document re "Southwest Airlines 2009 CSA"

PX1187

Email from Elizabeth Langwith to Peggy Sousa forwarding re. Airlines update deck-edited by Pricing for Bill mtg Nov

24 attaching American Express PowerPoint presentation titled "Airlines Value Recapture Update"

PX1188

Email from Wendy Radtke to Kade Walter et.al forwarding re. Deal Protocol and Contract Review Training Session-

Monday June 1st 3:30-5;00 EDT attaching American Express PowerPoint presentation titled "FCLM Contract Review

and Deal Protocol Training"

PX1190

Email from Steve McCurdy to Jack Funda re. Re: Fw: united Proposal

PX1191

Email from Aliya Bokhari to Jason Halpern re. Re: eBay Prefers language

PX1193

Email from Sarah Meron to Kim Goodman et.al. re. First Data Announcement (Odyssey)-Final Materials attaching

Press Release, American Express, American Express and First Data Sign Merchant Sales and Servicing Agreement,

2007-12-17, American Express document re "Odyssey Media/External Q&A"

PX1196

Email from John Aprile to Joaquin Avino forwarding re. GCG anchor merchants attaching American Express

PowerPoint presentation titled "MSA Regulatory Response Action Plan: Merchant Partnerships"

PX1197

Email from Christopher Hollins to Chatchada Chiamprasert forwarding re. Card preference language

PX1198

Email from Christopher Hollins to Marchelle Zinola re. Payment Preference Language

PX1199

Email from Shane Berry to Anne Segal et.al. forwarding re. HP-Amex Card Acceptance Agreement attaching

Agreement for American Express Card Acceptance between HP and American Express

PX1200

Email from Christopher Hollins to Nicolas Gunn re. Contract revision attaching Agreement for American Express Card

Acceptance between HP and American Express

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 40 of 231 PageID #:

20859

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1201

Email from Vincent Campana to Shane Berry et.al. re. EDS Retention Update/Giant Eagle Announcement

PX1202

Email from David Herzog to Aliya Bokhari forwarding re. Privileged & Confidential: Anchor Merchant strategy-GCI

Commerce draft proposal-please review attaching American Express document re "Membership Rewards Pay with

Points"

PX1204

Email from Kim Goodman to William Glenn re. Durbin Task Force attaching American Express PowerPoint

presentation titled "Durbin-Vermont Task Force Preliminary Workplan"

PX1205

Email from Lisa Duus to Allon Franklin et.al re. Durbin Training-Final Deck attaching American Express PowerPoint

titled "Durbin Amendment; MSUS Training"

PX1206

Email from Bradlee Benn to Glenda McNeal re. Add'l Info & Context for Conv. w/ C. Komola at Staples

PX1208

Email from Carol Schwartz to Daniel Akerson et.al. re. July 26 Board Presentations-Dodd Frank Act attaching

American Express PowerPoint presentation titled "Presentation to American Express Board of Directors"

PX1210

American Express PowerPoint presentation titled "Network Board"

PX1211

American Express PowerPoint presentation titled "MSA Regulatory Response Action Plan: Merchant Partnerships"

PX1213

Email from Vincent Campana to ES Leisure Travel Team forwarding re. Update-Enterprise Card Service Agreement

PX1214

Email from Vincent Campana to ES Leisure Travel Team forwarding re. Update-Enterprise Card Service Agreement

PX1215

Email from Vincent Campana to Roccoo Laterzo re. CSA Update-Avis Budget Group and American Express

PX1216

Email from Kevin Carey to Rita Hanes et.al re. Re: Starwood signs 6-year Global Card Acceptance Agreement

PX1217

Email from Brandon Pedersen to Lisa DeRosa et.al re Amex Agreement Mark-up from Alaska Airlines attaching

Agreement for American Express Card Acceptance by Airlines between Alaska Air and American Express

PX1219

Email from Kristina Dalicandro to Karen Levitt re. Avis info

PX1220

Email from Chatchada Chiamprasert to Ashley McGrail re. Re: Comments to Section 2b and 2c

PX1221

Email from Daniel Colleton to Bhavna Sharma forwarding re. Lowe's Revisions to proposed Amex US Card

Acceptance Agreement attaching Agreement for American Express Card Acceptance between Lowe's and American

Express

PX1222

Email from Michael Tummillo to Daniel Colleton forwarding re. Amex US Processing Agreement attaching Agreement

for American Express Card Acceptance between Lowe's and American Express

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 41 of 231 PageID #:

20860

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1223

Email from William Gedarovich to Chris Priebe forwarding re. Southwest CSA Meeting attaching Airline Card Service

Agreement between Southwest and American Express

PX1224

Email from William Gedarovich to Karen Levitt et.al forwarding re. Amex attaching Airline Card Service Agreement

between Southwest and American Express

PX1225

Email from William Gedarovich to Chris Priebe et.al re. Revised SWA CSA attaching Airline Card Service Agreement

between Southwest and American Express

PX1226

Email from Doug Kelly to Karen Levitt re. Re: Continental Airlines attaching Airline Card Service Agreement between

Continental and American Express

PX1227

Email from Doug Kelly to Karen Levitt re. Re: Continental/Amex attaching Airline Card Service Agreement

PX1229

Email from Kim Goodman to Glenda McNeal forwarding re. Shell-US CAA

PX1230

Email from Sheetal Doshi to Amit Sachdev re. Please Read: Bill Glenn SQP Questions-Response Requested

PX1232

Email from Steven Lakus to Glenda McNeal re. Announcing a great GCG Win-IHG signs a new 4 year global deal

PX1235

Email from Matt A Ouellette to Dee O'Malley re. Updated CAA for Discussion attaching Amended and Restated

Agreement for American Express Card Acceptance between Best Buy Stores, L.P. and American Express

PX1236

Email from Charles C Ntamere to Jason Halpern et al. forwarding Fw: American Express Agreement with Target

attaching Agreement for American Express Card Acceptance between American Express and Target Corporation

PX1239

American Express PowerPoint presentation titled "Regulation Driven Surcharging/Discounting Threats: Discussion

with MS Americas Leadership Team"

PX1240

American Express PowerPoint presentation titled "MSA Executive Team: 2011 Value Recapture Program, Part II"

PX1241

American Express PowerPoint presentation titled "SECM Methodology Overview"

PX1243

Email from Abby A Spatz to Rich Lehrfeld et al. re. Final Ticketmaster Contract attaching Sponsorship Marketing

Agreement between Ticketmaster L.L.C. and American Express

PX1251

American Express Program Participation Form between Chevron Products Company and American Express

PX1256

Flexible Cooperative Marketing Program Agreement between American Express and Hyatt Hotels Corporation

PX1258

American Express document re "2008 Global Corporate Card Pricing Policy: GCG"

PX1259

American Express document re "2008 Global Purchasing Card Pricing Policy: GCG"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 42 of 231 PageID #:

20861

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1260

American Express document re "2008 Corporate Card Pricing Policy: USCC"

PX1261

American Express document re "2008 Purchasing Card Pricing Policy: USCC"

PX1262

Memorandum from Steven Michaud to Jaromir Divilek et al. attaching American Express Card Issuer Agreement

between American Express and HSBC Bank Nevada, N.A.

PX1263

American Express Card Issuer Agreement between American Express and HSBC Bank Nevada, N.A.

PX1264

BI-LO document re "BI-LO and The American Express® Card: Major Findings

PX1265

Agreement between Amoco Oil Company and BP Exploration & Oil Inc. and American Express Travel Related

Services Company, Inc.

PX1266

Amendment to American Express Card Agreement between American Express Travel Related Services Company,

Inc. and BP Oil & Exploration Inc.

PX1267

BP document re "2011 Payment Card Market Share at BP Sites"

PX1268

Letter from Bill Monroe to BP Branded Marketer re Fee Changes for BP Universal MasterCard and BP Branded

Marketer Card

PX1269

Costco memorandum re "Review of Revised Amex Joint Card Agreement"

PX1270

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and Euromarket Designs, Inc.

PX1271

Crate & Barrel document re "Crate & Barrel - Tender Activity (U.S. only)

PX1272

Darden document re "Annual Credit Card Financial Report: FY 2012: Consolidated Darden"

PX1273

Deer Valley Excel spreadsheet titled untitled attaching Deer Valley documents re "Merchant Card Processing

Statement" monthly for select months in 2011 and 2012, Deer Valley document re "Your Card Processing Statement"

for select months in 2012

PX1274

The Boston Consulting Group PowerPoint presentation titled "Bridging the Merchant Acceptance Perception Gap:

Steering Committee Meeting #2"

PX1275

Discover PowerPoint presentation titled "2008 Attitudes & Usage: Initial Learning and Application"

PX1276

Email from Suzanne Smits to Tom Kossler re. Fw: Itunes

PX1277

Discover document re "David Nelms: Credit Card Forum Speech: April 12, 1999"

PX1278

Email from Judy Yip to JaVonne N. Jennings et al. re. Mr. William Crenshaw Letter - Publix attaching letter from Roger

Hochschild to William E. Crenshaw re untitled

PX1279

Letter from Roger Hochschild to Natan Tabak re untitled attaching Press Release, Discover, Financial Institutions

AND Merchants are Invited to Partner with Discover (May 6, 2004), two Océ Business Solutions documents re

"Shipping Request Form"

PX1280

Discover document re "Merchant Call Report"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 43 of 231 PageID #:

20862

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1281

Discover PowerPoint presentation titled "Pricing for Premium Signature Debut, Premium Plus Consumer Credit, and

Executive Business"

PX1282

Discover document re "Discover - PayPal Partnership Opportunities Discussion Notes"

PX1284

Email from Keith L. Wilson to Kevin O'Donnell re. Re: Fw: Petro

PX1286

Discover document re "Acquirer Interchange and Assessment Manual"

PX1287

Discover PowerPoint presentation titled "Wal*Mart/Discover Card Partnership Program"

PX1288

Discover PowerPoint presentation titled "Merchant-Owned Payment System Opportunity"

PX1289

Email from Jonas Ng to Michael Canady et al. re. Share Shift project - potential merchant targets?

PX1290

Email from Kevin O'Donnell to Roger Hochschild et al. re. Dell Suggested Talking Points

PX1291

Discover PowerPoint presentation titled "Global Pricing Overview"

PX1292

Email from Sebe Williford to Mike Campero et al. re. Re: Walmart Deck attaching Discover PowerPoint presentation

titled "Wal-Mart"

PX1293

Discover PowerPoint presentation titled "Walmart and Discover Financial Services, Inc."

PX1294

Email from Carolyne E Balacek to Roger Hochschild et al. re. Emerging Merchants Exclusivity attaching Discover

document re "Recap of Emerging Merchants Exclusivity Meeting"

PX1296

Discover PowerPoint presentation titled "Home Depot Share Shift Proposal"

PX1297

Discover PowerPoint presentation titled "Strategic Merchant Pricing"

PX1302

Email from Ralph Darmo to David I Rabkin et al. forwarding FW: Amex/EATS attaching Delta Air Lines PowerPoint

presentation titled "Amex & Eats"

PX1303

Email from Ralph Darmo to Scott D Miller et al. forwarding FW: Final Documents attaching Delta Air Lines document

re "Delta American Express Co-Branded Credit Card Program and Loyalty Partnership", and SKYMILES Purchase

Agreement between American Express, Delta Air Lines, Inc., and Delta Loyalty Management Services, LLC, and Bill

of Issuance and Sale between American Express, Delta Air Lines, Inc., and Delta Loyalty Management Services, LLC,

and Guaranty between Delta Air Lines, Inc. and American Express, and American Express document re "American

Express Data Security Operating Policy for U.S. Merchants"

PX1304

Fifth Group Restaurants document re "Credit Card Merchant Statement"

PX1305

FunJet document re "Compilation of Card Acceptance Agreements"

PX1306

The Home Depot document re "Payments"

PX1307

IKEA excel spreadsheet titled "Debit and Credit Card Follow Up"

PX1308

Letter from Wendy S Radtke to Scott Roubic with no subject attaching Agreement for American Express Card

Acceptance between American Express and Jo-Ann Stores

PX1309

Jo-Ann Stores document re "Cover Sheet for Document Express - Establishment Services"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 44 of 231 PageID #:

20863

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1310

MasterCard PowerPoint presentation titled "US Markets Strategy: Board of Directors"

PX1311

MasterCard PowerPoint presentation titled "U.S. Interchange Domain Knowledge: 101 - Reporting Criteria, Standard

Explanations, and Rules of Thumb"

PX1312

MasterCard document re "Converging Pressures within the Payments Industry: A U.S. Card Payments Perspective:

Update"

PX1314

Email from Ruth Ann Marshall to Gareth Forsey et. al. re. "Re: Fw: Travelocity" attaching MasterCard memorandum re

"MIF Renewal Request for Travelocity"

PX1315

Email from Denis Bouchard to Steve Carnevale et. al. re. "Fw: Revised Carnival MIF" attaching MasterCard

memorandum re "Carnival Cruise Line Funding Request"

PX1316

Email from Nina Biornstad to Steven Rubin et. al. re. "Expedia"

PX1317

Email from Nina Biornstad to T.J. Sharkey et. al. re. "Re: Continental" attaching MasterCard document re "Term Sheet-

2005 Continental/MasterCard Holiday Promotion", MasterCard excel spreadsheet titled "Continental Data: Past

December Promotions"

PX1318

Email from Nina Biornstad to T.J. Sharkey et. al. re. "TLVY Negotiations" attaching MasterCard document re

"MasterCard Partnership Proposal", MasterCard PowerPoint presentation titled "Travelocity: MasterCard"

PX1319

MasterCard memorandum re "Proposed Ticketmaster Alliance"

PX1320

MasterCard memorandum re "Proposed Ticketmaster Alliance"

PX1322

MasterCard memorandum re "Credit Card and Disney Imagery Omnibus Report"

PX1323

MasterCard memorandum re "The Mark Travel Corporation"

PX1324

Letter from Fred P. Gore to Paul Nelson re "Joint Marketing Agreement"

PX1325

Email from Fred Gore to Nina Biornstad et. al. re. "Re: Travelocity"

PX1326

Email from Fred Gore to T.J. Sharkey et. al. forwarding "Vcom MIF-submitted for your approval" attaching MasterCard

memorandum re "Request for Funding (MIF) -- Vacation.com"

PX1327

American Express Card Issuer Agreement between American Express and Department Stores National Bank

PX1331

Agreement for American Express Card Acceptance Retail Industry between Office Depot, Inc. and American Express

PX1332

Amendment between American Express and Office Depot, Inc.

PX1333

Letter from Bradlee Bean to Scott Craig re "Information About Our Card Acceptance Relationship"

PX1334

Office Depot document re untitled

PX1335

Amendment to the Agreement for American Express Card Acceptance between OfficeMax Incorporated and American

Express

PX1336

OfficeMax document re untitled

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 45 of 231 PageID #:

20864

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1337

Tier PowerPoint presentation titled "Durbin/DOJ Work Plan"

PX1338

Agreement for American Express Card Acceptance between American Express and Safeway Inc.

PX1339

Supplemental Agreement Between American Express and Safeway Inc.

PX1340

Email from Nancy Polk to Dennis Stokley et. al. re. "AXP Meeting Follow-Up"

PX1341

Agreement for American Express Card Acceptance between American Express and Sinclair Oil Corporation

PX1342

Agreement for American Express Card Acceptance between American Express and Grand America Hotels & Resorts"

PX1343

Sprint PowerPoint presentation titled "Sprint Payment Data: Postpaid Wireless Jan 2009-Sept 2012"

PX1344

Merchant Incentive Agreement between MasterCard and Sprint/United Management Company

PX1345

First Amendment to Merchant Incentive Agreement between MasterCard and Sprint/United Management Company

PX1346

Visa U.S.A. Inc. Visa Promotional Agreement between Visa U.S.A. Inc. and Sprint/United Management

PX1347

Solitude document re "Merchant Financial Activity Statement"

PX1348

Southwest excel spreadsheet titled "Southwest Airlines Co.: Forms of Payments accepted by Southwest Airlines as of

10/31/2012"

PX1351

American Express PowerPoint presentation titled "Lodging Industry Enhancements: Building Business in the 90's"

PX1352

American Express PowerPoint presentation titled "Lodging Revitalization Strategy"

PX1353

American Express PowerPoint presentation titled "Lodging Industry EDC Conversion Strategy: Business-Building

Rationale"

PX1354

United excel spreadsheet titled "Accepted Forms of Payment"

PX1356

Visa U.S.A. Inc. document re "Visa Payment Panel Study: Summary Statistics"

PX1358

Visa U.S.A. Inc. document re "Visa Inc. Board of Directors Monthly Report"

PX1359

Visa U.S.A. Inc. document re "Fiscal Second Quarter 2011 Earnings Conference Call Script: Saunders Section"

PX1360

Visa PowerPoint presentation titled "Priority Country Landscapes: FY 2011 Revenues, BY 2011 Business

Performance"

PX1361

Visa PowerPoint presentation titled "Quarterly Performance Review: Annual Operating Plan: FY2012: Canada"

PX1362

Visa PowerPoint presentation titled "The Economy-Driven Consumer"

PX1363

Visa PowerPoint presentation titled "Australia Counter AMEX strategy update"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 46 of 231 PageID #:

20865

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1364

Visa PowerPoint presentation titled "Australia Strategy Kick-off Acceptance: Key Merchant Management model"

PX1365

Visa document re "Visa U.S.A. Interchange Reimbursement Fees"

PX1369

Amendment between American Express and Walgreen Co.

PX1370

Amendment to Agreements Between American Express and Walgreen Co.

PX1371

Letter from William H Glenn to Jeffrey Rein

PX1372

Letter from William M. Rudolphsen to John Theiss

PX1373

Letter from William H Glenn to Jeffrey Rein

PX1374

Letter from William M. Rudolphsen to Ronald Schultz

PX1375

Walgreens PowerPoint presentation titled "Walgreens and American Express"

PX1376

Email from Lois Beckley to Susan DeVries et al. re. American Express

PX1377

Walgreens document re "American Express Termination"

PX1378

Letter from William H Glenn to Jeffrey Rein

PX1379

Letter from Susan DeVries to Mr. Gleason attaching American Express PowerPoint presentation titled "American

Express Adds Value to Walgreens"

PX1380

Press Release, Walgreens, Walgreens Will No Longer Accept American Express Cards Effective Jan. 14 (Dec. 15,

2004)

PX1381

Letter from William H Glenn to Jeffrey Rein attaching American Express PowerPoint presentation titled "The Power of

Marketing & Information to Drive Sales"

PX1382

Walgreens PowerPoint presentation titled "American Express and Walgreens Partnership Marketing"

PX1383

Amendment between American Express and Walgreen Co.

PX1384

American Express document re "Terms and Conditions for American Express Card Acceptance"

PX1385

Amendment to Card Acceptance Agreement between American Express and Walgreen Co.

PX1386

Addendum: U.S. Zip Code Verification Program between American Express and Walgreen Co.

PX1387

Email from Robert Zimmerman to Bill Rudolphsen et al. re. Follow-up to 10/10/07 Board Meeting

PX1390

American Express Employees with Whom Shane Berry Spoke in Preparation for June 28, 2012 Deposition

PX1391

American Express Merchant Reference Guide - U.S.

PX1392

American Express Presentation to the Antitrust Division of the Department of Justice Concerning the Pro-Competitive

Benefits of American Express Non-Discrimination Rules

PX1393

American Express Shareholders' Meeting

PX1394

AXP Internal Table

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 47 of 231 PageID #:

20866

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1395

Merchants in the Top 350 That American Express Has Been Able to Identify as Having Exceptions American

Express's Standard Non-Discrimination Provisions (based on approximately 240 contract collected as of October 19,

2011)

PX1397

“American Express Merchant Reference Guide - U.S.”

PX1399

Amended Complaint, American Express Travel Related Services Co. v. Visa U.S.A., Inc., No. 94 Civ. 0393 (KMW)

(S.D.N.Y. May 3, 1994)

PX1400

Amended Notice of Deposition Pursuant to Federal Rule of Procedure 30(b)(6)

PX1401

Amended Notice of Deposition Pursuant to Federal Rule of Procedure 30(b)(6)

PX1402

Amended Notice of Deposition Pursuant to Federal Rule of Procedure 30(b)(6)

PX1403

American Express 2004 Annual Report (Form 10-K)

PX1404

American Express 2005 Annual Report (Form 10-K)

PX1405

American Express 2006 Annual Report (Form 10-K)

PX1406

American Express 2007 Annual Report (Form 10-K)

PX1407

American Express 2008 Annual Report (Form 10-K)

PX1408

American Express 2009 Annual Report (Form 10-K)

PX1409

American Express 2010 Annual Report (Form 10-K)

PX1410

American Express 2011 Annual Report (Form 10-K)

PX1411

American Express 2012 Annual Report (Form 10-K)

PX1412

American Express 2013 Annual Report (Form 10-K)

PX1413

American Express Amended Subpoena to Testify at a Deposition in a Civil Action sent to Robin Hayes at JetBlue

Airways Corporation

PX1414

American Express Company Annual Report 2004

PX1415

American Express Company Annual Report 2005

PX1416

American Express Company Annual Report 2006

PX1417

American Express Company Annual Report 2007

PX1418

American Express Company Annual Report 2008

PX1419

American Express Company Annual Report 2009

PX1420

American Express Company Annual Report 2010

PX1421

American Express Company Annual Report 2011

PX1422

American Express Company Annual Report 2012

PX1423

American Express Form 8-K (Filed April 5, 2006)

PX1424

American Express Presentation to the U.S. Department of Justice

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 48 of 231 PageID #:

20867

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1425

American Express, American Express Merchant Reference Guide - U.S.,

https://www209.americanexpress.com/merchant/singlevoice/singlevoiceflash/USEng/pdffiles/MerchantPolicyPDFs/US

_%20RefGuide.pdf

PX1426

American Express's Subpoena to Testify at a Deposition in a Civil Action sent to Discover Financial Services

PX1427

Amex, Terms and Conditions, http://www.membershiprewards.com/catalog/splashtemplates/TermsSplash.aspx?rfs=1

PX1428

Bloomberg Transcript of American Express Q1 2013 Earnings Call with Richard Petrino and Daniel T. Henry

PX1429

Bloomberg transcript of Annual General Meeting with Carol Schwartz and Kenneth Chenault

PX1430

Bloomberg transcript of Annual General Meeting with Kenneth Chenault and Carol Schwartz

PX1431

Bloomberg transcript of Bank of America Merrill Lynch Banking and Financial Services Conference with Edward

Gilligan

PX1432

Bloomberg transcript of Bank of America Merrill Lynch Banking and Financial Services Conference with Edward

Gilligan

PX1433

Bloomberg transcript of Barclays Capital Americas Select Franchise Conference with Daniel Henry

PX1434

Bloomberg transcript of Barclays Capital Global Financial Services Conference with Daniel Henry

PX1435

Bloomberg transcript of Barclays Global Financial Services Conference with Stephen Squeri

PX1436

Bloomberg transcript of Financial Community Meeting with Kenneth Chenault, Daniel Henry, Alfred Kelly, Edward

Gilligan, and William Glenn

PX1437

Bloomberg transcript of Financial Community Meeting with Kenneth Chenault, Daniel Schulman, Edward Gilligan, and

Stephen Squeri

PX1438

Bloomberg transcript of Financial Community Meeting with Kenneth Chenault, Daniel Schulman, John Hayes, Daniel

Henry, Edward Gilligan, Louise Parent, Anré Williams, and Stephen Squeri

PX1439

Bloomberg transcript of Financial Community Meeting with Kenneth Chenault, Douglas Buckminster, Edward Gilligan,

William Glenn, Daniel Schulman, Louise Parent, and Daniel Henry

PX1440

Bloomberg transcript of Financial Community Meeting with Kenneth Chenault, Edward Gilligan, Daniel Henry, Stephen

Squeri, and Louise Parent

PX1441

Bloomberg transcript of Financial Community Meeting with Kenneth Chenault, Stephen Squeri, Daniel Henry, Edward

Gilligan, Douglas Buckminster, and Daniel Schulman

PX1442

Bloomberg transcript of Financial Community Meeting with Kenneth Chenault, Stephen Squeri, Edward Gilligan,

Louise Parent, Daniel Henry, and Ashwini Gupta

PX1443

Bloomberg transcript of Goldman Sachs Financial Services Conference with Kenneth Chenault

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 49 of 231 PageID #:

20868

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1444

Bloomberg transcript of Goldman Sachs Financial Technology Conference with Daniel Schulman

PX1445

Bloomberg transcript of Goldman Sachs U.S. Financial Services Conference with Kenneth Chenault

PX1446

Bloomberg Transcript of Goldman Sachs US Financial Services Conference with Kenneth Chenault

PX1447

Bloomberg Transcript of Janney Montgomery Scott Electronic Payments Summit with Thomas McCrohan and William

H. Glenn

PX1448

Bloomberg Transcript of KBW Cards Payments & Financial Technology Symposium with Edward Gilligan

PX1449

Bloomberg transcript of KBW Cards, Payments & Financial Technology Symposium with Daniel Schulman

PX1450

Bloomberg transcript of Keefe Bruyette & Woods Diversified Financials Conference with Kenneth Chenault and Daniel

Henry

PX1451

Bloomberg transcript of Keefe, Brutette & Woods (KBW) Cards, Payments & Financial Technology Symposium with

Joshua Silverman

PX1452

Bloomberg transcript of Keefe, Bruyette & Woods Cards, Payments and Financial Technology Symposium with Daniel

Henry and Ronald Stovall

PX1453

Bloomberg transcript of Keefe, Bruyette, & Woods Diversified Financials Conference with Kenneth Chenault

PX1454

Bloomberg transcript of Lehman Brothers Financial Services Conference with Gary Crittenden

PX1455

Bloomberg transcript of Merrill Lynch Banking and Financial Services Investor Conference with Kenneth Chenault

PX1456

Bloomberg transcript of Merrill Lynch Banking and Financial Services Investor Conference with Kenneth Chenault and

Daniel Henry

PX1457

Bloomberg transcript of Morgan Stanley Financials Conference with Edward Gilligan

PX1458

Bloomberg transcript of Morgan Stanley IT Services Summit with Edward Gilligan

PX1459

Bloomberg transcript of Q1 2005 Earnings Call with Ronald Stovall and Gary Crittenden

PX1460

Bloomberg transcript of Q2 2003 Earnings Call with Ronald Stovall and Gary Crittenden

PX1461

Bloomberg transcript of Q2 2004 Earnings Call with Ronald Stovall and Gary Crittenden

PX1462

Bloomberg transcript of Q2 2005 Earnings Call with Ronald Stovall and Gary Crittenden

PX1463

Bloomberg transcript of Q2 2008 Earnings Call with Ronald Stovall, Kenneth Chenault, and Daniel Henry

PX1464

Bloomberg transcript of Q2 2010 Earnings Call with Ronald Stovall and Daniel Henry

PX1465

Bloomberg transcript of Q2 2012 Earnings Call with Richard Petrino and Daniel Henry

PX1466

Bloomberg transcript of Q2 2013 Earnings Call with Richard Petrino, Daniel Henry, and Jeffrey Campbell

PX1467

Bloomberg transcript of Q3 2003 Earnings Call with Ronald Stovall and Gary Crittenden

PX1468

Bloomberg transcript of Q3 2011 Earnings Call with Richard Petrino and Daniel Henry

PX1469

Bloomberg transcript of Q4 2003 Earnings Call with Ronald Stovall and Gary Crittenden

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 50 of 231 PageID #:

20869

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1470

Bloomberg transcript of Q4 2004 Earnings Call with Ronald Stovall and Gary Crittenden

PX1471

Bloomberg transcript of Q4 2011 Earnings Call with Richard Petrino and Daniel Henry

PX1472

Bloomberg transcript of Sanford Bernstein Strategic Decisions Conference with Kenneth Chenault

PX1473

Bloomberg Transcript of Sanford C. Bernstein Strategic Decisions Conference with Kenneth Chenault

PX1474

Bloomberg Transcript of Semi-Annual Financial Community Meeting with Kenneth Chenault, Edward Gilligan, Louise

Parent, Ashwini Gupta, and Daniel Henry

PX1475

Bloomberg transcript of William Blair Growth Stock Conference with Daniel Henry and Richard Petrino

PX1478

Brief of American Express Co. as Amicus Curiae, U.S. v. Visa U.S.A., Inc., 163 F. Supp. 2d 332 (S.D.N.Y 2001) (No.

98 Civ. 7076 (BSJ))

PX1480

Complaint, American Express Travel Related Services Co. v. Visa U.S.A., Inc., No. 93 Civ. 7192 (S.D.N.Y. October

19, 1993)

PX1482

Cravath, Swaine & Moore LLP, “American Express Travel Related Services Company, Inc.'s

Submission to the United States Department of Justice Antitrust Division Regarding the Non-

Discrimination Rule”

PX1485

Discover 2009 Annual Report (Form 10-K)

PX1486

E-mail exchange between Cynthia Christian, Mark Hamer, et al. re "Following Up re: Merchant Files" attaching "2010

top 350 merchants by CV (Highly Confidential).pdf"

PX1490

Janusz A. Ordover, White Paper entitled “Negative Externalities from Merchant Steering and Surcharging of American

Express Transactions,” June 10, 2010 (Ordover White Paper)

PX1491

List of programs American Express providers to merchants that drive value

PX1492

MasterCard, MasterCard Worldwide U.S. and Interregional Interchange Rates,

http://cardconnect.com/uploads/documents/MasterCard_Interchange_Rates_and_Criteria.pdf

PX1493

Materials for D. Rabkin Rule 30(b)(6) Deposition

PX1495

Memorandum of American Express in Opposition to Marcus’s Motion for Partial Summary Judgment, Marcus Corp. v.

American Express Co., No. 04 CV 05432 (GBD) (S.D.N.Y. Nov. 3, 2008)

PX1496

Memorandum of Law in Opposition to MasterCard’s Motion for Summary Judgment Dismissing Damage Claims with

Respect to All Counts of the Complaint, American Express Travel Related Services Co. v. MasterCard Inc., No. 04-CV-

8967 (BSJ) (DFE) (S.D.N.Y. )

PX1497

Memorandum of Law in Support of American Express’s Opposition to MasterCard’s Motion for Summary Judgment

Dismissing Count V Regarding Debit and Exclusive Dealing Claims, American Express Travel Related Services Co. v.

MasterCard Inc., No. 04 Civ. 8967 (BJS) (S.D.N.Y. June 23, 2005), 2005 WL 1515399 .

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 51 of 231 PageID #:

20870

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1498

Memorandum of Law in Support of Plaintiff American Express Travel Related Services Company, Inc.’s Motion for

Partial Summary Judgment on Count I, American Express Travel Related Services Co. v. MasterCard Inc., No. 04-CV-

08967 (BSJ) (DFE) (S.D.N.Y. June 9, 2008)

PX1501

Morgan Stanley Financial Conference with Edward Gilligan and Betsy Graseck

PX1502

Nilson Report, No. 543

PX1503

Nilson Report, No. 568

PX1504

Nilson Report, No. 592

PX1505

Nilson Report, No. 617

PX1506

Nilson Report, No. 663

PX1507

Nilson Report, No. 689

PX1508

Nilson Report, No. 712

PX1509

Nilson Report, No. 738

PX1510

Nilson Report, No. 760

PX1511

Nilson Report, No. 761

PX1512

Nilson Report, No. 772

PX1513

Nilson Report, No. 784

PX1514

Nilson Report, No. 797

PX1515

Nilson Report, No. 805

PX1516

Nilson Report, No. 818

PX1517

Nilson Report, No. 828

PX1518

Nilson Report, No. 842

PX1519

Nilson Report, No. 847

PX1520

Nilson Report, No. 851

PX1521

Nilson Report, No. 856

PX1522

Nilson Report, No. 869

PX1523

Nilson Report, No. 874

PX1524

Nilson Report, No. 889

PX1525

Nilson Report, No. 890

PX1526

Nilson Report, No. 902

PX1527

Nilson Report, No. 914

PX1528

Nilson Report, No. 915

PX1529

Nilson Report, No. 924

PX1530

Nilson Report, No. 938

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 52 of 231 PageID #:

20871

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1531

Nilson Report, No. 939

PX1532

Nilson Report, No. 942

PX1533

Nilson Report, No. 961

PX1534

Nilson Report, No. 962

PX1535

Nilson Report, No. 965

PX1536

Nilson Report, No. 984

PX1537

Nilson Report, No. 985

PX1538

Nilson Report, No. 988

PX1539

Nilson Report, No. 990

PX1540

Nilson Report, No. 1,005

PX1541

Nilson Report, No. 1,008

PX1542

Nilson Report, No. 1,009

PX1543

Nilson Report, No. 1,010

PX1544

Nilson Report, No. 1,011

PX1545

Nilson Report, No. 1,012

PX1546

Nilson Report, No. 1,013

PX1547

Nilson Report, No. 1,017

PX1548

Nilson Report, No. 1,018

PX1549

Nilson Report, No. 1,019

PX1550

Nilson Report, No. 1,020

PX1551

Nilson Report, No. 1,021

PX1552

Nilson Report, No. 1,022

PX1553

Nilson Report, No. 1,023

PX1554

Nilson Report, No. 1,026

PX1555

Nilson Report, No. 1,028

PX1556

Nilson Report, No. 1,030

PX1557

Nilson Report, No. 1,031

PX1558

Nilson Report, No. 1,033

PX1559

Nilson Report, No. 1,034

PX1560

Nilson Report, No. 1,035

PX1562

Plaintiff American Express' Consolidated Opposition to Motions to Dismiss of Visa USA, Visa International, and

MasterCard, American Express Travel Related Services Co. v. Visa U.S.A. Inc., No. 04-CV-08967 (S.D.N.Y. June 23,

2005), 2005 WL 1515399

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 53 of 231 PageID #:

20872

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1563

Plaintiff American Express Travel Related Serves Company, Inc.'s Statement of Material Undisputed Facts (Volume I),

American Express Travel Related Services Co. v. MasterCard Inc., No. 04-CV-08967 (S.D.N.Y. June 23, 2005), 2005

WL 1515399

PX1564

Plaintiff's Amended Notice of Deposition of Defendants Pursuant to Federal Rule of Civil Procedure 30(b)(6)

PX1565

Plaintiff's Amended Notice of Deposition of Defendants Pursuant to Federal Rule of Civil Procedure 30(b)(6)

PX1566

Plaintiff's Amended Notice of Deposition of Defendants Pursuant to Federal Rule of Civil Procedure 30(b)(6) sent to

American Express

PX1567

Plaintiff's Amended Notice of Videotaped Deposition of Defendants Pursuant to Federal Rule of Civil Procedure

30(b)(6)

PX1568

Plaintiff's Amended Subpoena to Testify at a Deposition in a Civil Action sent to Hilton Worldwide

PX1569

Plaintiff's Amended Subpoena to Testify at a Deposition in a Civil Action sent to Robin Hayes at JetBlue Airways

Corporation

PX1570

Plaintiffs' Notice of Deposition Pursuant to Fed. R. Civ. P. 30(b)(6)

PX1571

Plaintiff's subpoena for Delta Air Lines, Inc. to testify at a deposition in a civil action sent to Delta Air Lines, Inc.

PX1572

Plaintiff's Subpoena to Testify at a Deposition in a Civil Action sent to Alaska Airlines, Inc.

PX1573

Plaintiff's Subpoena to Testify at a Deposition in a Civil Action sent to Delta Air Lines, Inc.

PX1574

Plaintiff's Subpoena to Testify at a Deposition in a Civil Action sent to Discover Financial Services

PX1575

Plaintiff's Subpoena to Testify at a Deposition in a Civil Action sent to Frontier Airlines Holdings Inc.

PX1576

Plaintiff's Subpoena to Testify at a Deposition in a Civil Action sent to Sears Holding Corp.

PX1577

Plaintiff's Subpoena to Testify at a Deposition in a Civil Action sent to Southwest Airlines Co.

PX1579

Private Plaintiff's Notice of Deposition of Defendants Pursuant to Federal Rule of Civil Procedure 30(b)(6) sent to

American Express

PX1583

Second Amended Notice of Deposition of Defendants Pursuant to Federal Rule of Procedure 30(b)(6)

PX1591

Transcript of "American Express CEO Kenneth Chenault Talks of Passion, Integrity, Leadership - And a Digital

Future" at The Economic Club of Washington DC

PX1592

Transcript of KBW Cards Payments & Financial Technology Symposium with Edward Gilligan

PX1594

Undertaking by American Express requesting the Reserve Bank of Australia not designate American Express under

the terms of the Payment Systems (Regulation) Act 1998

PX1595

Visa, Visa U.S.A. Interchange Reimbursement Fee, http://usa.visa.com/download/merchants/visa-usa-interchange-

reimbursement-feesjune2012.pdf

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 54 of 231 PageID #:

20873

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1596

American Express PowerPoint presentation titled "Recent Regulatory Changes: Potential Impact to AXP & Response

Strategies"

PX1597

Agreement for American Express Card Acceptance between American Express and Bi-Lo, L.L.C.

PX1598

Agreement for American Express Card Acceptance between American Express and Bi-Lo, L.L.C.

PX1601

Email from Peggy Sousa to Shane P Berry forwarding Fw: Final version of SWA Deck attaching American Express

PowerPoint presentation titled "Merchant Services Overview"

PX1603

American Express PowerPoint Presentation titled "Australia Differential Surcharge Update on Response Strategy"

PX1607

Airline Card Service Agreement between American Express and United Air Lines, Inc.

PX1608

American Express excel spreadsheet titled "Top 1 Percent"

PX1609

American Express document re "American Express Travel Related Services Company, Inc.'s Submission to the

United States Department of Justice Antitrust Division Regarding the Non-Discrimination Rule"

PX1610

Amendment to American Express Card Acceptance Agreement between American Express and Walgreen Co.

PX1611

Email from Tom Pojero to William H Glenn et al. forwarding Fw: Odyssey attaching American Express PowerPoint

presentation titled "Project Odyssey Update"

PX1613

Letter from Alfred F. Kelly to Edward H. West re Supplement to January 1, 2001 Delta/American Express Co-Branded

Card Program Agreement attaching Delta American Express Co-Branded Credit Card Program Agreement between

American Express, American Express Centurion Bank, Delta Air Lines, Inc., and Delta Loyalty Management Services,

Inc.,

PX1614

Delta American Express Co-Branded Credit Card Program Agreement between American Express, American Express

Centurion Bank, Delta Air Lines, Inc., and Delta Loyalty Management Services, Inc.

PX1615

Amendment to Starwood Preferred Guest Card Co-Branded Program Agreement between Starwood Hotels & Resorts

Worldwide, Inc, Preferred Guest, Inc., American Express, and American Express Bank, FSB

PX1616

Letter from Kathleen Fiorello to Nina K. Vellayan re Agreement for American Express Card Acceptance dated as of

December 9, 1998, between Official Payments Corporation (as successor to U.S. Auditex, LLC, "OPay") and

American Express Travel Related Services Company, Inc. ("Amex") (the "Agreement").

PX1617

Letter from Peggy Sousa to Leah Koontz re American Express Travel Related Services Company, Inc. and Southwest

Airlines Co.

PX1618

Airline Cooperative Marketing Program Addendum between American Express and Southwest Airlines Co.

PX1619

Airline Card Service Agreement between American Express and Southwest Airlines Co.

PX1620

American Express Card Acceptance Agreement between American Express and Home Depot U.S.A., Inc.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 55 of 231 PageID #:

20874

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1621

American Express PowerPoint presentation titled "National Client Group Account Review"

PX1622

Email from Catherine M Sweeney to Amardeep R Singh et al re. Confirmed: Pricing BUR - Dial in: US: 877-631-0138 -

Int'l: 617-213-4741 - Passcode: 14780862# - Chairperson: 37725252# (Apr 7 08:00 AM EDT in 40 Green) attaching

American Express PowerPoint presentation titled "Global Pricing & Revenue Management - Business Unit Review"

PX1625

Agreement for American Express Card Acceptance/Supermarket between American Express and Safeway Inc.

PX1626

Agreement for American Express Card Acceptance/Supermarket between American Express and Safeway Inc.

PX1627

Agreement for American Express Card Acceptance/Supermarket between American Express and Safeway Inc.

PX1628

Amendment to Agreement for American Express Card Acceptance between Meijer, Inc. and American Express

PX1631

Email from John Theiss to William Rudolphsen et al. re. Meeting

PX1636

Email from Stephen Samoy to John Theiss et al. re. Walgreens: April 19 & July 6 Meetings

PX1637

Email from Stephen Samoy to John Theiss et al. re. Walgreens: April 19 & July 6 Meetings attaching American

Express PowerPoint presentation titled "American Express Strategic Partnership: Walgreen Co., July 6, 2004" and

American Express PowerPoint presentation titled "American Express Strategic Partnership: Walgreen Co., April 19,

2004"

PX1638

American Express PowerPoint presentation titled "American Express Strategic Partnership: Walgreen Co., July 6,

2004"

PX1639

American Express Strategic Partnership: Walgreen Co., April 19, 2004

PX1640

Email from Phil Cheevers to Sarah E Hoople et al. re. Walgreen's Program Follow Up

PX1641

Email from Rick W Crooker to Linda Christie-Horn et al. re. Wild Oats

PX1642

Email from Mark A Meringolo to Henry Mueller et al. re. National Amusement/Showcase Cinemas - NBP Prospect

PX1643

Email from Sumathi K Laterza to John Theiss et al. forwarding Walgreen's cancellation contingency plan ideas

PX1644

Email from Payal Amin to Geoff J Begg re. MSA Regulatory Update

PX1646

Email from Kevin F Carey to Andrea N Silverstein et al. re. Blockbuster -- Next Step attaching Letter to Mary Bell re.

Freedom Movie Pass/Freedom Game Pass - MasterCard Preference Campaign

PX1647

American Express Document re "Performance Management Process Performance Assessment (Bands 45 and

Above)"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 56 of 231 PageID #:

20875

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1648

Email from Geoff J Begg to Stephanie S Jefferson et al. re. Geoff's YE PMP attaching American Express Document

re "Performance Management Process Performance Assessment (Bands 45 and Above)"

PX1649

Email from Amardeep R Singh to Tracey Bowra et a. re. Australia - 2003 - 2010 - Erosion

PX1650

Email from Amardeep R Singh to Tracey Bowra et a. re. Australia - 2003 - 2010 - Erosion attaching American Express

PowerPoint presentation titled "Rate Erosion - Key Drivers"

PX1656

American Express document re "Changes to Terms and Conditions for Card Acceptance"

PX1657

Email from Pam A Codispoti to Jennie J Platt re. Delta Fee Analysis attaching American Express PowerPoint

presentation titled "Delta SkyMiles Devaluation" and American Express excel spreadsheet containing backup data for

the presentation

PX1662

Email from Lisa C Campagne to Glenda McNeal et al. re. Two exciting updates: La Quinta CSA & Choice/Dunkin

promotion

PX1663

Email from Gregory A Hybl to Shane P Berry forwarding Fw: CCL call w/Shane and Kim

PX1664

American Express Document re "Amex Bank of Canada (American Express): Submission of Response to Draft Code

of Conduct for the Credit and Debit Card Industry in Canada: Government of Canada - Department of Finance"

PX1666

Email from Kyle G Curtin to Rocco Laterzo et al. re. ACTION REQ'D: Online Training Follow Up attaching American

Express PowerPoint presentation titled "Achieving Effective Online Integration: Travel & Entertainment Industries" and

American Express PowerPoint presentation titled "Next Steps"

PX1668

Email from Pam A Codispoti to Andrew J Winterton et al. re. Travel and Delta

PX1672

Email from Mario de Armas to Christopher R Hollins et al. re. AmEx Cost of Acceptance attaching American Express

PowerPoint presentation titled "Are Retailers Paying Their Fair Share?"

PX1673

Letter from Colm Lorigan to Head of Payments Policy Department, Reserve Bank of Australia re American Express

Submission on the Review of Card Surcharging: A Consultation Document

PX1674

Agreement for American Express Card Acceptance between American Express and The Home Depot, Inc.

PX1675

Letter from Con Archis to John Martin attaching American Express excel spreadsheet titled "Appendix 1, Marketing

Plan"

PX1676

Letter agreement between American Express Travel Related Services Company, Inc. and IKEA U.S., Inc., Elmhult

Limited Partnership, IKEA Canada Limited Partnership

PX1679

Amex excel spreadsheet titled "Northwest GDS Debrief for period August 23rd- Sept 3rd 2004"

PX1682

Amex PowerPoint presentation titled "Membership Rewards"

PX1689

Email from Jennifer L Lee to David D Duty et. al. re Value Tool MSC - for our call tomorrow attaching Amex

PowerPoint presentation titled "ValueTool: GES Pricing & Value", Amex excel spreadsheet titled untitled, Amex excel

spreadsheet titled untitled

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 57 of 231 PageID #:

20876

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1694

Email from Kathleen Fiorello to David J Herzog et. al. re ACTION REQUIRED: GFS discount rate forecast

PX1708

Amex PowerPoint presentation titled "Global Merchant Services Finance: 2011 Business Unit Review"

PX1709

Amex PowerPoint presentation titled "Global Merchant Services Finance: 2011 Business Unit Review"

PX1710

Email from Jack J Funda to Stuart A Moffett et. al. re some potentially useful docs for SW [pls don't distribute]

attaching Amex PowerPoint presentation titled "Airline Cobrand Best Practices - Network Contribution Principles"

PX1714

Amex PowerPoint presentation titled "US Membership Rewards Review: 2011 0+12 Forecast"

PX1716

Email from Vincent S Campana to Lisa S DeRosa re Updates

PX1718

Email from Joaquin A Avino to John J Aprile et. al. forwarding Competitor Dashboard attaching Amex excel

spreadsheet titled "Competitor Rates by Industry"

PX1719

Amex excel spreadsheet titled "GNS NA Prelim (June 30) v.4"

PX1720

Email from Shane P Berry to Gunther Bright et. al. re Mid Year Self Assessment attaching Amex document re

"Performance Management Process Performance Assessment (Bands 45 and Above)"

PX1721

Email from Lisa S DeRosa to Scotch D Wilks et. al. re Final Document: Wednesday 7:00AM AA CSA Terms Meeting

attaching Amex PowerPoint presentation titled "American Airlines 12.30.09 Amendment"

PX1722

Amex PowerPoint presentation titled "American Express Brand Overview"

PX1725

Amex PowerPoint presentation titled "Global Pricing & Revenue Management: 2012 SQP Review"

PX1729

Amex excel spreadsheet titled untitled

PX1730

Amex PowerPoint presentation titled "Global Pricing & Revenue Management: 2012 SQP Review"

PX1732

Email from Arlegia Brackat to Shane P Berry et. al. re Shane's 2004 Year End attaching Amex document re

"Performance Management Process Performance Assessment (Bands 45 and Above)"

PX1733

Email from Elizabeth Langwith to Jack J Funda re RE: yearend pmp doc attaching Amex document re "Performance

Management Process Performance Assessment (Bands 45 and Above)"

PX1735

Email from Glenda McNeal to Glenda McNeal forwarding FW: 2009 PMP Kcarey, Psousa, GPortuesi attaching Amex

document re "Performance Management Process Performance Assessment (Bands 45 and Above)"

PX1736

Email from Anna S Cedeno to Amardeep R Singh et. al. re Pricing SQP DEC - October 8th - 9-12:00 - Conf. Room

26/08 attaching Amex PowerPoint presentation titled "Global Pricing & Revenue Management: 2011 SQP Review"

PX1737

Email from Con A Archis to Rachel J Felton et. al. re RE: Nuance Marketing Plan and ICSS 2006 budget

PX1738

Email from Shane P Berry to Kim C Goodman et. al. forwarding FW: Alaska Airlines / American Express --feedback

from client re discount rate--PLEASE READ

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 58 of 231 PageID #:

20877

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1739

Email from Shane P Berry to Kim C Goodman et. al. forwarding FW: Alaska Airlines / American Express --feedback

from client re discount rate--PLEASE READ

PX1740

Email from Ronald C Shultz to Jodi Sternberg re February Pricing Updates attaching Amex PowerPoint presentation

titled "ES NA Pricing Review *Discount Rate Review *Hi-ROC Pricing"

PX1742

Email from Jack J Funda to Gregory A Hybl forwarding FW: Kim Carnival Deck attaching Amex PowerPoint

presentation titled "Carnival Corporation CSA Negotiation Strategy"

PX1743

Email from William H Glenn to Sandra M Sanchez re 2004 YEAR-END REVIEW attaching Amex document re

"Performance Management Process Performance Assessment (Bands 45 and Above)"

PX1744

Email from Kyle G Curtin to Lisa A Wilkes et. al. forwarding FW: UPDATE : Charity Communication Tracker - Nov 1st

CLM Submission

PX1745

Amex excel spreadsheet titled "VISA 2010 INTERACTIVE MODEL: CREDIT"

PX1748

Amex document re "Performance Management Process Exempt Year-End Performance Assessment (Bands 45 and

Above)"

PX1750

Email from Lewis I Rubovitz to Pam A Codispoti et. al. forwarding FW: NPV Deck

PX1751

Amex PowerPoint presentation titled "Acquisition Investment Decisioning"

PX1752

Amex PowerPoint presentation titled "2006-2008 Vintage Acquisition Profitability"

PX1753

Amex PowerPoint presentation titled "Global Pricing & Revenue Management: Business Unit Review"

PX1754

Email from Lina S Bedi to William H Glenn et. al. re GMS BUR - Agenda and Documents for today attaching Amex

document re "Global Merchant Services Business Unit Review", Amex PowerPoint presentation titled "Merchant

Pricing Architecture: Potential Options"

PX1755

Email from Lina S Bedi to William H Glenn et. al. re GMS BUR - Agenda and Documents for today attaching Amex

document re "Global Merchant Services Business Unit Review", Amex PowerPoint presentation titled "Merchant

Pricing Architecture: Potential Options"

PX1756

Amex excel spreadsheet titled "2010 LRP Top Holdouts Initial Estimate - Global Pricing v2"

PX1757

Email from Jack J Funda to Anna S Cedeno et. al. re my year-end pmp attaching Amex document re "Goal Setting,

Development Planning, and Performance Assessment"

PX1758

Amex PowerPoint presentation titled "Global Pricing & Revenue Management: 2010 SQP Review"

PX1759

Amex PowerPoint presentation titled "Durbin Bill - Implications for MSA"

PX1761

Email from Stephen Samoy to Susan P Giusto et. al. re RE: Albertsons

PX1763

Email from Paige S Tyler to Christopher J Lolli et. al. re RE: FW: 2008 Contract Renegotiations (Response Required) -

UPDATED

PX1764

Email from Paul Dottle to John Theiss re RE: Walgreens

PX1765

Email from John Theiss to Paul Dottle et. al. re Walgreens contingency plans

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 59 of 231 PageID #:

20878

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1766

Email from John Theiss to Paul Dottle et. al. re Walgreens contingency plans

PX1768

Email from Elly X Barberan to Kim C Goodman re Including Rita's : Year End Appraisals for Direct Reports attaching

Amex document re "Performance Management Process Performance Assessment (Bands 45 and Above)"

PX1769

Email from Elly X Barberan to Kim C Goodman forwarding FW: Year End Appraisals for Direct Reports attaching

Amex document re "Performance Management Process Performance Assessment (Bands 45 and Above)"

PX1772

Email from Steve McCurdy to Rita R Hanes et. al. re Review attaching Amex document re "Performance Management

Process Exempt Year-End Performance Assessment (Bands 45 and Above)"

PX1775

Email from Jack J Funda to William H Glenn re JF self-assessment, supplement attaching Amex document re

"Performance Management Process Exempt Year-End Performance Assessment (Bands 45 and Above)"

PX1776

Amex document re "Performance Management Process Exempt Year-End Performance Assessment (Bands 45 and

Above)"

PX1777

Email from Andrea M Balmant to Rita R Hanes et. al. re RE: FW: Tom's attaching Amex document re "Performance

Management Process Performance Assessment (Bands 45 and Above)"

PX1778

Email from Rita R Hanes to William H Glenn et. al. re Prep material, and logistics for Hilton - Paul Brown meeting

tomorrow (5/6) at 4:00pm attaching Amex PowerPoint presentation titled "Hilton"

PX1779

Email from Pam A Codispoti to Matthew S Hagen re Year End attaching Amex document re "Performance

Management Process Performance Assessment (Bands 45 and Above)"

PX1781

Email from Pam A Codispoti to Larry Sharnak re Year End Self Assessment attaching Amex document re

"Performance Management Process Performance Assessment (Bands 45 and Above)"

PX1784

Email from William H Glenn to Doriann Medina forwarding FW: Debit and Dual attaching Amex PowerPoint

presentation titled "Debit Product Introduction Analysis: Global Merchant Pricing Strategy", Amex PowerPoint

presentation titled "Dual Network Evaluation"

PX1785

Email from Jack J Funda to Steve McCurdy re my PMP self-assessment attaching Amex document re "Performance

Management Process Performance Assessment (Bands 45 and Above)"

PX1788

Email from Jennifer L Lee to William H Glenn et. al. re RE: FW: 2008 YE Process Key Dates attaching Amex

document re "Performance Management Process Performance Assessment (Bands 45 and Above)"

PX1789

Email from Joseph Quagliata to Karen Federico re Disregard other one and print this one attaching Amex document

re "Performance Management Process Performance Assessment (Bands 45 and Above)"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 60 of 231 PageID #:

20879

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1790

Email from John J. Aprile to Ben A. Alkin et al. re. GMS Staff Meeting - 10/20 attaching American Express PowerPoint

presentation titled "GLOBAL ACCOUNT PRICING GUIDELINES PROJECT UPDATE: Global Pricing & Revenue

Management: GMS Staff Meeting," American Express PowerPoint presentation titled "GIVE 2 GETHER: The Annual

American Express Employee Giving Campaign: GMS Staff Meeting," American Express PowerPoint presentation titled

"Competitive Intelligence Models Overview: Global Pricing Strategy"

PX1791

Email from Robert B. Thomson to William H. Glenn et al. re. Materials for 11/13 Meetings attaching Thomson

PowerPoint presentation titled "FINAL TRANSCRIPT: Thomson StreetEvents (sm): AXP - American Express

Company at Morgan Stanley Software, Services, Internet & Networking Conference"

PX1792

American Express PowerPoint presentation titled "MSA 2011 SQP: Kim Goodman, President Merchant Services

America"

PX1793

Email from Vincent S. Campana to Judy Schonfeld re. Re: Your Review attaching American Express document re

"Performance Management Process Exempt Year-End Performance Assessment (Bands 30 and Above)"

PX1794

Email from Steve McCurdy to Jack J. Funda et al. re. Re: Mexico highlights?

PX1799

Email from Adam Rothschild to Bert L. Pijls re. Confidential attaching American Express document re "Performance

Management Process Exempt Year-End Performance Assessment (Bands 45 and Above)"

PX1801

Email from Peggy Sousa to Lorraine L. Santana et al. re. 08 PMP Final for Peggy Sousa attaching American Express

document re "Performance Management Process Performance Assessment (Bands 45 and Above)"

PX1802

Email from Arlegia Brackat to Shane P. Berry et al. re. Year End Assessment attaching American Express document

re "GCS BAND 50+ (& BAND 45s WITH GLOBAL RESPONSIBILITY) EXEMPT YEAR-END PERFORMANCE

ASSESSMENT

PX1803

Email from William H. Glenn to Kenneth Chenault et al. attaching American Express document re "ES NA Summary"

PX1806

American Express Excel spreadsheet titled "C05962

US & Canada LIF Tracking Report"

PX1807

Email from Elizabeth Langwith to Jack J. Funda re. midyear attaching American Express document re "GOAL

SETTING, DEVELOPMENT PLANNING, AND PERFORMANCE ASSESSMENT"

PX1808

Email from Mark K. Webb to Gunther Bright et al. forwarding Year End Review - Shane attaching American Express

document re "Performance Management Process Exempt Year-End Performance Assessment (Bands 45 and

Above)"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 61 of 231 PageID #:

20880

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1810

Email from Nikos Raleigh to Glenda McNeal et al. re. Glenda's PMP and Scorecard attaching American Express

document re "Goal Setting, Development Planning, and Performance Assessment"

PX1812

Email from Peggy Sousa to Shane P. Berry re. '07 Final YE PMP and '08 Dev Plan--Peggy Sousa attaching American

Express document re "Performance Management Process Performance Assessment (Bands 45 and Above)"

PX1814

American Express document re "BRING IN YOUR NEW OR TRANSFERRED PRESCRIPTION, THEN BRING HOME

A $25 CVS GIFT CARD."

PX1815

American Express letter from Peggy Sousa to Mark Bergsrud re American Express/Continental Airlines-Airline Card

Service Agreement Dated January 1, 2004 ("Agreement")

PX1816

Amendment to Schedule H of the Master Services Agreement between Dell USA L.P. and American Express Travel

Related Services Company, Inc.

PX1817

Email from Mary St. Onge to Jeff Sobeck et al. re. Wild Oats Markets/American Express Marketing Partnership

attaching American Express document re "Business Building Partnership Proposal Wild Oats Markets, Inc 2003"

PX1818

Email from Stanley E. Washington to Rocco Laterzo et al. re. Re: KSL Resorts - MC Preferred Agreement

PX1819

American Express PowerPoint presentation titled "Project Juno Update"

PX1820

Card Service Agreement between American Express Travel Related Services Company, Inc. and Enterprise Rent-A-

Car Company

PX1821

Email from Marc S. Allsop to Pierric Beckert forwarding Fw: Juno attaching American Express PowerPoint

presentation titled "Senior Management Working Session," American Express PowerPoint presentation titled "Project

Juno: Working Session Briefing Package"

PX1822

American Express document re "MARKET SHARE THE WILL TO WIN"

PX1823

Email from Andrew J. Winterton to Michael Mulvagh et al. re. Non-preferred Announcements

PX1826

American Express PowerPoint presentation titled "Global Merchant Services Financial Review: December 2009

Results"

PX1827

Email from Richard M. D'Ambrosio to CT General Distribution List et al. re. NW Rescinds GDS Fee

PX1830

Email from Amardeep R. Singh to Ashley A. Davies et al. re. Re: Fw: Code of Conduct for the Debit and Credit Card

Industry in Canada

PX1831

Email from Lucrezia Robinson to Andrea M. Coates et al. re. RBA--DR. LOWE LETTER--FINAL VERSION attaching

American Express letter from David House to Philip Lowe re RBA and American Express

PX1832

Draft Lodging Worldwide Card Service Agreement between American Express Travel Related Services Company,

Inc., American Express Payment Services Limited, and Starwood Hotels & Resorts Worldwide, Inc.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 62 of 231 PageID #:

20881

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1833

Draft Lodging Worldwide Card Service Agreement between American Express Travel Related Services Company,

Inc., American Express Payment Services Limited, and Starwood Hotels & Resorts Worldwide, Inc.

PX1834

Email from Vincent S. Campana to Charlotte H. Kenworthy et al. re. Town hall

PX1838

American Express PowerPoint presentation titled "Durbin Impact Assessment & Short Term Response Strategy"

PX1840

Email from John Theiss to Glenda Mc Neal et al. forwarding Fw: Prompting for MC / Visa

PX1841

Email from Judy Schonfeld to Vincent S. Campana re. Your review attaching American Express document re

"Performance Management Process Exempt Year-End Performance Assessment (Bands 30 - 40)"

PX1843

American Express PowerPoint presentation titled "MSA Regulatory Response Action Plan: Merchant Partnerships"

PX1845

Email from Jack J. Funda to Steve McCurdy et al. re. Durbin mtg today attaching American Express PowerPoint

presentation titled "Durbin Bill -- Industry Analysis: Merchant Response Scenarios"

PX1846

Email from William A. Gedarovich to Peggy Sousa re. Re: SW contract with their comments attaching Airline Card

Service Agreement between American Express Travel Related Services Company, Inc. and Southwest Airlines Co.,

Southwest Airlines document re "Amex Issue List," American Express Excel spreadsheet titled "Southwest Airlines

2009 CSA"

PX1847

American Express PowerPoint presentation titled, "American Express Brand Implementation - From Strategy to Your

Day-to-Day Activities"

PX1848

Email from Glenda McNeal to Kim C. Goodman et al. re. Re: LXR CSA (Blackstone)--SIGNED!

PX1849

Email from John J. Aprile to Joaquin A. Avino et al. forwarding Fw: GCG anchor merchants attaching American

Express PowerPoint presentation titled, "MSA Regulatory Response Action Plan: Merchant Partnerships"

PX1850

Email from David J. Herzog to Aliya A. Bokhari forwarding Fw: PRIVILEGED & CONFIDENTIAL: Anchor Merchant

strategy - GCI Commerce draft proposal - please review attaching American Express PowerPoint presentation titled,

"Membership Rewards Pay with Points"

PX1852

American Express Excel spreadsheet titled "Lists and Definitions\Metrics & Cost Factors lists"

PX1853

American Express Excel spreadsheet titled "_Pasted 2002 Data"

PX1854

American Express Excel spreadsheet titled "_Pasted 2003 Data"

PX1855

American Express Excel spreadsheet titled "_Pasted 2004 Data"

PX1856

American Express Excel spreadsheet titled " Pasted 2005 Reported"

PX1857

American Express Excel spreadsheet titled "_Pasted 2006 Data"

PX1858

American Express Excel spreadsheet titled "_Pasted 2007 Reported"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 63 of 231 PageID #:

20882

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1859

American Express Excel spreadsheet titled "Segment PL Q2'09_US reported"

PX1860

American Express Excel spreadsheet titled "Segment PL Q2'09_AUSTLA reported"

PX1861

American Express Excel spreadsheet titled "Segment PL Q1'09 US reported"

PX1862

American Express Excel spreadsheet titled "Segment PL Q1'09_AUSTLA reported"

PX1863

American Express Excel spreadsheet titled "Segment PL Q4'09_US reported"

PX1864

American Express Excel spreadsheet titled "Segment PL Q3'09_AUSTLA reported"

PX1865

American Express Excel spreadsheet titled "Segment PL Q3'09_US reported"

PX1866

American Express Excel spreadsheet titled "Segment PL Q2'08 US reported"

PX1867

American Express Excel spreadsheet titled "Segment PL Q2'08_AUSTLA reported"

PX1868

American Express Excel spreadsheet titled "Segment PL Q1'08_AUSTLA reported"

PX1869

American Express Excel spreadsheet titled "Segment PL Q1'08_US reported"

PX1870

American Express Excel spreadsheet titled "Segment PL Q4'08_US reported"

PX1871

American Express Excel spreadsheet titled "Segment PL Q4'08_AUSTLA reported"

PX1872

American Express Excel spreadsheet titled "Segment PL Q3'08_US reported"

PX1873

American Express Excel spreadsheet titled "Segment PL Q3'08_AUSTLA reported"

PX1874

American Express Excel spreadsheet titled "Segment PL Q2'11_AXP reported"

PX1875

American Express Excel spreadsheet titled "Segment PL Q2'11_AUSTLA reported"

PX1876

American Express Excel spreadsheet titled "Segment PL Q2'11_US reported"

PX1877

American Express Excel spreadsheet titled "Segment PL Q1'11_AXP reported"

PX1878

American Express Excel spreadsheet titled "Segment PL Q1'11_AUSTLA reported"

PX1879

American Express Excel spreadsheet titled "Segment PL Q1'11_US reported"

PX1880

American Express Excel spreadsheet titled "Segment PL Q4'11_AXP reported"

PX1881

American Express Excel spreadsheet titled "Segment PL Q4'11_US reported"

PX1882

American Express Excel spreadsheet titled "Segment PL Q4'11_AUSTLA reported"

PX1883

American Express Excel spreadsheet titled "Segment PL Q3'11_AXP reported"

PX1884

American Express Excel spreadsheet titled "Segment PL Q3'11_US reported"

PX1885

American Express Excel spreadsheet titled "Segment PL Q3'11_AUSTLA reported"

PX1886

American Express Excel spreadsheet titled "Segment PL Q2'10_AXP reported"

PX1887

American Express Excel spreadsheet titled "Segment PL Q2'10_US reported"

PX1888

American Express Excel spreadsheet titled "Segment PL Q2'10_AUSTLA reported"

PX1889

American Express Excel spreadsheet titled "Segment PL Q1'10_AXP reported"

PX1890

American Express Excel spreadsheet titled "Segment PL Q1'10_AUSTLA reported"

PX1891

American Express Excel spreadsheet titled "Segment PL Q1'10_US reported"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 64 of 231 PageID #:

20883

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1892

American Express Excel spreadsheet titled "Segment PL Q4'10_US reported"

PX1893

American Express Excel spreadsheet titled "Segment PL Q4'10_AUSTLA reported"

PX1894

American Express Excel spreadsheet titled "Segment PL Q4'10 AXP reported"

PX1895

American Express Excel spreadsheet titled "Segment PL Q3'10_AXP reported"

PX1896

American Express Excel spreadsheet titled "Segment PL Q3'10_US reported"

PX1897

American Express Excel spreadsheet titled "Segment PL Q3'10_AUSTLA reported"

PX1898

American Express Excel spreadsheet titled "Segment PL Q2'12_US reported"

PX1899

American Express Excel spreadsheet titled "Historical GMS Investment Data Pul v2"

PX1900

American Express Excel spreadsheet titled "MarketSight®"

PX1901

American Express PowerPoint presentation titled "American Express Brand Overview"

PX1902

American Express PowerPoint presentation titled "Brand Overview: Where We've Been, Where We're Going"

PX1910

American Express Excel spreadsheet titled "CCSG Acquisition Balance Sheets - 2006-2010"

PX1911

American Express Excel spreadsheet titled "CCSG Acquisition Vintage Profitability"

PX1912

American Express Excel spreadsheet titled "OPEN Acquisition Vintage Profitability 2006-2012_Boies_v3"

PX1913

American Express PowerPoint presentation titled "Project X"

PX1914

The Brattle Group document re "11:10 Mtg."

PX1915

American Express Card Acceptance Agreement between American Express Travel Related Services Company, Inc.

and Home Depot U.S.A., Inc.

PX1916

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and Sears Holdings Management Corporation

PX1917

Amendment to Agreement for American Express® Card Acceptance between American Express Travel Related

Services Company, Inc. and Official Payments Corporation

PX1918

American Express PowerPoint presentation titled "Sprint Nextel: Business Review and Partnership Discussion"

PX1919

Enterprise Holdings document re "Enterprise Holdings Inc. (Enterprise, Alamo, National) Card Service Agreement

Summary of 2011 Major Deal Terms"

PX1920

Boston Consulting Group PowerPoint presentation titled "Bridging the Merchant Acceptance Perception Gap: Steering

Committee Meeting #2"

PX1921

Discover document re "Merchant Operating Regulations: Release 11.2"

PX1922

Discover excel spreadsheet titled "Revenue.XLSX"

PX1923

Discover excel spreadsheet titled "Volumes.XLSX"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 65 of 231 PageID #:

20884

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1925

Email from Ralph Darmo to Scott D Miller et. al. re. "FW: Final Documents" attaching Letter agreement American

Express and Delta Air Lines, Inc., Skymiles Purchase Agreement between American Express and Delta Air Lines, Inc.,

Bill of Issuance and Sale between Delta Air Lines, Inc. and American Express, Guaranty between Delta Air Lines, Inc.

and American Express, Delta Air Lines document re "American Express Data Security Operating Policy for U.S.

Merchants"

PX1926

Email from Ralph Darmo to Scott D Miller et. al. re. "FW: Final Documents" attaching Letter agreement American

Express and Delta Air Lines, Inc., Skymiles Purchase Agreement between American Express and Delta Air Lines, Inc.,

Bill of Issuance and Sale between Delta Air Lines, Inc. and American Express, Guaranty between Delta Air Lines, Inc.

and American Express, Delta Air Lines document re "American Express Data Security Operating Policy for U.S.

Merchants"

PX1927

LaQuinta document re "UATP Sales"

PX1929

MasterCard memorandum re "Request for Funding (MIF) -- Cendant (rev #1)

PX1930

MasterCard PowerPoint presentation titled “2009 US Region Interchange 101”

PX1931

MasterCard excel spreadsheet titled untitled

PX1932

Email from Nina Biornstad to Gareth Forsey re. "Re: Fw: Virtuoso MIF" attaching MasterCard memorandum re "MIF

Request for Funding Support for Virtuoso", MasterCard memorandum re "MIF Request for Funding Support for

Virtuoso"

PX1933

MasterCard excel spreadsheet titled "US Acquiring Volume"

PX1934

MasterCard PowerPoint presentation titled "Petroleum Market Opportunity--Draft"

PX1935

MasterCard PowerPoint presentation titled "Executive Communiques: North America Acceptance"

PX1936

MasterCard memorandum re "MIF Request for Incremental Program-KSL Resorts"

PX1938

MasterCard document re "Promotional History with MasterCard"

PX1939

Email from Lenny Ebel to Matthew C Schroeder et al. attaching American Express excel spreadsheet titled "Amex

evaluation for signing bonus"

PX1940

Agreement for American Express Card Acceptance between American Express and Safeway Inc.

PX1941

Agreement for American Express Card Acceptance between American Express and Safeway Inc.

PX1942

Agreement for American Express Card Acceptance between American Express and Safeway Inc.

PX1943

Supplemental Agreement Between American Express and Safeway Inc.

PX1944

Supplemental Agreement Between American Express and Safeway Inc.

PX1945

Email from Nancy Polk to Dennis Stokely et al. re. AXP Meeting Follow-Up

PX1946

Sprint excel spreadsheet titled "1/1/2009 to current"

PX1957

Visa document re "Visa International Operating Regulations"

PX1959

Visa document re "2007 Factbook: Visa Payment Panel Study"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 66 of 231 PageID #:

20885

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1961

Amendment between American Express and Walgreen Co.

PX1962

Amendment between American Express and Walgreen Co.

PX1963

Amendment to Agreements Between American Express and Walgreen Co.

PX1964

Letter from William H Glenn to Jeffrey Rein

PX1965

Letter from William H Glenn to Jeffrey Rein

PX1966

Letter from William M. Rudolphsen to John Theiss

PX1967

Letter from William M. Rudolphsen to John Theiss

PX1968

Letter from William H Glenn to Jeffrey Rein

PX1969

Letter from William H Glenn to Jeffrey Rein

PX1970

Letter from William M. Rudolphsen to Ronald Schultz

PX1971

Letter from William M. Rudolphsen to Ronald Schultz

PX1972

Letter from William H Glenn to Jeffrey Rein

PX1973

Press Release, Walgreens, Walgreens Will No Longer Accept American Express Cards Effective Jan. 14 (Dec. 15,

2004)

PX1974

Letter from William H Glenn to Jeffrey Rein attaching American Express PowerPoint presentation titled "The Power of

Marketing & Information to Drive Sales"

PX1975

Letter from William H Glenn to Jeffrey Rein attaching American Express PowerPoint presentation titled "The Power of

Marketing & Information to Drive Sales"

PX1976

American Express document re "Terms and Conditions for American Express Card Acceptance"

PX1977

Amendment to Card Acceptance Agreement between American Express and Walgreen Co.

PX1978

Addendum: U.S. Zip Code Verification Program between American Express and Walgreen Co.

PX1979

Email from Robert Zimmerman to Bill Rudolphsen et al. re. Follow-up to 10/10/07 Board Meeting

PX1980

J.D. Power & Associates, 2012 North America Airline Satisfaction Study, http://www.jdpower.com/consumer-

ratings/travel/ratings/909201299/2012-North+America+Airline+Satisfaction+Study/index.htm (last visited 6/13/2012)

PX1985

Approximate Breakdown of U.S. CV as of August 31, 2011

PX1988

MasterCard Worldwide U.S. and Interregional Interchange Rates (October 12, 2012),

http://cardconnect.com/uploads/documents/MasterCard Interchange Rates and Criteria.pdf

PX1989

Visa International Operating Regulations (October 12, 2012), http://usa.visa.com/download/merchants/visa-

international-operatingregulationsmain.pdf

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 67 of 231 PageID #:

20886

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX1990

21 Century Insurance, Allstate, Ameriprise, GEICO, Nationwide, Safeco and USAA, Your Search for providers found

14 listings,

http://www290.americanexpress.com/abp/SearchResults.do?cardType=CCSG&entry_point=&countryId=US&COUNT

RY_NAME=USA&counter=0&pageType=search_results&displayOrder=0&langCode=en&searchString=Enter+Provide

r+Name&categoryId=10&x=25&y=11, last visited 5/20/2013

PX2004

American Express 2003 Annual Report (Form 10-K)

PX2005

American Express Company Form DEF14A, Proxy Statement for 2013 Annual Meeting of Shareholders

PX2006

American Express Excel spreadsheet re "CM services expenses at Merge Data, CS Costs, Investments, TE_NONTE"

PX2007

American Express, American Express Green Card, https://www304.americanexpress.com/credit-card/green/25330,

last visited 7/03/2013

PX2008

American Express, Amex® Gold Card, https://www304.americanexpress.com/credit-card/gold/25330, last visited

7/03/2013, last visited 7/03/2013

PX2009

American Express, Blue Cash Everyday® Card from American Express, https://www304.americanexpress.com/credit-

card/blue-cash-everyday/25330, last visited 7/03/2013

PX2010

American Express, Compare Cards, https://www304.americanexpress.com/credit-card/compare-

cards/offers?s_tnt=64022:1:0&p=ctray&pmcCodes=137,784&eep=25330, last visited 6/30/2013

PX2011

American Express, Corporate Card Programs, http://business.americanexpress.com/us/corporate-card-

programs/compare-oursolutions?inav=menu cards cs comparecorpcards, last visited 7/3/2013

PX2012

American Express, Gold Delta SkyMiles Credit Card, https://www304.americanexpress.com/credit-card/delta-

skymiles/25330, last visited 3/21/2013

PX2013

American Express, How do I cash earn back on the TrueEarnings Card from Costco and American Express?,

http://search.americanexpress.com/app/answers/display/a_id/1678/kw/travelers%20checks, last visited 7/3/2013

PX2014

American Express, Pay Over Time for Larger Purchases, https://www.americanexpress.com/us/content/pay-over-

time/loc.html, last visited 07/03/2013

PX2015

American Express, Platinum Card from American Express, https://www304.americanexpress.com/credit-

card/platinum/25330, last visited 07/03/2013

PX2016

American Express, Premier Awards Gold Card, https://www304.americanexpress.com/credit-card/premier-rewards-

gold/25330?intlink=us-CCSG-ProspectHPFeaturedOffers-PremRewardsGold-LM#tcm:996-630930, last visited

5/20/2013

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 68 of 231 PageID #:

20887

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX2017

American Express, TrueEarnings Business Card from Costco and American Express,

http://www262.americanexpress.com/business-credit-cards/business-card-details/costco-american-express-business-

credit-card/29789?addPMC=162, last visited 5/20/2013

PX2018

American Express, TrueEarnings Card from Costco and American Express,

http://www304.americanexpress.com/getthecard/learn-about/Costco-TrueEarnings, last visited 7/03/2013

PX2046

Boston Federal Reserve Bank, The 2009 Survey of Consumer Payment Choice, Data Users Manual (Jan. 01, 2009),

http://www.bostonfed.org/economic/cprc/SCPC/2009%20Data/2009 SCPC Data User Manual.pdf

PX2047

Brief Amicus Curiae of American Express Company in Support of Affirmance, U.S. v. Visa U.S.A. Inc., No. 02-6074

(2d Cir., July 3, 2002)(No. 02-6074(L))

PX2069

David A. Aaker, Managing Brand Equity: Capitalizing on the Value of a Brand Name(1991)

PX2072

Declaration of Richard Gilbert, The Marcus Corp. v. American Express Co., No. 04 Civ. 05432 (GBD) (S.D.N.Y. 2008)

PX2093

Discover Financial Services 2012 Annual Report (Form 10-K)

PX2101

eBay 2012 Annual Report (Form 10-K)

PX2104

Errata to Rebuttal Expert Report of Janusz A. Ordover

PX2105

Errata to the Rebuttal Expert Report of B. Douglas Bernheim

PX2113

F. Fisher and J. McGowan, “On the Misuse of Accounting Rates of Return to Infer Monopoly Profits, American

Economic Review

PX2119

Federal Reserve Bank of Boston: Survey of Consumer Payment Choice,

http://www.bostonfed.org/economic/cprc/SCPC/index.htm, last visited 7/3/2013

PX2133

Franklin Fisher & John McGowan, "On the Misuse of Accounting Rates of Return to Infer Monopoly Profits" 73 Am.

Econ. R. (March 1983)

PX2135

Gary Crittenden, EVP and CFO, Lehman Brothers Conference

PX2148

J. D. Power & Associates, 2012 North America Rental Car Satisfaction Study, http://www.jdpower.com/consumer-

ratings/travel/ratings/909201420/2012-Rental+Car+Satisfaction+Study/index.htm (last visited July 3, 2013).

PX2149

J. D. Power & Associates, 2012 US Auto Insurance Provider Ratings- California, http://www.jdpower.com/consumer-

ratings/insurance/ratings/909201306/2012-US+Auto+Insurance+Study/index.htm

PX2151

Janusz A. Ordover and Daniel M. Wall, Understanding Econometric Methods of Market Definition, 3 Antitrust 20

(Summer 1989)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 69 of 231 PageID #:

20888

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX2152

Janusz A. Ordover and Robert D. Willig, The 1982 Department of Justice Merger Guidelines: An Economic

Assessment, 71 Cal. L. Rev. 535 (1983)

PX2179

Letter from Jesse M. Weiss to Mark Hamer, May 8, 2013

PX2194

Membership Rewards® Our Partners, American Express,

http://www.membershiprewards.com/catalog/partners/ourpartners.aspx?SelectedTab=Shopping&No=100 (last visited

May 26, 2013).

PX2195

Memorandum of American Express in Support of its Motion for Summary Judgment, The Marcus Corp. v. American

Express Co., No. 04 Civ. 05432 (GBD) (S.D.N.Y. September 22, 2008)

PX2197

Michael E. Porter, Competitive Strategy: Techniques for Analyzing Industries and Competitors

PX2208

American Express Merchant Reference Guide - U.S.

PX2209

American Express Merchant Regulations - U.S.

PX2210

American Express® Card Acceptance Agreement

PX2211

Timeline of Key Events Relating to American Express's Non-Discrimination Provisions

PX2212

American Express Collection of Articles and Contracts

PX2213

American Express Presentation to the Antitrust Division of the Department of Justice Concerning the Pro-Competitive

Benefits of American Express Non-Discrimination Rules

PX2214

American Express 2010 Annual Report (Form 10-K)

PX2216

Plaintiff's subpoena for Delta Air Lines, Inc. to testify at a deposition in a civil action sent to Delta Air Lines, Inc.

PX2217

Plaintiff's Subpoena to Testify at a Deposition in a Civil Action sent to Delta Air Lines, Inc.

PX2222

P. Dechow, “Accounting Earnings and Cash Flows as Measures of Firm Performance: The role of Accounting

Accruals," Journal of Accounting and Economics, September 1993, at 3

PX2234

Press Release, American Express, American Express Settles Antitrust Claims Against MasterCard for $1.8 Billion

Agreement Would Bring Total Payments from MasterCard and Cisa to $4 Billion Settlement to Help Lessen Impact of

Weakening Economy

PX2238

Ray Ball & Philip Brown, “An Empirical Evaluation of Accounting Income Numbers," J. of Accounting Research,

Autumn 1968, at 159

PX2239

Rebuttal Report of Kevin L. Keller

PX2240

Rebuttal Report of Kevin L. Keller

PX2241

Rebuttal Report of Kevin L. Keller

PX2242

Rebuttal Report of Kevin L. Keller

PX2243

Reply Brief of American Express in Support of its Motion for Summary Judgment, The Marcus Corp. v. American

Express Co., No. 04 Civ. 05432 (GBD) (S.D.N.Y. December 10, 2008)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 70 of 231 PageID #:

20889

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX2250

Robert C. Blattberg & Kenneth J. Wisniewski, How Retail Price Promotions Work: Empirical Results (1987), reprinted

in Sales Promotion: Concepts, Methods, and Strategies

PX2251

Robert C. Blattberg & Scott A. Neslin, Sales Promotion: Concepts, Methods, and Strategies

PX2252

Robert Guenther, The Wall Street Journal, Citicorp Scraps Regional Effort at Credit Card

PX2265

Southwest Airlines (A), 9-575-060 Harvard Business School Publications

PX2266

Southwest Airlines (B), 9-575-061 Harvard Business School Publications

PX2272

Stigler, The Theory of Price, The MacMillan Company, 3rd Edition

PX2297

Visa Panel Payment Study

PX2300

Visa Research Services, "2006 Payment Trends Summary: Visa Payment Panel Study"

PX2303

Visa, Visa U.S.A. Interchange Reimbursement Fee, http://usa.visa.com/download/merchants/april-2010-visa-usa-

interchange-rate-sheet.pdf

PX2304

Visa, Visa U.S.A. Interchange Reimbursement Fee, http://usa.visa.com/download/merchants/october-2010-visa-usa-

interchange-rate-sheet.pdf

PX2317

Ken Chenault, "Justice Department's Lawsuit is Bad Deal for Consumers," Washington Post

PX2319

Email from Jennifer L Lee to Ben A Alkin et. al. re RE: Action Required: GMS DA/MA Meeting Follow Up attaching

Amex document re "Performance Management Process Performance Assessment (Bands 45 and Above)"

PX2321

Draft Lodging Worldwide Card Service Agreement between American Express Travel Related Services Company,

Inc., American Express Payment Services Limited, and Starwood Hotels & Resorts Worldwide, Inc.

PX2322

Email from Rita R Hanes to Sujata N Bhatia et. al. re B. Glenn - Presentation for GLT Meeting attaching Amex

PowerPoint presentation titled "Executive Summary"

PX2323

Agreement for American Express Card Acceptance between American Express and Costco Wholesale Corporation

PX2324

Airline Card Service Agreement between American Express and American Airlines, Inc.

PX2325

Lodging Affiliate Group Card Acceptance and Marketing Agreement between American Express and Preferred Hotel

Group, Inc.

PX2326

Lodging Affiliate Group Card Acceptance and Marketing Agreement between American Express and Leading Hotels

of the World, LTD.

PX2327

Agreement for American Express Card Acceptance between American Express and Ahold, U.S.A., Inc.

PX2328

Worldwide Card Acceptance Agreement between American Express and Nike, Inc.

PX2329

Six Continents Hotels, Inc. Worldwide Card Service Agreement between American Express and Six Continents

Hotels, Inc.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 71 of 231 PageID #:

20890

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX2330

Agreement for American Express Card Acceptance between American Express and Ticketmaster L.L.C.

PX2331

Agreement for American Express Card Acceptance between American Express and Coach Stores, Inc.

PX2332

Agreement for American Express Card Acceptance between American Express and CVS Pharmacy, Inc.

PX2333

Worldwide Card Acceptance Agreement between American Express, Google Ireland Limited, and Google, Inc.

PX2334

Letter from Allan Sih to J Zack Miller Murphy attaching American Express document titled "Terms and Conditions for

American Express Card Acceptance"

PX2335

Agreement for American Express Card Acceptance between American Express and Lowe's Companies, Inc.

PX2336

Agreement for American Express Card Acceptance between American Express and Nordstrom, Inc.

PX2337

Agreement for American Express Card Acceptance between American Express and Target Corporation

PX2338

Agreement for American Express Card Acceptance between American Express and The TJX Companies, Inc.

PX2339

Agreement for American Express Card Acceptance between American Express and T-Mobile USA, Inc.

PX2340

Airline Card Service Agreement between American Express and United Air Lines

PX2341

Agreement for American Express Card Acceptance between American Express and United Parcel Service Oasis

Supply Corporation

PX2342

Agreement for American Express Card Acceptance between American Express and Ruth's Chris Steakhouse

PX2343

Agreement for American Express Card Acceptance between American Express and Williams-Sonoma, Inc.

PX2344

Agreement for American Express Card Acceptance between American Express and Wynn Las Vegas, LLC

PX2345

Agreement for American Express Card Acceptance between American Express and Dell USA LP

PX2346

Agreement for American Express Card Acceptance between American Express and Kohl's Department Stores, Inc.

PX2348

Agreement for American Express Card Acceptance between American Express and Albertson's LLC

PX2349

Agreement for American Express Card Acceptance between American Express and BJ's Wholesale Club, Inc.

PX2350

Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines between British Airways

PLC and American Express

PX2351

Agreement for American Express Card Acceptance between American Express and CDW Corporation

PX2352

Agreement for American Express Card Acceptance between American Express and DirecTV, Inc.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 72 of 231 PageID #:

20891

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX2353

Worldwide Card Acceptance Agreement between American Express and International Business Machines Corporation

PX2354

Retail Industry Agreement for Global American Express Card Acceptance between American Express and The Gap,

Inc.

PX2355

Agreement for American Express Card Acceptance between American Express and General Electric Company

PX2356

Agreement for American Express Card Acceptance between American Express and Marathon Petroleum Company

LLC

PX2357

Agreement for American Express Card Acceptance between American Express and Valero Payment Services

Company

PX2358

Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines between Virgin America

Inc. and American Express

PX2359

Agreement for American Express Card Acceptance between American Express and Whole Foods Markets Services,

Inc.

PX2360

Agreement for American Express Card Acceptance between American Express and 7-Eleven, Inc.

PX2361

Agreement for American Express Card Acceptance between American Express and Chanel, Inc.

PX2362

Choice Hotels International, Inc. Worldwide Agreement between American Express and Choice Hotels International,

Inc.

PX2363

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and Comcast Cable Communications, Inc.

PX2364

Car Rental Industry Card Service Agreement between American Express Travel Related Services Company, Inc. and

Dollar Thrifty Automotive Group, Inc.

PX2365

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and Echostar Satellite L.L.C.

PX2366

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and Equilon Enterprises LLC doing business as Shell Oil Products US for itself and on behalf of Motiva

Enterprises LLC

PX2367

Card Service Agreement between American Express Travel Related Services Company, Inc. and Exxon Mobil

Corporation

PX2368

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and Getty Petroleum Marketing Inc.

PX2369

Terms and Conditions for American Express® Card Acceptance (Wholesale/Corporate Purchasing Card) between

American Express Travel Related Services Company, Inc. and Johnson & Johnson Services, Inc.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 73 of 231 PageID #:

20892

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX2370

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and McKesson Corporation

PX2371

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and QVC

PX2372

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and Service Master Consumer Service

PX2373

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and United States Postal Service

PX2374

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and Allergan Sales, LLC

PX2375

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and Amerisourcebergen Corporation

PX2376

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and State of Florida

PX2377

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and eBay, Inc.

PX2378

Amendment to Agreement for American Express® Card Acceptance between American Express Travel Related

Services Company, Inc. and Genentech, Inc.

PX2379

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and Henry Schein, Inc.

PX2380

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and HSN, Inc.

PX2381

Letter from June Sugar Conrad to Steve Pinetti attaching Agreement for American Express® Card Acceptance

between American Express Travel Related Services Company, Inc. and Kimpton Group

PX2382

Amendment to Agreement for American Express® Card Acceptance between American Express Travel Related

Services Company, Inc. and L.L. Bean, Inc. attaching Agreement for American Express® Card Acceptance between

American Express Travel Related Services Company, Inc. and L.L. Bean, Inc.

PX2383

American Express Retail Industry International Card Acceptance Agreement between American Express Travel

Related Services Company, Inc. and LVMH Moet Hennessy Louis Vuitton SA

PX2384

Letter from Steve Thomas to Claudia attaching Agreement for American Express® Card Acceptance between

American Express Travel Related Services Company, Inc. and Men's Wearhouse

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 74 of 231 PageID #:

20893

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX2385

Letter from Robin Hunt to James Koehler re Change to the American Express Card Acceptance Agreement attaching

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and Micro Electronics, Inc.

PX2386

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and News Corp.

PX2387

Agreement for American Express® Card Acceptance Retail Industry between American Express Travel Related

Services Company, Inc. and The New York Times

PX2388

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and Patterson Dental Supply, Inc.

PX2389

Global Cruise Line Card Acceptance Agreement between American Express Travel Related Services Company, Inc.

and Royal Caribbean Cruises Ltd. and Celebrity Cruises Inc.

PX2390

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and Patterson Shaw Industries, Inc.

PX2391

Agreement for American Express® Card Acceptance Retail Industry between American Express Travel Related

Services Company, Inc. and Abercrombie & Fitch

PX2392

Agreement for American Express® Card Acceptance Retail Industry between American Express Travel Related

Services Company, Inc. and Barnes & Noble, Inc.

PX2393

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and Macy's, Inc.

PX2394

Agreement for American Express® Card Acceptance between American Express Travel Related Services Company,

Inc. and Time Warner Telecom Holdings Inc.

PX2395

Amex memorandum re "Contract for ACS State and Local, Inc." attaching Agreement for American Express® Card

Acceptance between American Express Travel Related Services Company, Inc. and ACS State and Local Solutions,

Inc.

PX2396

Amex memorandum re "Contract - B&H Photo-Video Inc." attaching Agreement for American Express® Card

Acceptance between American Express Travel Related Services Company, Inc. and B&H Photo-Video, Inc.,

Amendment to Agreement for American Express® Card Acceptance between American Express Travel Related

Services Company, Inc. and B&H Photo-Video, Inc.

PX2397

Global Terms for American Express Card Acceptance Agreements between American Express Travel Related

Services Company, Inc. and BP Corporation North America Inc.

PX2398

Service Agent Program Agreement between American Express Travel Related Services Company, Inc. and PayPal,

Inc.

PX2399

State of California Standard Agreement between Department of General Services and American Express

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 75 of 231 PageID #:

20894

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX2400

Agreement for American Express Card Acceptance/Supermarket between American Express and H.E. Butt Grocery

Company

PX2401

Agreement for American Express Card Acceptance/Supermarket between American Express and H.E. Butt Grocery

Company

PX2402

Agreement for American Express Card Acceptance/Supermarket between American Express and Hy-Vee, Inc.

PX2403

Agreement for American Express Card Acceptance/Supermarket between American Express and Hy-Vee, Inc.

PX2404

Agreement for American Express Card Acceptance/Supermarket between American Express and Hy-Vee, Inc.

PX2405

Agreement for American Express Card Acceptance/Supermarket between American Express and Meijer, Inc.

PX2406

Agreement for American Express Card Acceptance/Supermarket between American Express and Meijer, Inc.

PX2407

Letter from Ralph G. Loeffler to Sandy Woods attaching Agreement for American Express Card

Acceptance/Supermarket between American Express and Publix Super Markets, Inc.

PX2408

Letter from Ralph G. Loeffler to Sandy Woods attaching Agreement for American Express Card

Acceptance/Supermarket between American Express and Publix Super Markets, Inc.

PX2409

Letter from Ralph G. Loeffler to Sandy Woods attaching Agreement for American Express Card

Acceptance/Supermarket between American Express and Publix Super Markets, Inc.

PX2410

Agreement for American Express Card Acceptance between American Express and Rite Aid Hdqtrs. Corporation

PX2411

Agreement for American Express Card Acceptance/Supermarket between American Express and Raley's

PX2412

Agreement for American Express Card Acceptance/Supermarket between American Express and Raley's

PX2413

Email from David House to Kenneth Chenault et al. re. Asia good news

PX2414 Email from Bradleee Benn to Kevin Carey re. Home Depot Info

PX2415

Email from Ajita Naik to Yana Gutierrez re. Update attaching document re. "Durbin/DOJ Workstream Update -

November 5, 2010"

PX2416 American Express document re. "Rules of the Game: Best Practices for Improving Customer Satisfaction"

PX2417 Acronym List

PX2418

Email from Stephen Samoy to Jill Sammak re. CONFIDENTIAL: Albertson Agreement attaching American Express

PowerPoint presentation titled "Albertsons, Inc and American Express" and American Express PowerPoint

presentation titled "American Express Strategic Partnership: Albertsons, Inc."

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 76 of 231 PageID #:

20895

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

PX2419

Email from Christiane Cabot Bini to PJ Guyardo et al. re. DirecTV / American Express discussion [sic] attaching

American Express PowerPoint presentation titled "DirecTV & American Express: Business Discussion"

PX2420 American Express PowerPoint presentation titled "MSA Executive Team Quarterly Pricing Meeting"

PX2421

Deposition Transcript of Steve McCurdy, In re Payment Card Interchange Fee and Merchant Discount Antitrust

Litigation, MDL 1720 (Mar. 24, 2009)

PX2422

Home Depot PowerPoint slides titled "FY2012 Cost of Acceptance by Association & Product" and "FY2013 Cost of

Acceptance by Association & Product"

DX 0005 “Domestic Specialty Store Agreement No. 27,” American Express Company

DX 0023 British Airways-Agreement

DX 0028 Nilson Report 229

DX 0030 British Airways-Letter re: change of authorization level

DX 0031 British Airways-Letter re: CAA 12/20/1978

DX 0032 British Airways-Letter re: Charges by Mail or Telephone

DX 0033 Nilson Report 268

DX 0043 Texaco (Shell)-Agreement

DX 0045 Air France (Global)-Agreement

DX 0046 Legislative history for N.Y. Gen. Bus. L. § 518 (Chapter 160, Laws of 1984, N.Y. Senate Bill 8367)

DX 0048

Texaco (Shell)-Addendum to Agreement by and Between American Express Travel Related Services Company, Inc.

and Texaco Inc.

DX 0049 Card Acceptance Agreement between Meijer and Visa/MasterCard

DX 0060 American Express Annual Report 1985

DX 0061 American Express Form 10-K 1985

DX 0066 Amex Coles Meyer Card Acceptance Agreement

DX 0068 American Express Annual Report 1986

DX 0069 American Express Form 10-K 1986

DX 0076 United Airlines-Airlines Card Service Agreement

DX 0079 American Express Annual Report 1987

DX 0080 American Express Form 10-K 1987

DX 0081 American Express Form 10-K 1989

DX 0085

Michael Katz, “Vertical Contractual Relations,” in Handbook of Industrial Organization 1, eds. Richard Schmalensee

and Robert Willig (Amsterdam: Elsevier, 1989)

DX 0088 American Express Annual Report 1988

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 77 of 231 PageID #:

20896

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0089 Discover Merchant Services Agreement and Amendments for H.E. Butt Grocery

DX 0090 American Express Form 10-K 1988

DX 0091 Target Corporation-Letter re: Card Service Agreement

DX 0093 Amex, “American Express Card Service Agreement for Retail Establishments,” contract, 1989

DX 0095 Target Corporation-electronic Pay Addendum

DX 0103 Office Depot-Retail Marketing Addendum

DX 0105 Lewis Mandell, The Credit Card Industry: A History (Boston: Twayne Publishers, 1990)

DX 0109 American Express Annual Report 1989

DX 0113

American Express Travel Related Services Independent and Chain Retaul Establishment Agreement with Office

Depot Inc.

DX 0114 Cvs-Supplemental Agreement for Access to American Express Charge Authorization System

DX 0116 Best Buy-Independent and Chain Retail Establishment Agreement

DX 0117 American Express "Northeastern Region Business Review" document

DX 0121

Aaker, D. A. (1991), Managing Brand Equity: Capitalizing on the Value of a Brand Name, New York, NY: The Free

Press

DX 0124 David A. Aaker, Managing Brand Equity: Capitalizing on the Value of a Brand Name

DX 0125 Nilson Report 495

DX 0126 American Express Annual Report 1990

DX 0130 American Express Form 10-K 1990

DX 0132 On-Line Point of Sale Merchant Agreement between Meijer and Michigan National Bank

DX 0136 Letter from B. Katz to R. Norton re: Comparative Advertising

DX 0137 King Soopers - American Express Card Service Retail Establishment Agreement

DX 0140

At&T-Telecommunications Card Service Agreement Between American Telephone and Telegraph Company and

American Express Travel Related Services Company, Inc.

DX 0142 Card Acceptance Agreement between Meijer, Inc. and Discover Card Services, Inc.

DX 0151 Nilson Report 517

DX 0153 Disney Corp (Global)-Master Promotion Agreement

DX 0154 American Express Annual Report 1991

DX 0155 American Express Form 10-K 1991

DX 0156 Nilson Report 522

DX 0162 Disney Corp (Global)-Disney Card Service Agreement

DX 0167 Sample “Terms and Conditions for American Express Card Acceptance,” American Express

DX 0168 United Airlines-Airline Card Service Agreement

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 78 of 231 PageID #:

20897

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0180 Best Buy-Amendment to American Express Card Service Agreement for Retail Establishments

DX 0184 Expedia Travel-Amendment to American Express Card Service Agreement for Retail Establishments

DX 0189 Amendment to American Express Card Service Agreement for Retail Establishments

DX 0194 Standard Terms and Conditions with an Amendment signed by both Walgreens and American Express

DX 0200 American Express Annual Report 1992

DX 0202

Letter from C. Satterlee to K. Reeve re: acceptance of American Express card (attaching: application for AmEx card

acceptance - HYEAMX00005873)

DX 0203 Texaco (Shell)-Centurion data 4000 service Addendum

DX 0204 Hy Vee - Application for American Express Card Acceptance

DX 0205 American Express Form 10-K 1992

DX 0206 Nilson Report 545

DX 0207 Addendum to Merchant Services Agreement between Discover and A&P

DX 0209 Sears-American Express Card Service Agreement for Retail Establishments

DX 0215 Visa Business Advertising: Qualitative Study

DX 0217

Walgreen Company-Terms and Conditions for American Express Card Acceptance/Amendment to Agreements

Between American Express Travel Related Services Company, Inc. and Walgreen Co.

DX 0218 Original CAA between Walgreens and American Express

DX 0219

Memo from K. Doherty to B. Eades, re: Card Acceptance Agreement (Attaching Signed Air Force Contract -

AMEXNDR19170023)

DX 0220 Alliance: Visa Marketing Pact with Ringling Circus

DX 0227 Frontier Airlines-Airline Card Service Agreement

DX 0235 E-mail from G. Guzenski to Col. Evermann, re: Updated on Credit Card RFP Meeting

DX 0237 Letter from R. Norton to B. Katz re: Visa superior merchant acceptance claim

DX 0239 Nilson Report 568

DX 0240 American Express Annual Report 1993

DX 0241 American Express Form 10-K 1993

DX 0242 Nilson Report 569

DX 0244 Shell-Letter re: Supplement to the Terms of the American Express Card Acceptance

DX 0245 Shell-Card Acceptance Agreement

DX 0248 Shell-Amendment

DX 0249 Nilson Report 581

DX 0253 Carnival Cruise Lines-Cruise Line Card Acceptance Agreement

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 79 of 231 PageID #:

20898

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0254 Card Acceptance Agreement between American Express and Kroger Supermarket's Dallas operating division

DX 0257

Letter from T. Ryder to D. Sykes: Re: American Express Card Acceptance Agreement between American Express

Travel Related Services Company, Inc and Giant of Maryland, Inc.

DX 0259 Letter from American Express to Giant re: Giant of Maryland - Agreement for American Express Card Acceptance

DX 0260 Letter from American Express to D. Sykes re: Giant of Maryland Card Acceptance Agreement Supplement

DX 0261 American Express CAA for Ahold

DX 0262 Letter from A. Wallin to T. Ryder re: Giant Food Inc. Contract for Signature

DX 0267 Nilson Report 591

DX 0268 Nilson Report 592

DX 0269 American Express Annual Report 1994

DX 0270 Hy-Vee Request Form for SE Agreements

DX 0272 American Express Form 10-K 1994

DX 0273 Avis-Avis Card Service Agreement

DX 0277 Rite Aid Corp-Amendment to the American Express Card Service Agreement

DX 0281 Hawaiian Airlines (Global)-Airline Card Service Agreement

DX 0282 Hertz-Agreement for American Express Card Acceptance

DX 0286 Memo from R. Loeffler to T. Ryder re: Contract -Kroger-Cincinatti Division

DX 0287 Nilson Report 599

DX 0288 Card Acceptance Agreement for H.E. Butt and Test Rider

DX 0289 CAA between American Express and A&P

DX 0291 American Express CAA for Supermarkets (for A&P)

DX 0292 Pacific Tea Co Inc-Amendment to Agreement for American Express Card Acceptance

DX 0293 The Bon-Ton Stores, Inc. Request for SE Agreements

DX 0294

Agreement between American Express Travel Related Services Company, Inc. and The Great Atlantic and Pacific

Tea Company, Inc.

DX 0297 Card Acceptance Agreement between American Express and Kroger Central Marketing Area Division

DX 0299 Army & Air Force Exchange-Army and Air Force Exchange Service Negotiated Contract

DX 0301 National Bankcard Agreement for H.E. Butt

DX 0304 Merchant Services Agreement between Novus Services, Inc., and Sears

DX 0306

Memorandum from D. House to S. Brooks re: Contract: Kroger Indianapolis (attaching October 14, 1995 Marketing

Amendment)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 80 of 231 PageID #:

20899

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0308 Amoco (merged with BP)-Agreement for American Express Card Acceptance Oil

DX 0318

Frederick F. Reichheld, The Loyalty Effect: The Hidden Force Behind Growth, Profits, and Lasting Value (Boston: Bain

& Company, Inc., 1996)

DX 0319 K. Chenault, “Market Share: The Will to Win,” presentation, Establishment Services Worldwide Meeting

DX 0320 American Express CAA for Supermarkets (for A&P)

DX 0321 Pacific Tea Co Inc-Amendment to Agreement for American Express Card Acceptance

DX 0324 AT&T (handwritten)-Agreement for American Express Card Acceptance

DX 0325

Memorandum from R. Creekmore to D. House re: Contract - Super Fresh (attaching Card Acceptance Agreement

between A&P and American Express)

DX 0326 American Express CAA for Supermarkets (for A&P)

DX 0327 Pacific Tea Co Inc-Amendment to Agreement for American Express Card Acceptance

DX 0328 American Express Annual Report 1995

DX 0331 Amendment to the Card Acceptance Agreement btween A&P and American Express

DX 0332 American Express CAA for Supermarkets (for A&P)

DX 0333 Special Addendum to National Bank Card Agreement Special Terms

DX 0334 American Express Form 10-K 1995

DX 0335 Office Max-Agreement for American Express Card Acceptance

DX 0337 Nilson Report 617

DX 0338 Nilson Report 618

DX 0339 American Express CAA for Supermarkets (for A&P)

DX 0340 Pacific Tea Co Inc-Amendment to Agreement for American Express Card Acceptance

DX 0341

Memorandum from J. Snyder to Regional Managers, re: American Express (Attaching: Letter re concerns on

American Express Acceptance - SUPER-00733720)

DX 0342 American Express CAA for Supermarkets (for A&P)

DX 0343 Pacific Tea Co Inc-Amendment to Agreement for American Express Card Acceptance

DX 0344 Amex Memorandum from G. Lloyd to D. House: Contract- American Stores, Co. (Albertsons)

DX 0345 The Ikea Group-Letter Agreement

DX 0346 The Ikea Group-Amendment to Agreement for American Express Card Acceptance

DX 0347 The Ikea Group-Agreement for American Express Card Acceptance

DX 0348 Sprint Pcs-Telecommunications Card Acceptance Agreement

DX 0349

Mci Communication Svs Inc

(Nb: Related To Verizon)-Telecommunications Card Service Agreement Between MCI Telecommunications

Corporation and American Express Travel Related Services Company Inc.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 81 of 231 PageID #:

20900

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0350 Bank Closures Notice

DX 0353

Memorandum from R. Loeffler to D. House re: Contract - Kroger Atlanta (attaching Card Acceptance agreement

between American Express and Kroger Atlanta)

DX 0354 Albertson'S Inc-Letter re: Additional Business

DX 0355

Memorandum from R. Loeffler to D. House re: Contract - Kroger Houston (attaching Card Acceptance Agreement

between American Express and Kroger Houston)

DX 0356 Card Acceptance Agreement between Albertson's Inc. and American Express

DX 0358

BP Exploration & Oil Inc.: Agreement for American Express Card Acceptance

DX 0359 Walgreen Company-Amendment to American Express Card Acceptance Agreement

DX 0360 Amendment to CAA between Walgreens and American Express

DX 0361 Heb Company-Agreement for American Express Card Acceptance/Supermarket

DX 0362 Directv-Agreement for American Express Card Acceptance

DX 0372 Nilson Report 632

DX 0374 Cvs-Agreement for American Express Card Acceptance

DX 0378 Hewlett-Packard Co-Agreement for American Express Card Acceptance

DX 0379 Rite Aid Corp-Letter re: Amendment of Agreement

DX 0380

Letter from D. House to Mr. J. Speaker: Amended Agreement between American Express Travel Related Services

Company and Thrifty/Payless, Inc.,

DX 0381 Rite Aid CAA

DX 0382 "Competitive Analysis of Visa's Anti-Amex Campaign: Phase II of Visa Analysis" presentation

DX 0388

Bell Atlantic Mobile, Inc. (became Verizon on merger)-Addendum to the Agreement for American Express Card

Acceptance

DX 0389 Intercontinental Hotels Group-Holiday Hospitality Corporation Worldwide Card Service Agreement

DX 0390

Holiday Hospitality (Intercontinental Hotels Group)-Lodging Industry Flexible Cooperative Marketing Program

Addendum

DX 0391

Cindy Claycomb and Stephen Porter, “The Influence of Brand Recognition on Retail Store Image,” Journal of Product

& Brand Management, 6.6, 1997

DX 0393

Letter from K. Hawyer to M. Wheeler attaching Co-Branded Credit Card Agreement between Hy-Vee and MBNA

America

DX 0396

UUNET (affiliated with Mci Communication Svs Inc.)

(Nb: Related To Verizon)-Agreement for American Express Card Acceptance

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 82 of 231 PageID #:

20901

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0397 Nilson Report 640

DX 0398 Letter from J. Theiss to P. Galbo attaching Card Acceptance Agreement between CVS & Bob's Stores

DX 0399 American Express Form 10-K 1996

DX 0400 American Express Annual Report 1996

DX 0402 Amendment of Solicitation of Contract, AFSA

DX 0404

British Airways-American Express Terms and Conditions for Worldwide Acceptance of the American Express Card by

Airlines between British Airways PLC and American Express Travel Related Services Company Inc.

DX 0405 Memo from A. Markert to J. Brouillard, F. Cilngman re: Credit and Debit Update

DX 0406 Amex presentation: "Supermarket Industry Update"

DX 0408

Mci Communication Svs Inc (Nb: Related To Verizon)-Addendum to Agreement for American Express Card

Acceptance for Corporate Purchasing Card

DX 0409 Letter from J. Barton to G. Lloyd re: Letter to Keith Thomas

DX 0410 Sprint Pcs-Agreement for American Express Card Acceptance

DX 0413 Publix Notes on meeting with Amex

DX 0414 Memo from F. Vitrano to J. Donald, et al. re: American Express Proposal

DX 0415 Memo from F. Vitrano to J. Donald, et al. re: American Express Proposal

DX 0416 Letter from H. Overstreet to M. Wheeler re: updated figures for Hy-Vee/American Express partnership

DX 0417 Bell Atlantic Mobile, Inc. (became Verizon on merger)-Agreement for American Express Card Acceptance

DX 0418 “We Prefer VISA Study – Final Report"

DX 0419 "We Prefer Visa Study: Final Report" deck

DX 0422 Letter from J. Barton to S. Griffin re: American Express' current program

DX 0423 E-mail from C. Sonney to S. Gales, re: ITT requirement to process AMEX

DX 0424 Nilson Report 654

DX 0426 Letter from H. Overstreet to M. Wheeler re: spending profile (attaching: spending profile - HYEAMX00005963)

DX 0428 Nilson Report 655

DX 0429 Nilson Report 656

DX 0430

Letter from H. Overstreet to M. Wheeler re: incentive guarantee extended to Hy-Vee (attaching: guarantee scenario -

HYEAMX00005957)

DX 0431 The Kroger Co-Agreement for American Express Card Acceptance

DX 0432 The Kroger Co-Amendment to Agreement for American Express Card Acceptance

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 83 of 231 PageID #:

20902

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0434

Fax message from H. Overstreet to M. Wheeler re: excerpts from terms and conditions of card acceptance (attaching:

December 18, 1997 letter from M. Wheeler to H. Overstreet - HYEAMX00005960)

DX 0441 Air France (Global)-Terms and Conditions For Worldwide Acceptance of the American Express Card By Airlines

DX 0442

Air France (Global)-Side letter to terms and conditions for worldwide acceptance of the American Express Card by

Airlines between Air France and American Express Travel Related Services Inc. dated January 1, 1998

DX 0443 American Airlines-Airline Card Service Agreement

DX 0444 American Airlines-Airline Cooperative Marketing Program Addendum

DX 0447 “Visa Signature Product,” Product Development and Marketing Committee

DX 0462 Letter from T. Hodge to M. Teel re: meeting at Western Association of Food Chains

DX 0463

Hy-Vee Memorandum from R., R., M. Skokan, K. Reeve, C. Gray to C., C., R.: Re: Termination of American Express

Agreement

DX 0464

Memorandum from M. Wheeler re: Termination of American Express Agreement (attaching: termination letter -

HYEAMX00001440)

DX 0465

Letter from T. Hodge to J. Barton re: change in position of American Express as a result of Raley's acquisition of Nob

Hill Supermarkets

DX 0468 Letter from T. Hodge to J. Barton confirming meeting on March 16, 1998 at 1:00 p.m.

DX 0470 Nilson Report 663

DX 0471 Nilson Report 664

DX 0472 Disney Corp (Global)-First Amendment

DX 0474 American Express Annual Report 1997

DX 0475 American Express Form 10-K 1997

DX 0477 Cvs-Letter re: Discount Rate for CVS Reduction

DX 0479

Memorandum from T. Hodge to File, subject: RALEY'S, received a phone message from J. Barton who was down

reviewing American Express material

DX 0480 US Airways, Inc-Airline Card Service Agreement

DX 0481 Memorandum from T. Hodge to File, subject: RALEY'S, called M.Teel and left a voice message

DX 0482 Letter from T. Hodge to M. Teel re: Raley's possible acceptance of American Express Card

DX 0483 Letter from T. Hodge to T. Hodge re: Raley's acceptance of American Express Card

DX 0484 Card Acceptance Agreement between Kroger Company Columbus and American Express

DX 0485 The Kroger Co-Amendment to Agreement for American Express Card Acceptance

DX 0486 E-mail to M. Wildon to S. Gales, re: SIMS Lodging

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 84 of 231 PageID #:

20903

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0487

United States, v. Microsoft Corporation, Complaint For Equitable Relief for Violation of Section 1 and Section 2 of the

Sherman Act, 15 U.S.C. §1, No. 1:98-1232

DX 0488 Amex, “VISA 1998 Strategy Update,” presentation

DX 0489

Raley's and Amex Card Acceptance Agreement; (attaching Amendment to Card Acceptance Agreement -

AXPMDL1720_0009020)

DX 0490 Carnival Cruise Lines-Amendment to the Cruise Line Acceptance Agreement

DX 0494

American Express Card Acceptance Agreement/Supermarket between American Express Travel Related Services

Company and Meijer, Inc.

DX 0495 Amendment to Agreement for American Express Card Acceptance - Meijer, Inc.

DX 0496 Meijer Inc: Agreement for American Express Card Acceptance/Supermarket

DX 0497 Meijer Agreement for American Express Card Acceptance/Supermarket

DX 0499 Memorandum from B. Smith to Team Leaders, re: American Express Announcement

DX 0500 Letter from T. Hodge to B. Nichols re: status of American Express card acceptance

DX 0503 AT&T-Amendment to Agreement for American Express Card Acceptance

DX 0505 Fax from J. Smith to R. Maloney, re: Agreement to Keep Contents of Agreement

DX 0506 E-mail from T. Hodge to L. Lunia, M. O'Brien re: Raley's Contract

DX 0507 CVS-Letter re: Rate/SIF Settlement

DX 0508 American Airlines-Letter re: January 1, 1998 Airline Card Service Agreement between American Airlines, Inc.

DX 0509 Raley's - Amendment to Card Acceptance Agreement

DX 0510 Raley's Card Acceptance Agreement

DX 0513 British Airways-Agreement

DX 0515 Spirit Airlines Inc-Amendment to Agreement for American Express Card Acceptance

DX 0516 Spirit Airlines Inc-Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines

DX 0517

British Airways-Letter re: Letter Concerning the Acceptance of AMEX and the settlement of Cardmember Charges and

all exhibits, schedules and amendments

DX 0519 Nilson Report 678

DX 0520

Memorandum from M. Wheeler to K. Reeve re: Novus Fee Adjustment attaching Sept 23, 1998 letter from N. Bason

to K. Reeve

DX 0521 Complaint for Equitable Relief for Violations of 15 U.S.C. § 1, United States v. Visa, et al., 98 -CV-7076 (S.D.N.Y.)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 85 of 231 PageID #:

20904

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0524 RBA Media Release "Payment Systems and Netting Act 1998: Approval of RITS and Austraclear"

DX 0525 Nilson Report 680

DX 0526 AT&T-Amendment

DX 0528

Letter from C. Hollis to P. Ristau, subject: American Express' service fee was not competitive with Visa and

Mastercard

DX 0530 AT&T-Amendment

DX 0533 E-mail from G. Silvers to C. Sonney, re: American Express, Thule Visa/MasterCard Relationship, new Visa Card

DX 0534 Confidentiality Agreement Between American Express Travel Related Services Company Inc. and Dove Associates

DX 0536 Official Payments Corp-Letter re: Letter Amendment

DX 0537

Card Acceptance Agreement between Kroger Limited Partnership I, Mid-Atlantic Marketing Area and American

Express

DX 0538 The Kroger Co-Amendment to Agreement for American Express Card Acceptance

DX 0541

Jetblue Airways-Flexible Cooperative Marketing Program Addendum to the Terms and Conditions for Worldwide

Acceptance of the American Express Card by Airlines

DX 0543 Jetblue Airways-Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines

DX 0544 Alaska Airlines-Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines

DX 0545 Continental Airlines-Airline Card Service Agreement

DX 0546 Continental Airlines-Cooperative Marketing Program Addendum

DX 0547 Heb Company-Amendment to Agreement for American Express Card Acceptance

DX 0549 Southwest Airlines-Airline Card Service Agreement

DX 0550 Southwest Airlines-Airline Cooperative Marketing Program Addendum

DX 0551 US Airways, Inc-Airline Card Service Agreement

DX 0552 Wyndham Worldwide-Lodging - Worldwide Card Service Agreement

DX 0553 Wyndham Worldwide-Lodging Industry Flexible Cooperative Marketing Program Addendum

DX 0554 SV Holding, Inc. Agreement for American Express Card Acceptance/Supermarket

DX 0562 Carnival Cruise Lines-Amendment to the Cruise Line's Amendment to the Card Acceptance Agreement

DX 0565 American Airlines-Letter re: Side Letter to Airlines Card Service Agreement

DX 0567 Hilton Hotels-Super Premium Card Partner Agreement

DX 0568 Costco-Addendum to Agreement for American Express Card Acceptance for Corporate Purchasing Card

DX 0571 CAA between American Express and H.E. Butt Grocery Company

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 86 of 231 PageID #:

20905

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0575 Letter from J. Pearson to J. Briggs re: American Express booth at the FMI-Marketechnics convention

DX 0576 Travelocity.com-Terms and Conditions for American Express Card Acceptance

DX 0577 American Express Annual Report 1998

DX 0578 Letter from D. Phillips to C. Jenkins, subject American Express Proposal

DX 0579 Fax from H. Mueller to S. Woods, enclosing CAA Amendment - PUB-SW-003650

DX 0581 Proposed Amex Card Acceptance Agreement for Publix

DX 0582 American Express Form 10-K 1998

DX 0583 Nilson Report 689

DX 0584 Letter from M. Ryan to S, Woods re: Blackline version of Publix Super Markets, Inc.'s Card Acceptance Agreement

DX 0585

Fax from M. Ryan to J. Attaway, Esq. attaching Blackline versions of Card Acceptance Agreement and Marketing

Agreement

DX 0586 David Nelms Credit Card Forum Speech

DX 0587

Equiva (Shell)-Agreement between Equiva Services LLC and American Express Travel Related Services Company

Inc.

DX 0589 Publix Supermarkets Agreement for American Express Card Acceptance

DX 0590 Publix Supermarkets-Agreement for American Express Card Acceptance/ Supermarket

DX 0591 Amendment to Agreement fro American Express Card Acceptance

DX 0592 Delta Airlines-Super Premium Card Partner Agreement

DX 0594 Memo from D. Stokely to M. Plaisance re: Credit Cards

DX 0597 Memo from A. Markert to J. Brouillard, et al. re: Amex

DX 0598

Letter from R. Loeffler to S. Woods, subject: Publix/American Express Agreement and Amendment, attachments:

Agreement for American Express Card Acceptance/Supermarket (PUB-CC-000073)

DX 0606 Card Acceptance Agreement between Kroger Limited Partnership I, Nashville Marketing Area and American Express

DX 0607 The Kroger Co-Amendment to Agreement for American Express Card Acceptance

DX 0609 Memo from P. Nash to P. Galbo re: YTD Credit Card / Debit Processing Expenses

DX 0610 Memo from J. Snyder to T. Hodge, re: bigg's Agreement Comments

DX 0613 Memo from A. Markert to C. Butt, et al. re: Amex Credit Card Acceptance

DX 0614 Amex Financial Analysis

DX 0618

Shell-Letter re: Agreement dated September 1, 1983 between American Express Travel Related Services Company

Inc. and Texaco Inc.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 87 of 231 PageID #:

20906

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0620

Memorandum from J. Detlor to R. Galanti, P. Moulton, H. Kaplan, P. Callans, B. Craves, G. Roeglin and R. Jenkins re:

Review of Revised Amex Joint Card Agreement

DX 0622 Power Point: “GNS Background,”

DX 0627 Directv-Letter re: Agreement for American Express Card Acceptance

DX 0628 Costco-Agreement for American Express Card Acceptance

DX 0629 Amex and Bi-Lo Card Acceptance Agreement

DX 0630 Bi-Lo Amendment to American Express CAA

DX 0637

Letter from C. Carda to Ms. J. Garety1/23/2014 Re: Extension and Amendment to the MasterCard/Visa Merchant

Agreement, dated November 6, 1985, as amended and revised by various amendments

through the Amendment No. 2 dated July 7, 1999 (collectively the "Agreement") between The Fifth Third Bank (the

"Bank") and Meijer, Inc.

DX 0638

Continental Airlines-Letter re: Supplement to the Continental Airlines' Cooperative Marketing Program Addendum to

the Airline Service Agreement

DX 0639 Addendum CC to Master Data Processing Agreement

Visa 8r. Mastercard Acquiring Services

DX 0641 Memo from A. Lozano to A. Markert, et al. re: American Express negotiations

DX 0643 Amazon.Com-American Express Card Acceptance Agreement Form

DX 0644

Agreement for American Express Card Acceptance between American Express Travel Related Services Company

and Supervalu Holdings, Inc

DX 0645 CAA between American Express and SuperValu Holdings, Inc.

DX 0646 Supervalu-Franchise-Amendment to Agreement for American Express Card Acceptance

DX 0647 Supervalu - Amendment to Agreement for American Express Card Acceptance

DX 0648 Supervalu - Agreement for American Express Card Acceptance

DX 0649 Supervalu-Franchise- Agreement for American Express Card Acceptance

DX 0650 Agreement for American Express Card Acceptance/Supermarket

DX 0651 Card Acceptance Agreement for H.E. Butt and Amendment

DX 0652 Home Depot-Agreement for American Express Acceptance

DX 0654 Mci Communication Svs Inc

(Nb: Related To Verizon)-Letter re:Card Service Agreement

DX 0656

RBA: Media Release- Payment Systems and Netting Act 1998: Approval of Multilateral Netting Arrangements

http://www.rba.gov.au/media-releases/1999/mr-99-13.html

DX 0660 Jetblue Airways-Amendment to Agreement for American Express Card Acceptance

DX 0663 Pathmark Stores, Inc. - Agreement for American Express Card Acceptance/Supermarket

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 88 of 231 PageID #:

20907

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0664 Nilson Report 705

DX 0665 Nilson Report 706

DX 0670

British Petroleum-Agreement between Amoco Oil Company, BP Exploration and Oil Inc. and American Express Travel

Related Services Company Inc.

DX 0674 Home Depot-Letter re: Strategic Investment Fund

DX 0679 Meijer "Card Share Comparison" document

DX 0688

Memorandum from C. Trierweiler to K. Peddle, M. Jackson, M. Frank (copying K. Kroenig, J. Snyder, M. Carter, J.

Walsh) re: Program Reccomendation - American Express (SuperValu)

DX 0690 Presentation: Kroger and American Express - 2000 Business Review & Marketing Programs Proposal

DX 0691 Kroger and American Express presentation: 2000 Business Review & Marketing Programs Proposal

DX 0692

Letter from L. Turner re: annual review with American Express (attaching: Kroger Business Results by Division -

KRGAMX00000304)

DX 0693

Amendment No .18 to The Master Data Processing Agreement And Corresponding Addenda between

Midwest Payment Systems, Inc. ("Mps") And Publix Super Markets. Inc.

DX 0696 Expert Report of Michael L. Katz, United States v. Visa U.S.A., Inc., 163 F. Supp. 2d.322 (S.D.N.Y Sept 17, 2003)

DX 0697 Expert Report of Michael L. Katz, United States v. Visa U.S.A., Inc.

DX 0698 Nilson Report 712

DX 0700 The Kroger Co-Jay C - Agreement for American Express Card Acceptance/Supermarket

DX 0701 The Kroger Co-amendment to Agreement for American Express Card Acceptance

DX 0702

At&T-Agreement for American Express BillingWatch Service Between AT&T Corp. and American Express Travel

Related Services Company, Inc.

DX 0704 American Express Annual Report 1999

DX 0705 Rebuttal Report of Michael L. Katz, United States v. Visa U.S.A., Inc.

DX 0706 American Express Form 10-K 1999

DX 0708 Deposition of Michael L. Katz, United States v. Visa, et al., 98 -CV-7076 (S.D.N.Y.)

DX 0709 Presentation: CVS and American Express 2000 Business Review

DX 0710 Discover presentation: Preliminary Due Diligence - April 21

DX 0711 E-mail from B. Nelson to J. Halpern,subject: RE: JetBlue/American Express - Updated Card Service Agreement

DX 0712

Memo from C. Trierweiler, J. Walsh and J. Snyder to K. Peddle, M. Jackson and M Frank re: American Express

Recommendation

DX 0720 Rebuttal Expert Report of Mark E. Zmijewski (U.S. v. Visa and Mastercard)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 89 of 231 PageID #:

20908

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0722 Rebate Agreement for Card Acceptance Agreement for H.E. Butt

DX 0723 Heb Company-Rebate Agreement for American Express Card Acceptance

DX 0726 Nilson Report 718

DX 0727 Plaintiff's Trial Brief, U.S. v. Visa, 163 F. Supp. 2d 322 (S.D.N.Y. 2001) (No. 98 Civ. 7076)

DX 0728 Plaintiff's Trial Brief, U.S. v. Visa, 163 F. Supp. 2d 322 (S.D.N.Y. 2001) (No. 98 Civ. 7076)

DX 0733 Direct Testimony of Michael L. Katz in U.S v. Visa

DX 0734 Mci Communication Svs Inc

(Nb: Related To Verizon)-Letter re: Card Service Agreement

DX 0736

Letter from A. Kelly to E. West re: Supplement to January 1, 2001 Delta/American Express Co-Branded Card Program

Agreement

DX 0737 “Competitive Analysis of Discover”

DX 0740 Draft Card Acceptance Agreement

DX 0741 Dell Computers-Schedule II: Agreement for American Express Card Acceptance

DX 0742 Day 18 Trial Transcript, United States v. Visa U.S.A., Inc.

DX 0743 Day 19 Trial Transcript, United States v. Visa U.S.A., Inc.

DX 0744 Day 20 Trial Transcript, United States v. Visa U.S.A., Inc.

DX 0745 Day 21 Trial Transcript, United States v. Visa U.S.A., Inc.

DX 0746 Letter from L. Lloyd to R. Dreiling re: attached Card Acceptance Agreement

DX 0747 Letter from C. Brabbs to E. Crenshaw, subject: Check Cashing Strategy Proposal

DX 0748 Delta Airlines-Letter re: American Express Card Acceptance and Membership Rewards Program

DX 0750 Hilton Hotels-Amendment No.1 to Super Premium Card Partner Agreement

DX 0751

E-mail from S. Gales to J. Cannon, re: MDR Rate (Attaching: AF Club Card MDR Analysis - Aug 00 - USDOJ-AFSA-

0101948)

DX 0755

Amendment to Agreement for American Express Card Acceptance between American Express Travel Related

Services Company and Supervalu Holdings, Inc

DX 0756

Amendment to Agreement for American Express Card Acceptance between American Express Travel Related

Company and Supervalu Holdings, Inc

DX 0758

Amendment to Agreement for American Express Card Acceptance between American Express Travel Related

Company and Supervalu Holdings, Inc

DX 0759 SuperValu Amendment to Agreement for American Express Card Acceptance

DX 0760 Memo from J. Pearson to S. Squeri with attached Supervalu Card Acceptance Agreement

DX 0761 E-mail from M. Hogan to F. Black, re: MDR Rate

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 90 of 231 PageID #:

20909

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0763

Inter-office communication from D. Stokely to K. Shachmut re: Value of Amex Sales Guarantee (attaching chart:

Value of Guarantee - SFWAMX00074452)

DX 0765 DOJ Post-Trial Proposed Findings of Fact, U.S. v. Visa, 163 F. Supp. 2d 322 (S.D.N.Y. 2001) (No. 98 Civ. 7076)

DX 0766 Amazon.Com-Addendum to Agreement for American Express Card Acceptance for Corporate Purchasing Card

DX 0768 Jetblue Airways-Amendment to Business Insights Agreement

DX 0769 Nilson Report 726

DX 0770

Reserve Bank of Australia. “Debit and Credit Card Schemes in Australia: A Study of Interchange Fees and Access.”

October 2000, http://www.rba.gov.au/payments-system/resources/publications/payments-au/interchg-fees-study.pdf.

DX 0775

Fax message from K. Shachmut to H. Mueller, G. Lloyd re: Safeway select bank carve-out and draft addendum

(attaching charts: Assumptions for examples - SFWAMX00074418)

DX 0777 E-mail from J. Briggs to M. Tetmeyer re: RE: American Express?

DX 0778 Verizon Wireless-Agreement for American Express Billingwatch Service

DX 0780 Nilson Report 729

DX 0785 Princess Cruises-Global Cruise Line Card Service Agreement

DX 0787 Delta Airlines-Airline Card Service Agreement

DX 0788 Delta Airlines-Airline Cooperative Marketing Program Addendum

DX 0789 Delta Airlines-Delta American Express Co-Branded Credit Card Program Agreement

DX 0790 Delta Airlines-Membership Rewards Agreement

DX 0791 Card Acceptance Agreement for Safeway-Hawaii test

DX 0797 Marriott-Lodging Worldwide Card Service Agreement

DX 0798 Marriott-Amendment to Addendum to Membership Miles Participation Agreement

DX 0799 Marriott-Letter re: American Express/Marriott Card Service Agreement

DX 0800 Marriott-Joint Marketing Program Addendum

DX 0801 Official Payments Corp-Amendment

DX 0803 State of New Hampshire Liquor Commission Credit Card Sales Summary

DX 0805

Katz, Michael L., Richard J. Gilbert "An Economist's Guide to U.S. v. Microsoft", Journal of Economic Perspectives,

Volume 15, Number 2: p. 25-44

DX 0807

Tybout, A. and B. Sternthal, “Brand Positioning,” in Kellogg on Marketing, D. Iacobucci, ed., New York:

John Wiley & Sons, (2001)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 91 of 231 PageID #:

20910

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0808

Visa, "Interchange: Visa Interchange on Domestic Transactions in Australia,"

http://www.visa.com.au/ap/au/aboutvisa/interchange/interchange.shtml

DX 0809 Hy-Vee Retalix Loyalty System

DX 0813

Memorandum for Government Relations Committee from J. Hatcher re: Delays in Getting Bad Checks Returned from

Banks (with chart)

DX 0816

Ken Chenault, “Financial Community Presentation,” Feb. 7, 2001

http://www.sec.gov/Archives/edgar/data/4962/000000496201500006/ex99.txt

DX 0821

Letter from R. Loeffler to J. Donald re: American Express acceptance at Pathmark (attaching: Executive Summary of

American Express Card Proposal - APTAMX00000776; Pathmakr with Amex Plus Sales at 25% Analysis -

APTAMX00000778; American Express & Pathmark Risk Slides - APTAMX00000780)

DX 0822 Letter from D. Howell to J. Banfield re: Commercial Arrangements for Card Acceptance

DX 0824 Office Depot-Agreement for American Express Card Acceptance Retail Industry

DX 0825 Office Depot-Letter re: Office Depot Threshold Pricing

DX 0826 E-mail from R. Loeffler to J. Marques re: open questions w/amex proposal

DX 0827 Project Proposal Request Form for Amex CAA

DX 0828 Letter from D. House to S. Burd re: remaining issues

DX 0829 American Express Annual Report 2000

DX 0830 American Express Form 10-K 2000

DX 0836 Nilson Report 738

DX 0838 Amex, letter to D. Howell, Apr. 12, 2001

DX 0839 RBA: Media Release- Designation of Credit Card Schemes in Australia

DX 0844

Inter-office communication from S. Graham, E. Wida to K. Shachmut re: American Express Survey (attaching:

Safeway American Express Final Report April 2001 - SFWAMX00074074)

DX 0848 Wyndham Worldwide-Addendum to Card Service Agreement

DX 0849

Fax to J. Briggs with attached presentation: "A.C. Nielsen HomeScan Analysis: A Comparison of Household Grocery

Spending by Credit Card Ownership"

DX 0850 Presentation: Hy-Vee and The American Express Card - Building Profitable Business

DX 0851

E-mail from J. Briggs to K. Reeve re: FW: Agreement for American Express Card Acceptance and Marketing

Amendment (attaching: Hyvee Marketing doc - HYEAMX00037977; Hyvee Agreement - HYEAMX00037979)

DX 0852 Letter from S. Woods to K. Stakis re: Per Sale Transaction Fee

DX 0853

E-mail from B. Garlam to P. Galbo, P. Nash, re; Customer Value by Credit Card Type, Attaching Customer Value

Query by Card Type and Conversion of Extra Card Sales to ACH Electronic Debit

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 92 of 231 PageID #:

20911

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0855

E-mail from J. Briggs to J. Meyer re: FW: Agreement for American Express Card Acceptance and Marketing

Amendment (attaching: Hyvee Marketing doc - HYEAMXED00037965; Hyvee Agreement - HYEAMXED00037967)

DX 0856 Hy-Vee Accounting Meeting Minutes

DX 0857

Memorandum from K. Krueger to D. Ciancio re: Presentation Deck (attaching presentation: Kroger Co. Visa Card

Program - KRGAMX00268219)

DX 0859

E-mail from J. Briggs to K. Reeve re: FW: Blacklined Agreement (attaching: Hy-Vee CAA [Draft] -

HYEAMXED00037954)

DX 0860 E-mail from J. Snyder to J. Eversman (copying S. Koudsi et al.) re: New AMEX Merchants

DX 0861 Paypal, Inc.-Agreement for American Express Card Acceptance Aggregator/ Card not Present Transactions

DX 0862 Paypal Global Mcc-Amendment to Agreement for American Express Card Acceptance

DX 0864 Letter from J. Pearson to J. Briggs re: Hy-Vee reimbursement

DX 0865

Letter to J. Briggs from J. Pearson re: Card Acceptance and terms of agreement (attaching: e-mail and marketing

calendar - HYEAMX00005863, HYEAMX00005864)

DX 0866 Letter from J. Pearson to J. Briggs re: Refund to Hy-Vee

DX 0869

American Express Card Acceptance Agreement/Supermarket between American Express Travel Related Services

Company and Pathmark Stores, Inc. (A&P)

DX 0870 Pathmark Stores, Inc. (A&P)-Amendment to Agreement for American Express Card Acceptance

DX 0871 Hy-Vee Card Acceptance Agreement

DX 0872 Hy-Vee Amendment to Card Acceptance Agreement

DX 0873

E-mail from M. Tobin to E. Porter re: Credit/Debit Card (attaching: American Express Supermarket Data - Stop &

Shop Market Area chart - AHDAMX00886648)

DX 0874 Wyndham Worldwide-Addendum to Card Service Agreement

DX 0878 Corporate Card Pricing Policy: New and Existing Business

DX 0879 E-mail from S. Methvin to K. Mills re: BI-LO and AMEX summary recommendation

DX 0880 E-mail from S. Methvin to K. Mills re: BI-LO and AMEX summary recommendation

DX 0884 Alaska Airlines-Marketing Program Agreement

DX 0886 Office Max-Agreement for American Express Card Acceptance Retail Industry

DX 0889 Continental Airlines-Marketing Program Agreement

DX 0890 Letter from L. Uhl to B. Solsbery re: signed CAAs (attaching signed Amendment to CAA - HEBAMX00003862)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 93 of 231 PageID #:

20912

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0891 "Reform of Credit Card Schemes in Australia II,"

Commissioned Report by Professor Michael L. Katz, August 2001

DX 0893 Letter from D. Howell to J. Banfield re: Commercial Arrangements for Card Acceptance

DX 0897 Presentation: American Express Proposal for Kroger

DX 0899

Mci Communication Svs Inc

(Nb: Related To Verizon)-Addendum to Agreement for American Express Card Acceptance for Corporate Purchasing

Card

DX 0900

Mci Communication Svs Inc

(Nb: Related To Verizon)-Addendum to Agreement for American Express Card Acceptance for Corporate Purchasing

Card

DX 0903

E-mail chain from S. Gales to F. Black et al., re: Acceptance of American Express (AMEX) Cards at MacDill

International Conference

DX 0904 E-mail from F. Black to M. Hogan, re: Acceptance of American Express Card in Lodging

DX 0905 E-mail from F. Black to M. Hogan, re: AF Question on Supporting Amex again

DX 0906 Handwritten notes of Ken Shachmut

DX 0907

E-mail from M. Wilson to S. Gales, re: Acceptance of American Express (AMEX) Cards at MacDill International

Conference

DX 0910

E-mail from E. Porter to D. Cohagan, et al. re: American Express (attaching: Stop & Shop - American Express

Strategy meeting dated 09/26/01 notes - AHDAMX00868601)

DX 0912 American Express CAA for Ahold

DX 0913 Stop & Shop (Ahold)-Agreement for the American Express Card Acceptance/Supermarket

DX 0914 Official Payments Corp-Letter re: Contractual Notification

DX 0915 E-mail from S. Koudsi to Retail Systems Regional Directors et al. re: AMEX Contest Grand Finale

DX 0917

E-mail from D. Ciancio to S. Henderson, et al. re: American Express (includes: September American Express Number

spreadsheet report - KRGAMX00295323)

DX 0918 E-mail from D. Dillon re: American Express [response to "Dillon has been reviewing the payment system data"]

DX 0920 Avis-Addendum to Agreement for American Express Card Acceptance For Corporate Purchasing Card

DX 0922 Safeway Inc-Agreement for American Express Card Acceptance/Supermarket

DX 0924 Nilson Report 751

DX 0925 RBA: Payment Systems (Regulation) Act 1998: Designation of Payment Systems via Macfarlane

DX 0930

Memo from J. Clutts, B. Kuper, A. Williams, M. Elworthy, et. al. to B. Hotarek, Re: Initiative to Lower Transaction

Costs

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 94 of 231 PageID #:

20913

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 0933

Memorandum from G. Lloyd to S. Squeri attaching Card Acceptance Agreement between Safeway (Hawaii) and

American Express

DX 0934 “Costco and American Express Partnership Update,”

DX 0935 Delta Airlines-Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines

DX 0938 E-mail from M. Koci to D. Platts, et al. re: Bullet Train Tracking (attaching: Expense Report - ALBAMX00263762)

DX 0939 Nilson Report 753

DX 0940 Reform of Credit Card Schemes In Australia: A Consultation Document

DX 0941 E-mail from K. Shachmut to D. Stern, D. Stokely re: Plan 2002 - American Express Credits

DX 0942 “American Express State of the Brand,” December 5, 2001

DX 0943 Paypal Global Mcc-Amendment-2 to Agreement for American Express Card Acceptance

DX 0945 Memo from K. Parkhurst to S. Henderson, et. al. re Credit Card Shopper Analysis

DX 0947

Letter from T. Kildow to P. Feliciano with attached Albertson's Amendment to the American Service Card Service

Agreement

DX 0948 E-mail from D. Ciancio re: American Express [Safeway does not accept AMEX in their Colorado or Arizona divisions]

DX 0949 RBA: Media Release- Reform of Credit Card Schemes in Australia

DX 0950 Publix/American Express Cash Back Allowance (CBA) Plan

DX 0954 Hertz-Car Rental Industry Card Service Agreement

DX 0955 GMAPS data

DX 0956 Sears- Agreement for American Express Card Acceptance

DX 0958 Publix Supermarkets-Publix/American Express Cash Back Allowance (CBA) Plan

DX 0959 Publix Supermarkets-Publix/American Express Cash Back Allowance (CBA) Plan

DX 0964 Carnival Cruise Lines-Amendment to the Cruise Line's Card Acceptance Agreement

DX 0969 Hertz-Car Rental Industry Flexible Cooperative Marketing Program Addendum

DX 0970 Hyatt International Global-Lodging Industry Flexible Cooperative Marketing Program Addendum

DX 0974 Pacific Tea Co Inc-Amendment to Card Acceptance Agreement

DX 0987 The Ikea Group-Amendment to Card Acceptance Agreement: Retail Industry

DX 1003 Crate & Barrel-Amendment to Card Acceptance Agreement

DX 1004 Enterprise Rac-Enterprise Rent-A-Car Company Card Service Agreement

DX 1006 Hilton Hotels-Lodging Worldwide Card Service Agreement

DX 1007 Hilton Hotels-Letter Amendment

DX 1008 Six Continents (Intercontinental Hotels Group)-Card Service Agreement

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 95 of 231 PageID #:

20914

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1009 Intercontinental Hotels Group-Lodging Industry Flexible Cooperative Marketing Program Addendum

DX 1010 Intercontinental Hotels Group-Amendment to Card Service Agreement

DX 1015 Sears-Letter Agreement

DX 1018 Value Analysis: "Value Your Customers" [web-page: accessed 04/05/2003]

DX 1019 Kroger, American Express Contract negotiation points

DX 1020 Albertsons Preferred Savings Card description

DX 1023 George Casella and Roger Berger, Statistical Inference (Belmont, CA: Duxbury Press, 2002)

DX 1033 Darden Restaurants-Amendment to Card Acceptance Agreement: Restaurant Industry

DX 1037 FMI Board Meeting

DX 1038 E-mail from D. Platts to D. Ober, M. Koci, M. Bessent and G. Morton re: Converted Credit to Debit Stats

DX 1039 Destination Hotels/Resort-Amendment to Card Acceptance Agreement Lodging Industry

DX 1040 Destination Hotels/Resort-Amendment to Card Acceptance Agreement Lodging Industry

DX 1041 Loews-Amendment to Card Acceptance Agreement Lodging Industry

DX 1049 E-mail from E. Porter to C. Avallone, et al. re: American Express

DX 1050 Supervalu-Franchise-American Express Card Acceptance Agreement

DX 1051 E-mail from S. Kousi to C. Cash re: Contest Payment Request

DX 1052 Amex presentation: "US Discount Rate Premium Erosion Analysis: GES Global Pricing and Value"

DX 1053 E-mail from M. Halpern to B. Thompson re: Nuance

DX 1054 Handwritten notes: Visa Interlink

DX 1057

E-mail from A. Eberstein to E. Porter, et al.re: Stop & Shop Contract-First Response/Negotiation- revised documents

(attaching: Stop & Shop Marketing Amendment draft - AHDAMXED01544359; Guarantee Addendum draft -

AHDAMXED01544362)

DX 1060 Nilson Report 760

DX 1063 E-mail from M. Koci to D. Butler, M. Pearson and D. Ober re: Bullet Train

DX 1064 E-mail from M. Koci to D. Butler, et al. re: Bullet Train (attaching: Expense Report - ALBAMX00263767)

DX 1066 Letter to S. Henderson from S. Giusto: Re: Important Change to Pricing for the Supermarket Industry

DX 1067 E-mail from B. Thompson to P. Hough re: "MPR in Australia"

DX 1068 Letter from S. Giusto to S. Henderson re: changes in Amex pricing for the Supermarket industry

DX 1069 Letter from M. Tetmeyer to B. Highland re: Hy-vee Response to Amex Marketing Proposal"

DX 1070 E-mail from S. Henderson to K. Hanna, D. Ciancio re: Status of American Express Text

DX 1077

Visa Letter from G. Wheaton to RBA - Reform of Credit Card Schemes in Australia: A Consultation Document (the

"Consultation Document")

DX 1078 Westpac Australia's First bank letter from D. Clarke - An open letter to the RBA

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 96 of 231 PageID #:

20915

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1079

Mci Communication Svs Inc

(Nb: Related To Verizon)-Contract Addendum - Card Identification Number Fraud Prevention Reduction Program

DX 1081

E-mail from E. Porter to D. Perry and M. Elworthy re: Amex - Let's get this thing done! (attaching Spreadsheet: Stop &

Shop Tracking Sheet and Stop & Shop Transaction Costs Spreadsheet)

DX 1082 American Express Form 10-K 2001

DX 1083 "Warehouse Club Industry Review" deck

DX 1087 American Express Annual Report 2001

DX 1092 Large Market Corporate Card Pricing Policy: New and Existing Business

DX 1094

E-mail from J. Snyder to S. Koudsi re: Supervalu Tiered rebate pricing - March 2002 Follow-up (attaching: charts

- SUPER-01719188, SUPER-01719189, SUPER-01719190, SUPER-01719191)

DX 1100

E-mail from V. Choie to B. Thompson re: RBA Presentation to Jim Cracchiolo (attaching Amex presentations: "RBA

Card Reforms Update," and "RBA Card Reforms Update," RBA Proposed Reforms and Comparison of Bank

Responses" spreadsheet and "Timeline of Events" comparison spreadsheet)

DX 1106 Ahold-Letter re: Guarantee Addendum of the American Express Card Acceptance Agreement

DX 1108 Ahold-Guarantee Addendum to Agreement for American Express Card Acceptance

DX 1109 Stop & Shop (Ahold)-Amendment to Agreement between American Express Travel Related Services Company, Inc.

DX 1113 Delta Airlines-Amendment to the Delta American Express Co-Branded Credit Card Program Agreement

DX 1115 Bi-Lo EVA Analysis Charts

DX 1117 E-mail from D. Schrade re: Consumer Research Diary Notes - Pd 3

DX 1118 E-mail from J. Palmer to C. Avallone, et al. re: Amex/Marketing Plan

DX 1120

Letter from R. Loeffler to R. Picariello re: Stop & Shop copies of Amendment and Guarantee Addendum for Amex

Acceptance Test (attaching: Amendment to Amex CAA - AHDAMX00012129; Guarantee Addendum to Amex CAA -

AHDAMX00012134)

DX 1124 Office Depot-Agreement for American Express Card Acceptance Retail Industry

DX 1125

Office Depot-Addendum to the American Express Card Acceptance Agreement between the Office Depot Inc. and

American Express Travel Related Services Company Inc.

DX 1127 E-mail from S. Samoy to S. Henderson re: June 1 deadline

DX 1129 A&P Amendment to American Express CAA

DX 1130 Shell-Letter re: American Express Card Acceptance Agreement

DX 1132 Travelocity.Com-Agreement for American Express Card Acceptance

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 97 of 231 PageID #:

20916

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1133

Facsimile cover sheet with attached letter from V. Soranno to J. Runnels (copying G. Satkowski et al.) re pricing

between Amex and ERAC

DX 1136 Amazon.Com (handwritten)-Terms and Conditions for American Express Card Acceptance

DX 1138 Official Payments Corp-Letter re: Transaction Notification and Consent

DX 1139 Travelocity.Com-Affiliate Group Agreement

DX 1143

Letter from S. Giusto to M. Schlotman re: Introduction re: SRG's management of Kroger relationship with American

Express

DX 1144 Target Corporation-Letter re: SE Workstation - Outsourcing Agreement

DX 1147 Amx Presentation: "Cole Myers"

DX 1148 E-mail from L. Marmer to S. Henderson, K. Parkhurst re: Re: American Express Breast Cancer Promotion

DX 1149 Amex Presentation: "Airline Disintermediation: Risks & Options"

DX 1153

E-mail from H. Dosanjh to. D. Ciancio re: Confidential (attaching: Kroger Fee Estimates June 2002 -

KRGAMXED00174530; Kroger Considerations June 2002 - KRGAMXED00174531)

DX 1154 RVP Accounting Update Outline (Deck)

DX 1156 E-mail from B. Thompson to P. Hough re: "US Telecom Conflict"

DX 1158 Memorandum from S. Henderson re: Feedback on American Express

DX 1159 E-mail from R. Neff to M. Czaykowski re: FW: Credit Card promotions

DX 1161 "Voice of the Cardmember June 21, 2002" presentation

DX 1162 Marked Up Letter Notification of Changes to Kroger-Amex pricing made by S. Henderson to S. Samoy

DX 1163 Check stub from American Express to the liquor commission for the amount of $9,908

DX 1164 Bi-Lo, "American Express Card" Deck

DX 1166 Amendment to Card Acceptance Agreement for Safeway

DX 1168 E-mail from L. Dubin to G. Tsiopras, subject: RE: American Express 2002 Fund Overview

DX 1169 Memorandum re: American Express Incremental Sales Analysis: First 4 Weeks

DX 1172

Amex, “Global Network & Establishment Services & TC Group: Q2 BUR and Long Range Plan 2002,” presentation,

July 17, 2002

DX 1173 E-mail from D. Platts to G. Morton, M. Bessent and M. Koci re: Credit to Debit Report

DX 1175 Reform of Credit Card Schemes In Australia IV: Final Reforms and Regulation Impact Statement

DX 1177 E-mail from R. Garinger to P. house re: Stop & Shop Guarantee

DX 1178 Letter from C. Nauman to Ms. H. Billing

DX 1179

US Airways, Inc-Addendum to Airline Card Service Agreement between American Express Travel Related Services

Company, Inc. and US Airways, Inc.

DX 1181 E-mail from S. Samoy to S. Henderson re: Kroger contract: Card Acceptance Procedures

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 98 of 231 PageID #:

20917

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1182 Amazon.Com-Letter re: Future Marketing Obligations and Release of Past Claims

DX 1183 Letter from S. Henderson re: New American Express Contract, attaching mark-up of CAA

DX 1184 Amex's RBA Undertaking

DX 1188 RBA Media Release- Reform of Credit Card Schemes in Australia

DX 1190

E-mail from E. Porter to L. Ketelaar, E. Butrick re: Amex Process (attaching: Memo re: American Express Incremental

Sales Analysis - AHDAMXED01542246)

DX 1191 Brief for the United States, U.S. v. Visa, 344 F.3d 229 (2d Cir. 2003) (No. 02-6074)

DX 1193 Hilton Hotels-Addendum to Merchant Bonus Points Program Agreement

DX 1195 Nilson Report 772

DX 1199 Amazon.Com-Marketing Program Agreement

DX 1201 AT&T Presentation: "D. House/B. Glenn Briefing"

DX 1203 Kroger, "PIN to Win" Promotion

DX 1204 E-mail from E. Porter to P. Curran re: AMEX

DX 1206 RBA Media Release - Reform of Credit Card Schemes in Australia

DX 1207

E-mail from M. Halpern to P. Hough & b. Thompson, re: RBA Repricing Document, Attaching Amex Deck: Global

network & Establishment Services & TC Group (GNES)

DX 1212 E-mail from S. Samoy to S. Henderson re: Oct. 3 (NB: regarding Kroger CAA proposed changes draft)

DX 1213 Hy-Vee Inc., and Subsidiaries 2002 Consolidated FInancial Report

DX 1214 E-mail from S. Samoy to S. Henderson re: Re: Oct. 3: confirmed

DX 1218 Memorandum re: American Express Incremental Sales Analysis: Period 6 - Period 8

DX 1219 E-mail from S. Samoy to S. Henderson, K. Hanna re: Amex Card Acceptance Agreement

DX 1221

Cover sheet for Document Express - Establishment Services [for submitted by T. Grandinetti]; (attaching:

memorandum from R. Loeffler to D. House including attached CAA for signature -AMEXNDR08595830)

DX 1222 Hewlett-Packard Co-Marketing Amendment to Agreement for American Express Card Acceptance

DX 1225

E-mail from J. Isaacson to S. Henderson re: Revised Card Acceptance Agreement (attaching: Redlined Draft CAA -

AMEXNDR16002249)

DX 1227 Amazon.com Card Acceptance Agreement

DX 1228 Amazon.Com-Agreement for American Express Card Acceptance

DX 1229 Amendment to Agreement between American Express Travel Related Services Company, Inc. and Supervalu, Inc.

DX 1230 SuperValu Amendment to Card Acceptance Agreement

DX 1231 Amex, "Supermarket & Drug Store Industries" presentation

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 99 of 231 PageID #:

20918

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1235

E-mail from S. Samoy to S. Henderson re: Final Card Acceptance Agreement (attaching: Redlined Draft CAA -

AMEXNDR00569279)

DX 1236

Home Depot-Amendment to the American Express Card Acceptance Agreement Between the Home Depot, Inc. and

American Express Travel Related Services Company

DX 1238 Amex, “Commercial Terms of Card Acceptance,” letter to D. Howell, Nov. 11, 2002

DX 1239 Hyatt International-Merchant Bonus Points Program Agreement

DX 1240 E-mail from S. Samoy to J. Isaacson, S. Henderson re: Wed. conference call: 4:30 PM

DX 1241 E-mail from H. Mueller to R. Picariello, M. Elworthy, et al., re: Futher Thoughts: Ahold and American Express

DX 1242 E-mail from N. Polk to L. Dardick (copying S. Laterza, P. Rougas, A. Masters, S. Samoy.

DX 1244 Hyatt International-Marketing Program Agreement

DX 1246 Consumer Revolving Credit Card Program Agreement - Meijer & Monogram Credit Card Bank of Georgia

DX 1247 Nilson Report 777

DX 1248

United Airlines-Addendum to Airline Card Service Agreement between American Express Travel Related Services

Company, Inc. and United Airlines, Inc.

DX 1249 “Amended and Restated UATP Participation Agreement,”

DX 1250 Letter from R. Wade to W. Costantini re: Amendment of A&P American Express contract

DX 1251

Link2Gov.Com Inc-Agreement for American Express Card Acceptance Link2Gov (On behalf of the internal revenue

service)

DX 1255 E-mail from S. Samoy to S. Henderson re: Status of contract

DX 1256 Directv-Second Amendment to Agreement for American Express Card Acceptance

DX 1257 Memorandum re: American Express Incremental Sales Analysis: Period 9 - Period 11

DX 1258

E-mail from L. Vehrenkamp to J. Hendrie, D. House, W. Glenn, R.Laterzo and A. Segal to: Ken Chenault Response to

Bob Iger E-mail

DX 1261 BI-LO Amex CAA

DX 1262 BI-LO Amex CAA

DX 1263 Cendant Corporation - Hospitality Division Worldwide Agreement

DX 1265

Letter from S. Squeri to D. Garton re: Supplement to January 1, 2003 Middle Market Corporate Co-Branded Card

Program Agreement

DX 1266 American Airlines-Airline Card Service Agreement

DX 1267 American Airlines-Airline Cooperative Marketing Program Addendum

DX 1268

American Airlines-Letter Supplement to January 1, 2003 Middle Market Corporate Co-Branded Card Program

Agreement

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 100 of 231 PageID #:

20919

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1269 Hilton Hotels-Hhonors Platinum Card Co-Branded Credit Card Program Agreement

DX 1270 Sears-Amendment to Agreement for American Express Card Acceptance

DX 1281 Carnival Cruise Lines-Amendment to the Cruise Line's Card Acceptance Agreement

DX 1286 Hyatt International-Hyatt Worldwide Card Service Agreement

DX 1287 Hyatt International-Addendum to Worldwide Card Service Agreement

DX 1289 Office Max-Amendment to American Express Card Acceptance Agreement

DX 1290 Sprint Pcs-Agreement for American Express Card Acceptance Telecommunications

DX 1299 The Ikea Group-Amendment to American Express Card Acceptance

DX 1312

Hertz-Letter re: American Express Worldwide Card Service Agreement and Cooperative Marketing Program

Addendum

DX 1316 Office Depot-Amendment to American Express Card Acceptance Agreement

DX 1322 Spirit Airlines Inc-Amendment to Agreement Governing Acceptance of the American Express Card by Airlines

DX 1331 Cendant (Wyndham Worldwide-Cendant Corporation)-Worldwide Agreement

DX 1333 Quick Service Industry Pricing Sheet

DX 1347 AT&T-Amendment

DX 1348 E-mail from J. Snyder to S. Koudsi re: MasterCard Raising Rates

DX 1349 Letter of Intent (attaching presentation: Summary Business Plan for dunnhumby USA - KRGAMX01008238)

DX 1350

E-mail from S. Koudsi to B. Hartless, C. Wynters (CC: J. Snyder): "Foodmaster"

Attachments: Foodmaster Pricing Analysis.xls

DX 1351

E-mail from E. Toler to J. Snyder (CC: C. Kaercher, J. Eversman, S. Koudsi): "Re: New Year - New AMEX Contest

$$$$"

Attachments: AMEX Opportunities 11_02 Excel, Direct Mail Flat Fee Letter doc, Supermarket Findings - AMEX Quick

Facts doc, SUPERVALUE_AMEX_app_1-03 doc

DX 1353

E-mail from S. Gutman to K. Kelly re: WMT Report (attaching Goldman Sachs report on Wal-Mart and supermarket

industry)

DX 1354 E-mail from M. Irby to S. Woods, re: Jan.29 meeting

DX 1355 Kroger Agreement for American Express Card Acceptance

DX 1356 Kroger Card Acceptance Agreement (2003) (NB: Bates number is MDL 1720 version.)

DX 1358 Kroger, Second Amendment to Agreement for American Express Card Acceptance

DX 1359 Card Acceptance Agreement between Kroger and American Express

DX 1360 Card Acceptance Agreement between American Express and Kroger

DX 1361 Merchant Monthly Billing Summary chart

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 101 of 231 PageID #:

20920

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1363 E-mail from R. Shultz to W. Glenn re: WSJ article on Rewards

DX 1364 E-mail from J. Eversman to J. Snyder re: American Express

DX 1365 E-mail from S. Henderson to R. McMullen, et al. re: American Express Contract

DX 1366 Resolved Threats Tab of Spreadsheet

DX 1367 Amex Memorandum from S. Samoy to W. Glenn: Re: Contract for the Kroger Co.

DX 1369 Nilson Report 784

DX 1370

E-mail from J. Marcelnois to B. Berman, et al. re: Final / Official Amex Incremental Sales Analysis (attaching: Memo

on Amex Incremental Sales Analysis - AHDAMX00869136; Amex Final incremental Sales Analysis chart -

AHDAMX00869141; Early Adopter Trend Analysis - AHDAMX00869145; Final NYSD Pre-Existing Households chart -

AHDAMX00869149; Core Versus NY Market comparison - AHDAMX00869154; Appendix III definitions -

AHDAMX00869156)

DX 1373 E-mail from K. O'Donnell to S. Denney re: History of Electronic Payments

DX 1375 Memorandum re: Shopping Profile of Amex Household by Spend Segment

DX 1377 Letter from S. Samoy to M. Elworthy re: American Express proposal for Ahold

DX 1378 Letter from S. Samoy to M. Elworthy re: American Express proposal for Ahold

DX 1379 Summary - American Express Hawaii Test

DX 1381 E-mail from B. Anderson to E. Porter, et al. re: Profile of Amex Users

DX 1384

Letter from K. Shachmut to G. Lloyd re: computation and analysis of Safeway's acceptance of American Express in

Hawaii

DX 1385 E-mail from S. Koudsi to J. Polly (copying J. Snyder) re: Invoice for AmEx Incentive

DX 1388 E-mail from K. Shachmut to S. Burd, et al. re: American Express Hawaii Results - Update

DX 1390 American Express Form 10-K 2002

DX 1391 E-mail from M. Bessent to J. Boyd re: RE: Amex

DX 1397 Office Max-Letter re: Important Notice Visa and MasterCard Gateway Authorization Fees

DX 1398 Sprint Pcs-ABP Participation Terms and Conditions

DX 1399 E-mail from T. Pojero to H. Mueller re: National Amusemen/Showcase Cinemas - NBP Prospect

DX 1400 E-mail from S. Koudsi to J. Worman re: American Express

DX 1402 E-mail from M. Elworthy re: Amex Proposal

DX 1404 E-mail from Steve Ortega to Maureen Elworthy re: “Amex Proposal,” April 12, 2003

DX 1405 State of New Hampshire Liquor Commission & American Express deck

DX 1407 E-mail from P. Curran re: Amex Deal Accepted - By Bi-Lo, 4/17

DX 1408

E-mail from P. Curran to D. O'Hara, J. Conroy, M. Elworthy, M. Jeroszko (copying S. Ortega, J. Symons, S. Rosson,

A. Jones) re: Amex Deal Accepted By Bi-Lo, 4/17

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 102 of 231 PageID #:

20921

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1409 The Ikea Group-Letter re: changes to your American Express Card Acceptance Agreement

DX 1411 Qantas Card Acceptance Agreement contract

DX 1412 Amendment to Agreement between American Express Travel Related Services Company, Inc. and Walgreen Co.

DX 1413 Hilton Hotels-American Express Direct Mail Services Participation Agreement

DX 1414 Amazon.Com-Global Amendment to American Express Card Acceptance

DX 1416 E-mail from S. Samoy to S. Giusto re: Next Steps?

DX 1417 E-mail from S. Samoy to S. Giusto re: Next Steps?

DX 1423 E-mail from J. Brewer to M. Elworthy re: Amex Contract Addendums for all Opco's

DX 1425 American Express Annual Report 2002

DX 1426 Amex Memorandum from J. Pearson to D. House, re: Contract - H.E. Butt Grocery Co.

DX 1428 Heb Company-Amendment to Agreement for American Express Card Acceptance

DX 1430

E-mail from P. Curran to J. Symons, et al. re: The American Express Card Introduction (attaching: The American

Express Card Introduction information sheet - BL-E00396697)

DX 1431

E-mail from P. Curran to J. Symons, et al. re: The American Express Card Introduction (attaching: The American

Express Card Introduction information sheet - BL-E00396697)

DX 1432 E-mail from M. Elworthy to B. Ivancic and R. Kleiner re: Chase Peapod rates

DX 1436 E-mail from E. Porter to J. Clutts, C. Avallone and J. Palmer re: Amex

DX 1437

E-mail from J. Brewer to M. Elworthy re: Ahold Marketing Funds (attaching Ahold USA Presentation, "American

Express Partnership Proposal"

DX 1439 E-mail from J. Snyder to J. Eversman (CC: C. Kaercher, E. Toler): "American Express Rebate"

DX 1442 E-mail from J. Snyder to C. Kaercher (copying J. Eversman and E. Toler) re: Final AmEx Contest $$

DX 1449

Letter from D. Stokely to G. Lloyd re: Safeway's acceptance of American Express Cards, non-Hawaii usage and Visa

authorization fees

DX 1450 E-mail from N. Polk to P. Nash, H. Peloquin, C. Campbell, and J. Prewitt re: Follow-Up to Thursday's meeting

DX 1451 E-mail from A. Williams to M. Elworthy re: Amex

DX 1454 E-mail from M. Elworthy to A. Williams re: Amex

DX 1456 E-mail from M. Elworthy re: Amex Contract

DX 1457 Amex presentation: Strategic Alliances & Cobrand-Team meeting

DX 1458 E-mail from S. Woods to D. Phillips, et al., re: article - Visa to Raise Interchange, Aiming Squarely at MC

DX 1460 American Airlines-First Amendment to the Middle Market Corporate Co-Branded Card Program Agreement

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 103 of 231 PageID #:

20922

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1462

Darden Restaurants-Agreement for American Express Card Acceptance, Addendum to American Express Card

Acceptance Agreement

DX 1473 Destination Hotels/Resort-Amendment to Agreement for American Express Card Acceptance

DX 1474 Destination Hotels/Resort-Agreement for American Express Card Acceptance

DX 1475 Loews-Addendum to American Express Card Acceptance Agreement

DX 1476 Loews-Amendment to American Express Card Acceptance Agreement

DX 1477 Loews Hotels-Agreement for American Express Card Acceptance

DX 1552 Best Buy-Amendment to American Express Card Acceptance Agreement

DX 1553 Destination Hotels/Resort-Addendum to American Express Card Acceptance Agreement

DX 1570 Agreement for American Express Card Acceptance

DX 1571 RBA Media Release- Reform of Credit Card Schemes in Australia

DX 1573 E-mail from M. Taylor to M. Koci re: Re: American Express (attaching: Sales Spreadsheet - ALBAMX00057717)

DX 1574

Bernstein Research Call presentation: Kroger: Upgrading on New Proprietary Market Analysis, Customer Data JV,

and Operational Developments

DX 1576 E-mail from S. Mathewson to S. Koudsi re: SuperValu endorsement letter (attaching: letter - SVL_AMEX_2930160)

DX 1578 Amex, “Offer to Woolworths,” letter from J. Banfield to T. Pockett, July 11, 2003

DX 1581

E-mail from S. Comley to D. Herrick, B. Rodrigues, and W.. Glenn re: Cancellations for BUR - Urgent ("Business

Risks - SE Contracts" deck)

DX 1583 Letter from C. Mielke, M. Koci to F. Thronton, et al. re: Acme American Express Test

DX 1584

Fax from D. Compton to M. Elworthy: Agreement for American Express Card Acceptance between American Express

Travel Related Services Company, Inc. and Bruno's Supermarkets, Inc.

DX 1585 Hawaiian Airlines (Global)-Letter Supplement

DX 1587 Payment Systems (Regulation) Act 1998

DX 1588 RBA Media Release- Reform of Credit Card Schemes in Australia - Access Regime

DX 1589

E-mail from J. Seaman to J. Snyder (copying S. Koudsi and J. Aufderheide) re: DUKPT presentation (attaching:

Powerpoint SUPERVALU020070803)

DX 1590 Delta Airlines-Amendment to the Delta American Express Co-Branded Credit Card Program Agreement

DX 1593 US Supermarket Recommendation

DX 1594 Letter from F. Thornton to S. Samoy re: Termination of the Acme Markets Operating Company

DX 1595 E-mail from C. Jablonski to M. Taylor re: FW: 500295601 Cust Service Case Store #7766

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 104 of 231 PageID #:

20923

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1598

E-mail from B. Cappelluti to K. Clarke, et al. re: American Express Blue Cash Card (attaching: American Express Blue

Cash A&P U.S. Partnership Program deck - APTAMXED00845501; American Express Blue Cash A&P U.S.

Partnership Program deck - APTAMXED00845508)

DX 1599 Presention: Albertsons, Inc. and American Express - Partnership Proposal

DX 1600 Amex presentation: Albertsons, Inc and American Express-Business Building Opportunities

DX 1603 Amex presentation: A&P and American Express-Partnership Review Meeting

DX 1605 E-mail from M. Bessent to J. Boyd, et al. re: VISA MOU

DX 1608 E-mail from M. Elworthy to B. Hotarek, re: Payment Cards Memo

DX 1609

Hyatt International-Letter re: Lodging Worldwide Card Service Agreement dated January 1, 2003 by and between

American Express Travel Related Services Company Inc. and Hyatt International - Asia Pacific, Limited Hyatt

International Ltd. Hyatt International - Latin American Ltd. and Hyatt Corporation

DX 1610 Declaration of John Briggs

DX 1611 E-mail from J. Snyder to C. Wynters (copying S. Koudsi) re: Roche Bros. EFT Fees

DX 1614 Amex presentation: The Kroger Co. and American Express-Partnership Update

DX 1615 Disney Corp (Global)-American Express Card Service Agreement

DX 1616 RBA Media Release- Regulation of Purchased Payment Facilities under the Payment Systems (Regulation) Act 1998

DX 1620 E-mail from S. Samoy to K. Hanna re: ZCV Addendum

DX 1621 E-mail from S. Koudsi to S. Mathewson (copying J. Snyder) re: Question

DX 1622 RBA Media Release- Reform of Credit Card Schemes in Australia

DX 1623

E-mail from J. Briggs to. L. Smith re: FW: Store Directors Presentation (attaching: Sept. 24 Presentation -

HYEAMXED00038061)

DX 1624 Amex presentation: Albertsons, Inc and American Express

DX 1626 New Hampshire State Liquor Commission, American Express Card Acceptance Agreement

DX 1627

E-mail from R. Ayala to R. Mehra re: Marquis for TL Call next Wed (attaching "The Jet Time Program provided by

Marquis Jet Partners")

DX 1628

New Hampshire State Liquor Commission, Marketing Addendum to Agreement for American Express Card

Acceptance

DX 1629 Presentation: HEB Affinity Club Credit Excerpt

DX 1630

Mcdonald'S-Master Agreement for American Express Card Acceptance by and between McDonald's Corporation and

American Express Travel Related Services Company, Inc.

DX 1632 E-mail from C. Mielke to P. Powell re: Error in my numbers on AMEX

DX 1634 Nilson Report 797

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 105 of 231 PageID #:

20924

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1636 Sears (merged with K-Mart)-Letter re: Corporate Purchasing Card Pricing - Orchard Supply

DX 1638 Amex presentation: American Express Strategic Partnership-Albertson's, Inc.

DX 1639

Hyatt International-Corporate Meeting Card Program Agreement Between American Express Travel Related Services

Company, Inc. and Hyatt Hotels Corporation

DX 1640 Amex presentation: Supermarket Industry Town Hall

DX 1644 E-mail from M. Elworthy to S. Samoy, re: Proposal to Giant of Carlisle Amex Card Acceptance

DX 1645

E-mail from T. Hodge to S. Samoy and J. Brewer re: Proposal for Giant of Carlisle Amex acceptance (attaching Amex

Card Acceptance Proposals Document)

DX 1647 E-mail from S. Koudsi to J. Snyder re: Shoppers Deck

DX 1648 E-mail from J. Snyder to S. Koudsi re: Shoppers Deck (attaching: Shoppers Presentation - SUPER-02233909)

DX 1651 Memorandum from J. Briggs re: American Express Agreement Changes

DX 1652

Heb Company-Addendum: Standard Policies and Operating Procedures for American Express Card Acceptance at

Retail Gas Stations

DX 1654 RBA Media Release- Interchange Fees for the Bankcard, MasterCard and Visa Credit Card Schemes

DX 1656 Nilson Report 799

DX 1657 E-mail from M. Elworthy re: Ahold - Visa

DX 1658

E-mail from N. Polk to D. Fecteau re: Drugstore Data/Stats (attaching: Partnership Review Meeting: Walgreens deck -

AMEXNDR00670979)

DX 1662 Link2Gov.Com Inc-Agreement for American Express Card Acceptance Link2Gov

DX 1664 E-mail from K. Hanna to K., L., Turner re: Re: payment strategies

DX 1665 Amendment to Agreement between American Express Travel Related Services Company and The Kroger Co.

DX 1666 E-mail from L. Ebel to L. Kocot, re: Debit-Credit Interchange Fees

DX 1669

E-mail from M. Elworthy to M. Shapiro re: Going forward with Giant of Carlisle (attaching: American Express Card

Acceptance Proposal to Giant of Carlisle summary - AHDAMX00847980)

DX 1674 Memorandum from M. Skokan to J. Briggs re: American Express [meeting with Patricia Hagan], with attachments

DX 1677 E-mail from M. Shapiro to R. Herring re: Amex Info (includes: Various trend analyses)

DX 1678 Note attaching Agreements (CVS_AMEX_003460; CVS_AMEX_003471)

DX 1681 Amex, “Performance Metrics Report,” presentation, Dec. 2003

DX 1684 E-mail from K. Hanna to R. Prior re: Credit Card Company Contributions

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 106 of 231 PageID #:

20925

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1687

E-mail from J. Banfield to B. Rodrigues re: PRIVILEGED-Minutes of Meeting with Reserve Bank of Australia (attaching

Minutes of Meeting with Reserve Bank of Australia)

DX 1688

Paypal Global Mcc-Amendment to the Agreement for American Express Card Acceptance by and between PayPal,

Inc. and American Express Travel Related Services Company

DX 1690 Deposition of Michael L. Katz, United States v. First Data Corporation, No. 1:03-CV-02169 (RMC)

DX 1691 E-mail from S. Hamilton to K. Clarke, K. Calvert re: MasterCard Value Days

DX 1695 Destination Hotels/Resort-Amendment to Agreement for American Express Card Acceptance

DX 1696 Loews-Amendment to Agreement for American Express Card Acceptance

DX 1720 The Ikea Group-Amendment to Agreement for American Express Card Acceptance

DX 1761 United States v. First Data Corporation and Concord EFS, Inc. Plaintiffs' Pretrial Brief, 1:03-cv-02369 (RMC)

DX 1763 Amex, “CTN Cardmember Marketing-CTN Private Jet Services Program FH&R reporting,” presentation

DX 1766 Amazon.Com-Merchant Referral Agreement

DX 1770 Amendment to American Express Card Acceptance Agreement with Bi-Lo Stores

DX 1774 American Express 2004 Proposal: Review of Marketing components, Alblertson's

DX 1775 Presentation: American Express - Acceptance Decision, Albertson's

DX 1776 Walgreens, Amendment to Amex Card Acceptance Agreement

DX 1777 Continental Airlines-Airline Card Service Agreement

DX 1778 Airline Card Service Agreement

DX 1779 CAA between American Express and Albertson's, Inc.

DX 1780 Amex "USCC Pricing Training--Pricing Management Team" presentation

DX 1781 Amendment to CAA between Walgreens and American Express

DX 1784 Amex, “Schedule No.: C, Gap, Inc.” contract

DX 1785 Crate & Barrel-Agreement for American Express Card Acceptance

DX 1788 Publix Supermarkets-Amendment to American Express Card Acceptance Agreement

DX 1792 Global MarketplaceInsights Preference Research

DX 1793 Alaska Airlines-Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines

DX 1795 Stop & Shop (Ahold)-Amendment to American Express Card Acceptance Agreement

DX 1800 Ahold-Amendment to American Express Card Acceptance Agreement

DX 1801 Southwest Airlines-Airline Cooperative Marketing Program Addendum

DX 1813 Alaska Airlines-Airline Cooperative Marketing Program Addendum

DX 1814 Continental Airlines-Airline Cooperative Marketing Program Addendum

DX 1815 Cvs-Amendment to American Express Card Acceptance agreement

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 107 of 231 PageID #:

20926

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1820 Rite Aid Corp-Amendment to American Express Card Acceptance Agreement

DX 1821 Safeway Inc-Amendment to American Express Card Acceptance Agreement

DX 1826 Wyndham Worldwide-Lodging - Worldwide Card Service Agreement

DX 1827 Wyndham Worldwide-Lodging Industry Flexible Cooperative Marketing Program Addendum

DX 1828 Wyndham Worldwide-Addendum to Card Service Agreement

DX 1829 2004 Treasury Budget Summary Schedules spreadsheet

DX 1830 Period 4, 2002 Diary Notes

DX 1831 Amendment to CAA

DX 1832 Credit and Debit Fees - Today and Tomorrow (deck)

DX 1835 American Express Annual Report 2003

DX 1837

Katz, Michael L. “Antitrust or Regulation: U.S. Public Policy in Telecommunications Markets,” in The

Economics of Antitrust and Regulation in Telecommunications, P.A. Buigues and

P. Rey (eds.), Cheltenham: Edward Elgar Publishing Ltd. (2004).

DX 1842 Walgreens Board of Directors Update: American Express Termination

DX 1844 E-mail from S. Woods to D. Phillips and C. Coward re: 1.90% discount rate

DX 1845 E-mail from S. Woods to D. Phillips, J. Attaway, and D. Myers re MasterCard signature debit

DX 1846 E-mail from S. Woods to C. Coward re: 1.90% discount rate

DX 1847 “CCSG Co-Brand Approach" presentation

DX 1849 E-mail from K. Reeve to M. Skokan re: FE: 2004 - Qtr 1 - Retail Stores P & L; attaching Qtr 1 - Retail Stores chart

DX 1853 Amex presentation: CVS and American Express Radio Frequency

DX 1854 Nilson Report 805

DX 1855 Merchant Monthly Billing Summary chart

DX 1856 Amex presentation: Credit Utility Business Update

DX 1857 E-mail from S. Henderson K. Parkhurst re: Re: American Express Day at Kroger

DX 1858 E-mail from D. Ciancio to S. Henderson re: Re: American Express Day at Kroger

DX 1859

E-mail from S. Woods to D. Phillips, D. Myers, M. Oliver, D. Grace, E. Crenshaw, D. Risener, R. Thomas, K. Underhill,

W. Brown, C. Brabbs, and C. Coward, subject: FW: MasterCard Rate Hike…

DX 1860 Publix and American Express Partnership Proposal

DX 1864 Directv-Letter re: Direct Mail Program

DX 1865 Payment Systems (Regulation) Act 1998 - The designated Bankcard credit card system

DX 1866 Payment Systems (regulation) Act 1998- The designated MasterCard credit card system

DX 1867 Payment Systems (regulation) Act 1998- The designated VISA credit card system

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 108 of 231 PageID #:

20927

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1868 Explanatory note on Access Regime for the Designation Credit Card Schemes

DX 1869 RBA Media Release- Designation of Visa Debit Card Scheme in Australia

DX 1870 RBA Media Release- Reform of Credit Card Schemes in Australia- Access Regime

DX 1871 E-mail from S. Koudsi to Retail Systems Regional Directors et al. re: Visa Credit 4/1/ Increase

DX 1872 E-mail from K. Mullen to S. Koudsi (copying R. Riggsby et al.) re: Visa Credit 4/1 Increase

DX 1874 Letter from K. Shachmut to G. Lloyd re: amendment of current Card Acceptance Agreement

DX 1875

Global MarketplaceInsights: Large Retailers Are Re-evaluating Their Payment Options-Debit is becoming a strong

alternative especially in EDS

DX 1876 US Drug Store Recommendation deck

DX 1877 EXPRESSPAY: Merchant Participation Agreement

DX 1878

Global MarketplaceInsights: Large Retailers Are Re-evaluating Their Payment Options-Debit is becoming a strong

alternative especially in EDS

DX 1879

Global MarketplaceInsights: Merchant's New Payment Product Selectivity-The largest retailers are beginning to

threaten selective refusal of payment products

DX 1881 Office Depot-Business Savings Program for American Express Service Establishments

DX 1882 Presentation: Discover Financial Services, Inc. & Food Marketing Institute

DX 1883

E-mail from D. Bonalle to P. Nash, J. Prewitt, R. Auger, C. Campbell (CC: N. Polk, G. Francolini, P. Stefanopoulos, S.

Samoy): "CVS ExpressPay Meeting (s) Recap

DX 1884 Payment Systems (Regulation) Act 1998: Exemption Notice for Limited Facilities under Section 9(3)

DX 1887 Southwest Airlines-Marketing Program Agreement

DX 1888 E-mail from C. Campbell to P. Nash: "FW: Amex ExpressPay meeting/proposal"

DX 1889 RBA Media Release- Regulation of Purchased Payment Facilities under the Payment Systems (Regulation) Act 1998

DX 1890

Regulation Impact Statement - Payment Systems (Regulation) Act 1998 - Exemptions for Limited Facilities and

Certain Guaranteed Holders of Stored Value

DX 1892 E-mail from M. Hogan to S. Gales, re: American Express Cards

DX 1893 American Express Form 10-K 2003

DX 1894

E-mail from J. Walker to subject: RFP - Co-Branded Credit Card with attachment: Solicitation No. AAFES-FAZ-03-25-

04-2 (USDOJ-AAFES-2503937)

DX 1895 Army & Air Force Exchange Service Solitiation/Proposal/Award (Merchandise, supplies, equipment, and/or services)

DX 1896 Australian Retailers Association: Retail Update

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 109 of 231 PageID #:

20928

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1897

E-mail from M. Koci to C. Mielke, J. Strong, J. Boyd, et al. re: Abertsons Inc. Fixed Term Amendment (Draft)

(attaching: Draft Amendment to CAA - ALBAMX00110923)

DX 1898 E-mail from B. Rodrigues to A. Paul, re; Retail Update No. 2004/6

DX 1899 Hy-Vee Credit Card Rates

DX 1900 E-mail from S. Samoy to S. Henderson, K. Hanna re: Fixed Term Guarantee

DX 1902 Verizon Wireless-Agreement for American Express Card Acceptance Verizon Long Distance

DX 1903 Morgan Stanley/DFS - "Exclusive" Proposal for Publix (deck)

DX 1904 E-mail from S. Woods to D. Myers, M. Oliver, and D. Grace, subject: FW: interchange summary.xls (PUB-DM-000045)

DX 1905 E-mail from S. Samoy to M. Elworthy re: Ahold USA Agreement

DX 1907

E-mail from M. Heschel to K. Kelly re: Kroger Personal Finance Update (attaching: memorandum from K. Kelly re:

Kroger co-branded credit card update - KRGAMX00629482)

DX 1910 E-mail from T. Koch to S. Henerson et. al. re: Next steps from 3/25 Kroger Amex meeting

DX 1913 Amendment to American Express and Publix Super Markets, Inc. Agreement

DX 1916 Amendment to American Express Card Acceptance Agreement with The Kroger Co, Inc.

DX 1918 Visa Presentation: Consumer Credit Product Strategy

DX 1919

E-mail from P. Stefanopoulos to P. Nash (CC: D. Bonalle, N. Polk, A. Grant, S. Samoy, R. Schultz, G. Francolini):

"CVS ExpressPay Acceptance Agreement Revisions"

DX 1920 Power Point: EMG Strategy Work Session 3, Merchants and Acquirers Team Pre-read

DX 1921 Memorandum from P. Feliciano to S. Woods, enclosing Revised Amendment for Publix - PUB-SW-003159

DX 1922 Amex presentation: American Express - 10 Year Analysis

DX 1923 Presentation: "Exclusive" Proposal for Albertsons [By Discover]

DX 1924 CAA between American Express and Costco

DX 1925 American Express/Costco Co-Branded Card Program Agreement

DX 1926 Costco-Sixth Addendum to the American Express/Costco Co-Branded Card Program Agreement

DX 1927 Costco-Agreement for American Express Card Acceptance

DX 1928

E-mail from T. Koch to T. Henry re: Supermarket team decks - Albertson's Kroger (attaching Amex presentation:

Kroger & American Express-Marketing Samples & Opportunities)

DX 1930 Visa,

“Visa USA Inc., Board of Directors Meeting"

DX 1931 Enterprise Rac-Business Savings Program for American Express Service Establishments

DX 1932

E-mail form J. Powers to H. Billing, J. Walsh, re: Amex Analysis

(Attaching: Impact ot Pretax Profit Eliminating American Express Payment - MEI-018975)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 110 of 231 PageID #:

20929

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1933 American Express/Costco Co-Branded Card Program Agreement

DX 1934 Amex, “American Express Strategic Partnership: Walgreen Co.,” Presentation

DX 1935 E-mail from M. Shapiro re: Amex for Ahold, USA (attaching: Ahold USA spreadsheet - AHDAMX00514646)

DX 1937 “Interview Notes With Retail Merchants,” 2004

DX 1938 Interview Notes With Retail Merchants, Grouped By Issue

DX 1941 EXPRESSPAY: Merchant Participation Agreement

DX 1942 Cvs-ExpressPay - Merchant Participation Agreement

DX 1943 Jetblue Airways-Agreement

DX 1944 MarketVoice: OSBN Profiles Over Time: Wave 4 (October 2003-March 2004) - Prepared by MPS: May 2004

DX 1945 Presentation: An Introduction to Customer First - Kroger and dunnhumbyUSA

DX 1947

Us Airways, Inc-Addendum to Airline Card Service Agreement Between American Express Travel Related Services

Company Inc. and US Airways

DX 1948 American Express - 10 Year Analysis (Separate Rate for Fuel) (deck)

DX 1949 E-mail from M. Shapiro to C. Schlicker re: Amex call

DX 1950 American Express: MR BMO Air Partner Value Assessment: Executive Committee Update - May 10, 2004

DX 1951 Letter from D. Bonalle to J. Prewitt attaching executed copy of CVS/ExpressPay agreement (CVS_AMEX_0003398)

DX 1952

E-mail from M. Hogan to J. Vojtko, re: MAJCOM Supervisors Meeting Minutes (attaching: Meeting Memorandum

USDOJ-AFSA-0174197)

DX 1953 E-mail from C. Leonard to F. Black, re: Processing AMEX Cards

DX 1955 U.S. Commercial Card Corporate Card Pricing Policy New and Existing Business

DX 1956 E-mail from E. Rutledge to B. Rodrigues re: Assistance Needed

DX 1957 E-mail from K. Shachmut to D. Stern, et al. re: Fuel Projections

DX 1958 April 2004 Interchange Fee Summary

DX 1960 Hyatt International-Letter re: Supplement to American Express Worldwide Card Service Agreement

DX 1965 Presentation: American Express - 4 Year Analysis; Store Rate = 1.60%, Fuel Rate = 2.25%

DX 1966 Presentation: American Express - 4 Year Analysis; Store Rate = 1.60%, Fuel Rate = 2.25%

DX 1967 E-mail from K. Hanna to B. Moeder re: VISA & MasterCard Fuel Limitis

DX 1968 E-mail from K. Shachmut to L. Raya, M. Minasi re: Accepting American Express in Safeway Banner Stores

DX 1970

E-mail from E. Anthony to K. Hanna, S. McKinney, and R. Gibb re: American Express - Fry's ExpressPay expansion

(materials for discussion)

DX 1973 Starwood (Global)-Agreement for Membership Rewards Participation

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 111 of 231 PageID #:

20930

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 1975 Carnival Cruise Lines-Marketing Program Agreement

DX 1976 SuperValu Corporate Retail Electronic Payments Volume

DX 1977 E-mail from S. Bleything to D. Bodner, J. Knox, A. Oliver and multiple recipients: "Credit Card Limits"

DX 1982 E-mail from M. Shapiro to C. Schlicker re: Amex call

DX 1985

E-mail from C. Lorigan to J. Steward, J. Banfield, L. Megale re: Australia-Minutes of Meeting with RBA on 7 June

(attaching Minutes of Meeting with Reserve Bank of Australia)

DX 1986 Memorandum from J. Briggs re: FMI EPS Committee Meeting

DX 1988 Amex, “Australia” memorandum from J. Tobin to D. House et al., June 11, 2004

DX 1989

Us Airways, Inc-Letter re: Supplement to June 14, 2004 Airline Card Service Agreement between American Express

Travel Related Services Company and US Airways

DX 1990 E-mail from D. Ciancio to C. Reilly re: Loyalty Database-Targeting

DX 1991 Electronic Payment Strategy (Deck)

DX 1993 American Express, “Attrition Analysis"

DX 1994 E-mail from D. Bell to E. Leonard, re: Interchange Fees

DX 1995 Amex, “Global Discount Rate Erosion Reduction Plan,” presentation, June 18, 2004

DX 1997 E-mail from M. Shapiro to D. Kline re: Amex Info

DX 1998 Coles Myer Ltd Account Profile

DX 1999 E-mail from S. DeVries to M. Hannigan re: Thanks (attaching FY05 Credit and SD Budget spreadsheet)

DX 2003 “American Express Partnership and Brand Overview,” June 24, 2004, AMEXM50163504–518.

DX 2005 Fax from G. Tsiopras to P. Buckley, subject: Re: Agreement w/NH

DX 2006

E-mail from S. DeVries to B. Rudolphsen and J. Gleeson (copying R. Hans) re: Bullish Report on American

Express/MBNA Deal (attaching AXP-MBNA report)

DX 2007

E-mail from S. DeVries to J. Gleeson re: NACDS Interchange Workgroup- Update (attaching NACDS meeting notes

6/23/04)

DX 2008 Continental Airlines-Letter re: Waiver of 2003 Payment to American Express

DX 2009 Letter from J. Fletcher to D. House re: proposal from Coles to Amex

DX 2010 K. Reeve's Handwritten Notes

DX 2011 Presentation: Exclusive Proposal for Hy-Vee from Discover Financial Services

DX 2012

E-mail from M. Shapiro to N. Montepara re: Amex Info from S&S (attaching: Memo from J. Marcelonis to M. Smith, et

al. re: Final American Express Incremental Sales Analysis - AHDAMXED01639949)

DX 2014

Verizon Wireless-Addendum No. 2 to the Agreement for American Express Card Acceptance Between Cellco

Partnership dba Verizon Wireless and American Express Travel Related Services Company, Inc.

DX 2015 Costco-American Express ABP Program: Customer Service Telephone Number Online Directory Listing

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 112 of 231 PageID #:

20931

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2016

E-mail from C. Amann to R. McNeil re: NET JETS - Marquis Jets - URGENT - ALIGNMENT ACROSS

INTERNATIONAL

DX 2017 E-mail from M. Shapiro to T. Koch re: next steps from 6/30 Giant of Carlisle/Amex powwow

DX 2020

Letter from B. Write to J. Briggs re: prior meeting and request for data on payment trends and cardmember

demographics; (attaching presentation: Discover Card Profile & Payment Industry Trends HYEAMX00002062)

DX 2021 E-mail from M. Schroeder, to D. Fitzsimmons, et al., re: Notes from June 23rd Debit/Credit Card Meeting

DX 2022

E-mail from S. DeVries to B. Rudolphsen, J. Gleeson (copying R. Hans) re: American Express Negotiation Summary

(attaching Amex Rate Negotiations documents)

DX 2023 E-mail from S. Comley to A. Ubiera re: BUR Mtg. & Strategic Plan Mtg. (CALL-IN DETAILS)

DX 2024

E-mail from T. Koch to M. Elworthy, et al. re: Follow up info from 6/30 Giant of Carlisle/Amex mtg (attaching:

Breakeven Analysis deck - AHDAMX00574259)

DX 2025 E-mail from D. Kline to M. Elworthy re: 5-year term

DX 2027 E-mail from J. Karlin to S. DeVries re: Discover Card

DX 2028 Safeway Agreement for American Express Card Acceptance

DX 2029

Safeway Inc-Supplement Agreement Between American Express Travel Related Services Company, Inc. and

Safeway, Inc.

DX 2030

Safeway Inc-Supplemental Agreement Between American Express Travel Related Services Company, Inc. and

Safeway Inc.

DX 2031 Safeway Card Acceptance Agreement

DX 2032 Agreement between American Express Travel Related Services Company, Inc. and Safeway, Inc.

DX 2033 Safeway Card Acceptance Agreement

DX 2034 Safeway Card Acceptance Agreement

DX 2035 Safeway Supplemental Card Acceptance Agreement

DX 2036 Amex, “Exclusivity Analysis,” Presentation, July 26, 2004.

DX 2037 Walgreen Co. Partnership Proposal Presentation (from American Express)

DX 2038 American Express Proposal - Questions for American Express

DX 2039 E-mail from D. Webb to M. Steffler, re: ASE Ideas

DX 2040 E-mail from S. DeVries to R. Hans re: Amex Update

DX 2041 E-mail from M. Shapiro to M. Elworthy, N. Montepara re: AMEX Analysis (includes: Amex analysis)

DX 2043 Coles Myer, letter from J. Fletcher to D. House, July 29, 2004

DX 2045 Presentation: Operation Focused

DX 2047 E-mail from L. Meyer to S. DeVries (copying M. Polzin and J. Rein) re: American Express Sales Analysis

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 113 of 231 PageID #:

20932

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2049 Amex, “FAQs Appendix” Presentation, Aug. 10, 2004

DX 2050 Letter from M. Elworthy to K. Ross and L. Wicken re: AUSA AMERICAN EXPRESS RECOMMENDATION

DX 2051 Memo from M. Elworthy to K. Ross, L. Wicksen re: AUSA American Express Recommendation

DX 2052 Letter notice from W. Rudolphsen to R. Shultz no longer accepting Amex

DX 2053 E-mail from R. Kleiner to M. Elworthy re: New draft of Card Acceptance Agreement

DX 2054 Memorandum from M. Elworthy to K. Ross & L. Wicksen. re: Ahold USA American Express Recommendation

DX 2057

E-mail from M. Elworthy re: American Express memo (attaching: Ahold USA American Express Recommendation

memo - AHDAMX00591368)

DX 2058 Electronic Payments Cost Control Team Update

DX 2061 E-mail from B. Morgan to M. Elworthy re: AMEX (on second thought)

DX 2062 E-mail from M. Elworthy re: AMEX

DX 2063

E-mail from S. Samoy to M. Elworthy re: Ahold USA Agreement-Proposed Langauge re: Additional Supermarket

Locations

DX 2064

Marketing Amendment to Agreement for American Express Card Acceptance Between American Express Travel

Related Services Company, Inc. and Safeway, Inc.

DX 2068 E-mail from A. Rose to L. Marmer re: Re: Amex holiday program

DX 2069 E-mail from K. Hanne to A. Rose re: Amex Holiday program

DX 2070

E-mail from T. Koch to M. Elworthy re: follow up info on ExpressPay for Ahold pay enabled loyalty tests attach: Amex

presentation: ExpressPay from American Express-Stop&Shop

DX 2072 American Express Rate Comparison Chart

DX 2073 Walgreens Pricing Recommendation

DX 2074 CAA Amendment with Albertson's

DX 2075 Best Buy-Agreement for American Express Card Acceptance Retail Industry

DX 2076 Amendment to American Express Card Acceptance Agreement with Albertsons, Inc.

DX 2077

Amendment to Agreement for American Express Card Acceptance between American Express Travel Related

Company and Albertsons, Inc

DX 2078 Shell-Letter re: Contract Extension - Terms and Conditions For American Express Acceptance

DX 2079 GES Global Merchant Acquisition Policy

DX 2081 Agreement between Diners Club International Ltd., Expedia, Inc., and Hotels.com, Inc.

DX 2083 Credit and Debit Card Fees: Industry Update and Strategic Plan Presentation (given by DeVries)

DX 2084 Nilson Report 818

DX 2085 Nilson Report 819

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 114 of 231 PageID #:

20933

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2087 Minutes of Discussions with Reserve Bank of Australia

DX 2088 E-mail from S. DeVries to R. Hans re: Wal-Mart Credit and Debit Card Information

DX 2089 Minutes of Discussions with Reserve Bank of Australia Partner meeting NAB

DX 2090 Minutes of Discussions with Reserve Bank of Australia Partner meeting NAB

DX 2091 Minutes of Discussions with Reserve Bank of Australia Partner meeting Westpac

DX 2093 Albertson'S Inc-Marketing Program Agreement

DX 2094 Albertson'S Inc-American Express Participation Agreement

DX 2095 Amex presentation: Walgreens and American Express-Partnership Proposal

DX 2096 Walgreens and American Express: Partnership Proposal Presentation

DX 2099 Loews-Marketing Program Agreement

DX 2100 K. Kelly to S. Denney re: KPF Co-branded MasterCard-Marketing to Existing Customers

DX 2101

E-mail from D. Ciancio to E. Korthagen re: Re: Messaging for the Points Promotion, Stretch and Earn (attaching:

Congratulation Message - KRGAMXED00133668; Accumulation Message - KRGAMXED00133669; Announcement

Message - KRGAMXED00133671; Stretch and Earn Promotion Recap - KRGAMXED00133673)

DX 2104

E-mail from S. DeVries to E. Steinert re: MasterCard Credit Opportunity (attaching Card Competition Opportunity

spreadsheet)

DX 2106 The Ikea Group-Letter re: American Express Card Acceptance

DX 2107 E-mail from S. DeVries to P. Gallo re: Visa Credit Opportunity (attaching Card Community Opportunity spreadsheet)

DX 2108 E-mail from R. Herring to M. Elworthy re: Amex

DX 2109

Cover Sheet for Document Express - Establishment Services [for submitted by K. MacGreygor]; (attaching:

memorandum from S. Heim to D. Stokely)

DX 2110 Letter from Walgreens to J. Theiss re: Extending negotiations

DX 2111 Verizon Wireless-Addendum for American Express Automated Bill Payment Platform Service

DX 2112

E-mail from B. McGehee to S. Koudsi re: American Express Survey/Promotion (attachments: survey - SUPER-

02301870)

DX 2113

Amex, U.S. Commercial Card Products & Competitive Landscape: ES Expense Management

Cross-Sell Pilot Program,” presentation

DX 2114

Us Airways, Inc-Addendum to Airline Card Service Agreement between American Express Travel Related Services

Company, Inc. and US Airways, Inc.

DX 2115

E-mail from T. Semansky to M. Smith re: American Express (attaching: Credit Card Sales Assessment P5 YTD '04,

AMEX Impact - AHDAMX00899887)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 115 of 231 PageID #:

20934

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2116 Loews-Addendum to Card Service Agreement

DX 2119 “The Power of the Brand,” October 2004, AMEXNDR13519587–608.

DX 2120 Merchant Monthly Billing Summary chart

DX 2122 Delta Airlines-Addendum to Airline Card Service Agreement

DX 2123 E-mail from M. Elworthy re: American Express

DX 2124 Letter from S. DeVries to M. Gleeson re: American Express Proposal (attaching American Express' final proposal)

DX 2126 E-mail from R. Morrissey to P. Moran attaching Credit Interchange Reimbursement Fee Modification draft

DX 2127 Destination Hotels/Resort-Marketing Program Agreement

DX 2130 Costco-First Addendum to April 8, 2004 American Express/Costco Co-Branded Card Program Agreement

DX 2131

Fax from P. Feliciano to M. Koci re: Cashback Response, attachment: letter from P. Feliciano to J. Boyd re: Cash

Back Allowance agreement

DX 2132 E-mail from M. Koci to J. Boyd, G. Morton re: Re: Visa Master Card in the Pharmacy

DX 2133 E-mail from S. McCurdy to N. Cohn

DX 2136 Memorandum from K. Reeve to J. Briggs re: American Express Initiatives

DX 2138

E-mail from L. Ebel to B. Kostosky, re: Payment Committee Minutes 12/13/2004 (attaching: Payment Committee

MInutes - RA-E01304279)

DX 2139 Crate & Barrel-American Express Participation Agreement

DX 2141 Amex presentation: Global Network & Establishment Services & TC Group-Q3 BUR 2004

DX 2143 American Express Termination Update for Operations Presidents (Prepared by S. DeVries)

DX 2144 Delta Airlines-Addendum to the Delta American Express Co-Branded Credit Card Program Agreement

DX 2147 Target Corporation-Letter re: Mrevyn's and Target Corp.

DX 2148 "MasterCard Check Presenter Study, Presented to: MasterCard Corporation" presentation

DX 2150

E-mail from B. Green to K. Reeve re: RE: Hy-Vee Tiered Cash Over Pricing Proposal (attaching: chart with pricing tier

program HYEAMX00002059)

DX 2151 E-mail from M. Avery to R. Rae re: RE: Reason for New Agreement

DX 2152 MarketVoice: CCSG Profiles Over Time: Wave 5 (April 2004-September 2004)

DX 2153

Verizon Wireless-Addendum No. 3 to the Agreement for American Express Card Acceptance Between Cellco

Partnership dba Verizon Wireless and American Express Travel Related Services Inc.

DX 2156 Target Corporation-Letter re: American Express Card Acceptance at Target Gift Card Vending Machines

DX 2157

E-mail from M. Halpern to B. Thompson re: Gary Presentation (JAPA Input) (attaching "Minutes of Discussions with

Reserve Bank of Australia," and Amex presentations "Australia Status" and "Australia - Regulation Presentation Slide"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 116 of 231 PageID #:

20935

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2159 Discover Network Business Rules Manual: Credit Disputes

DX 2160 Retalix Storeline Technical Reference Manual

DX 2161 E-mail from S. DeVries to Mr. Rein (CC: Mr. Rudolphsen, Mr. Gleeson, Mr. Hans)

DX 2162

Letter from W. Glenn to J. Rein re: Negotiations between American Express and Walgreens (attaching Amex

summary)

DX 2163 Marriott-American Express Participation Agreement

DX 2166 American Express Card Acquisition Program Chart

DX 2168 Wyndham Worldwide-Merchant Bonus Points Program Agreement

DX 2169 Amex Presentation "Meijer and American Express Business Update Discussion"

DX 2170 E-mail from R. Rae to M. Avery re: RE: Agreement

DX 2171

E-mail from S. Samoy to P. Feliciano re: Albertsons Review attaching Amex Presentation "Albertsons Inc. and

American Express Partnership Update"

DX 2173 Amex's Submission to the RBA: "The Impact of the Australian Credit Card Reforms"

DX 2175

E-mail from S. Woods to D. Grace, C. Coward, and M. Oliver, subject: FW: Credit Card Rate Hikes Signage,

attachments: Credit Card Rate Increases1.doc (PUBLIX020035095)

DX 2177 Memorandum from J. Briggs to R. Pearson, R. Jurgens, C. Bell, R. Stewart, K. Walker re: Visa Interchange Increase

DX 2181

American Express v. Visa, Complaint For Equitable Relief for Violation of Section 1 of the Sherman Act, 15 U.S.C. §1,

No. 1:04-cv-08967 (BSJ) (DFE)

DX 2183 E-mail from K. Hanna to E. Anthony re: Amex Gift Card Agreement with Changes

DX 2184 E-mail from K. Hanna to E. Anthony re: Re: Amex Gift Card Agreement with Changes

DX 2185

E-mail from L. Ebel to M. Schroeder, re: Payment Committee.doc (attaching: Payment Committee.doc - RA-

E01334077)

DX 2186

E-mail from M. Elworthy re: Interchange Fees (attaching: Program Definition and Minimum [sic] Requirements for Visa

Traditional Rewards and Signature Cards - AHDAMX00621285)

DX 2188 E-mail from S. Samoy to M. Elworthy, re: Final draft Amex Card Acceptance Agreement

DX 2189 E-mail from M. Elworthy to R. Herring re: Amex Info

DX 2190 E-mail from M. Elworthy re: Final draft Amex Card Acceptance Agreement

DX 2191 Sprint Pcs-American Express Participation Agreement

DX 2193 Minutes of Meeting with Reserve Bank of Australia

DX 2194 E-mail from R. Fisher-Maceika to M. Koci, L. Cox re: FW: Removal of Albertson's (Shaw's) from Visa Tiered-Credit

DX 2195 Delta Airlines-Addendum to Super Premium Card Partner Agreement

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 117 of 231 PageID #:

20936

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2197 Hewlett-Packard Co-Amendment to American Express card Acceptance Agreement

DX 2198 Power Point Presentation by Amex "Total US Commercial Card Financial Summary December 2004"

DX 2199 Jetblue Airways-Marketing Program Agreement

DX 2201 Nilson Report 823

DX 2203 Amex Presentation "Amercian Express and Walgreens Partnership Marketing"

DX 2205 American Express and Walgreens Partnership Meeting Presentation

DX 2206 Spreadsheet "American Express Proposal 12/3/2004"

DX 2207 E-mail from R. Hans to B. Rudolphsen and J. Gleeson re: American Express Proposal: Analysis

DX 2208 Spreadsheet "American Express Proposal 12/3/2004"

DX 2210 E-mail from S. DeVries to J. Rein re: American Express Proposal: Analysis (Attaching Amex Proposal Spreadsheet)

DX 2212 Rite Aid Payment Committee (Deck)

DX 2213 Letter from W. Glenn to J. Rein re: Final American Express Proposal

DX 2214

E-mail from L. Meyer to S. DeVries re: Amex Store Sign (attaching Walgreens "Attention Employees-Effective

January 14, 2005 Walgreens will no longer accept American Express cards" document and relevant signage text, and

Letter to Store Managers re: On January 1, 2005 Walgreens will no longer accept American Express credit cards

DX 2215

E-mail from N. Polk to S. Samoy, M. Saunders, J. Theiss, S. Laterza, S. Hoople, P. Dottle, N. Muller re: Walgreens

Cancellation Tracking ALL FEEDBACK doc

DX 2218 Letter from W. Rudolphsen to J. Theiss re: Termination of Walgreens & Amex CAA

DX 2219 Press Release Walgreens Will No Longer Accpt Amex Effective Jan. 14

DX 2220

E-mail from Store Ops Mail to All Store Personal@Walgreens (bcc'ing S. DeVries) re: Important Message Regarding

American Express from Mr. Rein

DX 2221 E-mail from S. Young to J. O'Brien Fay re: Transaction fees

DX 2223

E-mail from N. Muller to W. Glenn, P. Dottle, J. Funda, R. Laterzo, G. McNeal, T. Pojero, E. Rutledge, C. Wilson, V.

Iwinski, A. Segal, J. Martel, J. Theiss, M. Saunders, S. Samoy, N. Polk, C. Scardino re: Visa Statement on Walgreens

DX 2225 E-mail from S. DeVries to L. Meyer and R. Hans re: AMEX -- fyi from consumer relations

DX 2227 Woolworths, letter from T. Pockett to S. Hoskins, Dec. 21, 2004

DX 2228 American Express (Shift to CVS from WAG) Team Meeting notes

DX 2229

Delta Airlines-Marine Air Terminal Addendum to the Delta American Express Co-Branded Credit Card Program

Agreement

DX 2230 E-mail from S. Samoy to R. Creighton re: Re: Walgreens

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 118 of 231 PageID #:

20937

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2233 E-mail from H. Peloquin to H. Shansky, P. Nash re: American Express, Region 18

DX 2234 E-mail from J. Sastrian to J. Learish, re: Book2.xls (attaching: Chart - RA-E00802208)

DX 2235 E-mail from H. Foulkes to C. Campbell: FW: American Express Marketing Update

DX 2236 Jetblue Airways-Airline Cooperative Marketing Program Addendum

DX 2240 Walgreen Company-Amendment

DX 2241 CVS Gift Card Offer when American Express card used

DX 2253 Home Depot-Rewards Participation Agreement

DX 2258 Card Acceptance Agreement between American Express and Walgreens--Amendment

DX 2259 "Treasury 2005 Budget Summary" spreadsheets

DX 2276 Points Club Rewards by H-E-B: Strategy Group Review deck

DX 2278 Sign: Attention Customers Effective January 1, 2005 Walgreens will no longer accept American Express cards

DX 2279 American Express Annual Report 2004

DX 2293

Michael L. Katz, “What Do We Know About Interchange Fees and What Does it

Mean for Public Policy?: Commentary on Evans and Schmalensee,” in Interchange Fees in

Credit and Debit Card Industries: What Role for Public Authorities? Kansas City: Kansas City

Federal Reserve (2005), available at http://www.frbkc.org/publicat/pscp/2005/katz.pdf

DX 2297 Payments chart July-December 2005

DX 2300 E-mail from L. Beckley to S. DeVries (copying T. Poole) re: American Express

DX 2301 E-mail from C. Mielke to B. Dunst, F. Thornton re: FW: American Express / Walgreens

DX 2302 E-mail from S. DeVries to M. Hannigan (copying R. Macejak et al.) re: Amex (attaching Lost Sales spreadsheet)

DX 2305 E-mail from J. Snyder to S. Waters, re: American Express

DX 2307 Spreadsheet analyzing American Express Proposal to Walgreens

DX 2308 Memorandum from M. Skokan re: Credit Interchange and Other Issues

DX 2309

Letter from D. Phillips to W. Glenn re: Agreement for American Express® Acceptance/Supermarket dated

May 5,1999 between Publix Super Markets, Inc. ("Publix") and

American Express Travel Related Services Company, Inc.

("American Express ")(the "Agreement")

DX 2310 Letter from W. Glenn to J. Rein re: Negotiations between American Express and Walgreens

DX 2311 Letter from D. Hambry to J. Boyd (CC: B. McElhinney, M. Price, B. Sheedy, D. Wright)

DX 2312 E-mail from L. Cox to J. Boyd and G. Morton re: Rate Differential Due to Limited Acceptance

DX 2313 E-mail from S. Woods to D. Phillips, re: Walgreen to Accept American Express Cards

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 119 of 231 PageID #:

20938

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2314 Letter from W. Glenn to J. Rein re: Summary of new Agreement between Amex and Walgreens

DX 2315 E-mail from S. DeVries to M. Vandiver, N. Hoskins re: Amex

DX 2316 E-mail from S. DeVries to M. Vandiver and N. Hoskins re: American Express

DX 2317 E-mail from S. DeVries to M. Sobie et al., re: American Express

DX 2319 E-mail from M. Elworthy to T. Koch re: GC

DX 2320 E-mail from S. Samoy to M. Elworthy re: March 1, 2005 deadline

DX 2321 Mastercard Presentation "Displacing Amex"

DX 2322 E-mail from D. Bernauer to J. Spina re: reaction to our Amex Announcement

DX 2323 “Global Commercial Card State of the Business Analysis to Gunther Bright,” presentation, January 25, 2005

DX 2324

E-mail from K. Hanna to S. Henderson: "revised Kroger/Amex amendment ready for review and execution

Attachments: Kroger Amex Amendment to Card Acceptance Agreement doc

DX 2325 Albertsons VISA Acceptance Issues presentation

DX 2327 Geico Corp-Agreement for American Express Card Acceptance Government Employees Insurance Company Inc.

DX 2328 Rite Aid Credit and Deibt Card Fee FY06 Plan Review (Deck)

DX 2330 E-mail from S. Henderson to L. Marmer re: Re: Interchange Strategy Session

DX 2331 E-mail from M. Elworthy to K. Kmierczak re: MC Spring 2005 fee increase

DX 2332 CAA between American Express and Wal-Mart Stores, Inc.

DX 2333 Card Acceptance Agreement for Wal-Mart

DX 2337 Hy-Vee, Inc.-Executive Committee Meeting Minutes from February 1, 2005

DX 2338 E-mail from J. Walsh to K. Carey re: Amex-Meijer Agreement Framework

DX 2339 “Meijer PLCC and MasterCard Promotions Calendar,” spreadsheet, 2005

DX 2340 Letter from P. Dottle to D. Phillips (copying K. Chenault et al.) re: Response to 1//13/2005 letter

DX 2341 Nilson Report 828

DX 2343 Amex presenation "Strategic Technology Relationships Group"

DX 2344

E-mail from J. Callahan re: RE: Walmart - Discover Card Offer; attaching Master Card Increase Chart

(HEBAMXED03023211)

DX 2345 Merchant Monthly Billing Summary chart

DX 2346 E-mail from S. Samoy to K. Hanna, S. Henderson re: Extended contract

DX 2347 Letter from K. Carey re: follow up to recent meeting [Amex/Hy-Vee relationship]

DX 2348

E-mail from T. Koch to S. Samoy re: follow up info for GC convo (attaching Amex Presentation "Giant Carlisle Value

of American Express Acceptance")

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 120 of 231 PageID #:

20939

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2351

E-mail from D. Webb to S. Schau, M. Steffler: "RE: visa / master card audit, attaching Visa Report on Compliance

Audit Report

DX 2352 Pyament Committee Minutes

DX 2353 E-mail from J. Brouillard to C. Butt re: FW: Walmart - Discover Card Offer

DX 2354 E-mail from J. Hatcher re: Update on Interchange

DX 2356 Second Amendment to Agreement for American Express Card Acceptance

DX 2357 The Ikea Group-American Express Spring Home Promotion: Furniture Participation Agreement

DX 2358 Visa presentation "Professional Card Opporunity - Elizabeth Buse- US Board of Directors"

DX 2359 Trader Joe's & American Express Meeting, Creating A Winning Partnership

DX 2362 E-mail from R. McMullen to S. Henderson re: American Express Contract Extension

DX 2363 Memo from M. Elworthy to L. Wicksen re: American Express Proposal Update

DX 2364

E-mail from K. Hanna to D. Dillon, R. McMullen, D. McGeorge re: Credit Card Interchange Rate Increases with "New"

Cards

DX 2367 Memo to File

DX 2368

E-mail from L. Ebel to M. Schroeder, re: Amex Evaluation for Signing Bonus (attaching: Amex Evaluation for Signing

Bonus - RA-E01159871)

DX 2369 Sprint Pcs-Marketing Program Agreement

DX 2370 Hilton Hotels-First Amendment to HHonors Platinum Card Co-Brand Credit Card Program Agreement

DX 2371 E-mail from K. Reeve to J. Pierce re: Amex

DX 2372 E-mail from K. Hanna to D. Dillon re: Re: Credit Card Interchange Rate Increases with "New" Cards

DX 2377

E-mail from K. Lauzon to P. Nash (CC: R. Charest): "Contactless Presentation" (attaching Presentation: "Contactless

Payment Forms")

DX 2378 Costco-Business Savings Program for American Express Service Establishments

DX 2380 E-mail from S. Woods to D. Phillips and D. Myers, subject: MasterCard fees

DX 2381 IJ Macfarlane, RBA, Payment Systems (Regulation) Act 1998; The designated EFTPOS system

DX 2383

IJ Macfarlane, RBA, Payment Systems (Regulation) Act 1998; The designated Visa Debit system and the designated

Visa credit card system

DX 2384 RBA Media Release- Payments System Reform

DX 2385 Intercontinental Hotels Group-American Express Participation Agreement

DX 2386 E-mail from M. Schroeder to L. Ebel, re: Amex

DX 2387 Destination Hotels/Resort-Terms and Conditions for American Express Card Acceptance

DX 2388 Albertson'S Inc-Agreement of settlement and Release

DX 2390 Loews-Letter re: Business Partnership

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 121 of 231 PageID #:

20940

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2392 (Datamonitor, “Interchange in Australia – Global implications” document

DX 2394

Internal Hy-Vee Memo, from J. Briggs to R. Pearson, et al., re: Debit/Credit Interchange Rates, “Interchange

Reduction Strategies Memo.”

DX 2395

Memorandum from J. Briggs re: Debit/Credit Interchange Rates (attaching: credit card rates charts -

HYEAMX00003881 HYEAMX00003882)

DX 2396 E-mail from J. Snyder to S. Koudsi re: Suppression: Shop-N-Save

DX 2397 Memorandum from S. Henderson to Division Presidents, et al. re: Credit Card / Debit Card Update

DX 2398 Continental Airlines-Marketing Program Agreement

DX 2399

Marriott-Letter re: Negotiating New Agreement Governing the Marriott Group's Continued Acceptance of the American

Express Card

DX 2400 American Express Form 10-K 2004

DX 2401 Meijer-Credit Card Statistics Chart

DX 2402

Letter from S. Samoy to L. Toone enclosing Agreement of Settlement and Release between American Express and

Albertson's

DX 2403 Marriott-Hotel efolio Merchant Participation Agreement

DX 2405 LCA Milestone Review Instant ACH (#1990) deck

DX 2409 Accounting Report on Expected Bank Deposits from Buypass

DX 2410

E-mail from M. Welch to L. Smith re: Amex/HyVee Conf Call Today, March 21st @1:00 CST (attaching: presentation -

HYEAMX00000466)

DX 2411 Payment Committee Meeting MInutes

DX 2412 Office Depot-American Express Participation Agreement

DX 2413 [Draft] Interchange Action Plan

DX 2414

Memorandum from J. Motley, et al. to Interchange Task Force (attaching: first draft of Interchange Action Plan - PUB-

SW-000228)

DX 2415 Kroger Second Amendment to Agreement for American Express Card Acceptance

DX 2416 Amex, “Metcash - Lessons from Woolworths & Coles Myer Negotiations,” internal document, Mar. 29, 2005

DX 2417 K. Reeve to J. Hatcher re: FW: Calculating Payment Costs; attaching spreadsheet

DX 2418 Letter from D. Bell to R. Paquette re: Merchant Fees

DX 2420

E-mail from M. Orrantia re: HEB Mexico's presentation April 1st; attaching presentation: HEB Credit Card Financial

Projects (HEBAMXED03023242)

DX 2421 Publix/Visa Discussion Guide

DX 2422 Loews-Terms and Conditions for American Express Card Acceptance

DX 2428 Destination Hotels/Resort-Terms and Conditions for American Express Card acceptance

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 122 of 231 PageID #:

20941

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2431 Visa Traditional Rewards

DX 2433 Business and Operational Policies,

April 2, 2005, AMEXNDR09286628–7097

DX 2434

E-mail from M. Elworthy to E. Chase-Marino, et al. re: Interchange Fees Increase and FMI EPS Committee and

Interchange Task Force Update (attaching: FMI Memo from J. Motley, et al. to Interchange Task Force re: Draft

Action Plan - AHDAMX00036502; Draft Interchange Action Plan - AHDAMX00036503)

DX 2435 E-mail from R. Creighton to P. Feliciano re: Albertsons contractual marketing funds

DX 2437 Amendment to Card Acceptance Agreement between American Express and Meijer

DX 2438

E-mail from N. Montepara to M. Elworthy re: interchange fee increase and FMI EPS Committee and Interchange Task

Force Update

DX 2442

E-mail from K. Reeve to M. Skokan (attaching: EFT Transactions chart - HYEAMXED01916359; EPS Template -

HYEAMXED01916360; Credit-Debit Rates chart - HYEAMXED01916361)

DX 2443

E-mail from M. Shapiro to R. Herring, B. Morgan re: Amex Letter (attaching: Letter from M. Saunders to A. Schiano re:

GC Amex Acceptance)

DX 2444 Meijer’s Signing Incentive

DX 2445 Meijer Inc-Amendment to American Express Card Acceptance Agreement

DX 2446 Ammendment to American Express Card Acceptance Agreement

DX 2447 Meijer markup--proposed change in agreement

DX 2449 E-mail from T. Koch to M. Elworthy re: follow up on Ahold contract/signing bonus calculations

DX 2450 Amex presentation "The Memberships Rewards Program Q1 2005 BUR Discussion"

DX 2451 Card Acceptance Agreement Amendment between American Express and Walgreens

DX 2452 Amendment to CAA between Walgreens and Amex

DX 2456 Card Acceptance Agreement between Walgreen Co. and Discover Card Services, Inc

DX 2459

E-mail from L. Ebel to N. Polk, S. Samoy (CC: M. Schroeder, S. Rice): "FW: Amex Agreement"

Attachments: Amex Rite Aid Acceptance 2005-04-21 doc

DX 2463 Memorandum re: Interchange reduction strategies

DX 2464 Hy-Vee Interchange Expense

DX 2465 Letter from H. Talwar to S. Woods re: Altered Merchant Fee (Attaching letter from S. Woods to H. Talwar)

DX 2466 Amex presentation "Safeway Relationship Discussion"

DX 2467 Letter from K. Hanna to D. Hambry re: signed amendment to Visa Card Acceptance Agreement

DX 2473

“What Do We Know About Interchange Fees and What Does it Mean for Public Policy?” in Proceedings of Payments

System Research Conference, Federal Reserve Bank of Kansas City, May 2005

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 123 of 231 PageID #:

20942

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2476

Michael L. Katz, “What Do We Know About Interchange Fees and What Does it Mean for Public Policy?” Proceedings

of Payments System Research Conference, Federal Reserve Bank of Kansas City, May 2005,

https://www.frbkc.org/publicat/pscp/2005/katz.pdf

DX 2477 E-mail from S. Henderson to M. Schlotman, R. McMullen, P. Heldman re: MPC Interchange Release"

DX 2478

E-mail from J. Callahan to J. Brouillard re: Credit Card Fees; attaching Executive Summary re: Increasing Cost of

credit and Debit Card Fees

DX 2480 E-mail from C. Clifford re: Hy-vee's visit on 4-22-05; (attaching: Hy-Vee's call report HYEAMX00053469)

DX 2482

E-mail from L. Ebel to M. Schroeder (CC: S. Rice): "FW: Amex/Rite Aid agreement redlined version"

Attachments: Rite Aid Card Acceptance Agreement (DRAFT) 05.02.05

DX 2483 Meeting Minutes: Executive Committee

DX 2484 E-mail from T. Koch to S. Samoy, M. Saunders re: 6/13 or 6/17 to prep Amex/Ahold proposal?

DX 2486 Destination Hotels/Resort-Participation Agreement My Town Lodging Theme: Weekend Warriors

DX 2487 Hyatt International-American Express Participation Agreement

DX 2489 Visa Presentation "RTN xxx-Visa Signature "Plus""

DX 2490 Offer from Visa to Walgreens re: Card Acceptance

DX 2491 E-mail from K. Hanna to S. Henderson re: Re: Surcharge Rules

DX 2492

E-mail from L. Ebel to N. Polk (CC: S. Samoy, S. Rice, M. Scroeder): "FW: Amex/Rite Aid agreement redlined

version"

Attachments: Rite Aid Card Acceptance Agreement (DRAFT) 05.02.05

DX 2493 E-mail from L. Wicksen to A. Moberg re: Amex

DX 2494 Delta Airlines-Addendum to the Delta American Express Co-Branded Credit Card Program Agreement

DX 2496 FMI Presentation - May 23, 2005

DX 2500 E-mail from K. Reeve to J. Briggs, M. Skokan re: Discover

DX 2502 Meeting Minutes: Board of Directors Meeting

DX 2504 Office Depot-Amendment

DX 2506 Air France (Global)-Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines

DX 2507 Destination Hotels/Resort-My Town - Lodging

DX 2508 Destination Hotels/Resort-My Town - Lodging

DX 2509 Hyatt International-Merchant Bonus Points Program Agreement

DX 2512 Amex Presentation "American Express Update-Reserve Bank of Austriala"

DX 2513 RBA Media Release - Payment

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 124 of 231 PageID #:

20943

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2519 E-mail from M. Schroeder to D. Fitzsimmons, re: 2005 Plain for NACDS Member Debit/Credit Interchange group

DX 2520

Fulcrum Global Partners memo- Card Industry: Meeting with Visa Yields New Insight Into Competitive Landscape;

Our Thoughts on Interchange

DX 2521 Memorandum from J. Briggs re: FMI Electronic Payments Systems Committee Meeting

DX 2522 Minutes of Discussion with Reserve Bank of Australia

DX 2523 Meeting Minutes of Discussions with Reserve Bank of Australia

DX 2524 Enterprise Rac-Marketing Program Agreement

DX 2526 Mci Communication Svs Inc

(Nb: Related To Verizon)-Contract Addendum - 2005 Marketing Partnership

DX 2527 PIN Prompting Analysis

DX 2531 E-mail from M. Avery to R. Rae re: American Express

DX 2533

E-mail from K. Alderfer to M. Ross, subject: meijer & ExpressPay Agreenment: Meihjer Expresspay Agreement 6-17-

05.DOC

DX 2534 Amendment to the Agreement for American Express Card Acceptance

DX 2535 Jetblue Airways-Amendment to the Agreement for American Express Card Acceptance

DX 2536 E-mail from E. Anthony to A. Rose re: Amex Shippers--holiday promotion

DX 2539 E-mail from D. Fish to D. Bonalle: Re: We're moving forward with sig over $25

DX 2540 E-mail from B. Scher to C. Brinkman re: FMI/EPS Committee update

DX 2541

E-mail from W. Moring to G. Morris, J. Adrian, V. De Armond, J. Walker, P. Opheim, A. Jones, M. Immler, E. Peterson

subject: CG Briefing for 0800 HRS 28 JUN 2005, attachments: CG Essex Briefing RewardsFICO.ppt; General Essex

Co-brand Information Packet

DX 2543 Visa, “Project Everest” Memorandum

DX 2544 British Airways-Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines

DX 2547 E-mail from A. Schneeloch to Michael Saunders, cc'ing Peter Nash re: Amex Agreement

DX 2548 MarketVoice: OSBN Profiles: Wave 6 (October 2004-March 2005)

DX 2549 Safeway Inc-Amendment to Agreement for American Express Card Acceptance

DX 2550 Amendment to Card Acceptance between American Express and Safeway

DX 2551 "CVS Winter 2005 Campaign Analysis Donald Frog July 2005" Presentation

DX 2552 Background Information on Australia: RBA, Coverage and Surcharging

DX 2553 CAA between American Express and Rite-Aid

DX 2562 Memorandum from J. Briggs re: Visa Discussion; (attaching: presentation: HyVee Discussion Guide [June 30, 2005]

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 125 of 231 PageID #:

20944

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2563 Hy-Vee spreadsheet showing average ticket

DX 2564 E-mail from D. Hambry to S. Wooods, subject: RE: Publix - Visa

DX 2565 RBA Media Release: An Access regime for the Visa Debit system

DX 2566 RBA, Proposed Changes to the credit card interchange standard

DX 2570 Visa Presentation--"Visa Incentive Network Program Overview"

DX 2571

E-mail from M. Friend to G. Grippo, et al., re: PCN Announcement Final (Attaching: Notice to Financial Institutions

Rebidding of Banking Services for Federal Government Credit and Debit Card Acquiring - USDOJ-FMS-1511828)

DX 2572 E-mail M. Botha to P. Carr, B. Anderson re: Australian Market Information for SPG resource assistance"

DX 2573 Gift Card Sales Agreement between American Express and Raley's

DX 2575 E-mail from M. Wilson to M. Steffler, re: Deadline COB Thursday July 13

DX 2576

E-mail from L. DelGreco to L. Williams, R. Herring re: FMI Interchange Task Force Plan/PRIVILEGED AND

CONFIDENTIAL

DX 2578 E-mail from S. DeVries to M. Hannigan re: Plan 2006

DX 2579 SBC Services Inc. (former name of AT&T Services)-Agreement for American Express Card Acceptance

DX 2580

SBC Services (former name of AT&T Services Inc)-Agreement for American Express Card Acceptance SBC Services

Inc.

DX 2582

Amex Presentation "American Express Global Network Services and Global Establishment Services-Network

Proposal Response: Card Issuance and Card Acceptance"

DX 2584

E-mail from L. Ebel to R. Sai, M. Schroeder, S. Rice: "FW: REVISED: Rite Aid Card Acceptance Agreement (redline)

Attachments: Rite Aid Card Acceptance Agreement (SEDRAFT) 7.18.05 doc

DX 2585 RBA, The designated credit card systems operated by Bankcard, MasterCard and Visa

DX 2586 RBA, The designated VISA Debit system

DX 2590

E-mail from L. Ebel to N. Polk: "FW: REVISED: Rite Aid Card Acceptance Agreement (redline)"

Attachments: Rite Aid Card Acceptance Agreement (SEDRAFT) 7.18.05 doc

DX 2592

Memorandum from K. Hanna, G. Hood re: Kroger Electronic Payments Council (attaching: Mission of Council -

KRGAMX00138577)

DX 2593 E-mail from N. Polk to L. Ebel re: Proposed Revision to Amex/Rite Aid Agreement section 2c 4

DX 2594 E-mail from M. Schroeder to Leon (CC: S. Rice): "FW: Proposed Revision to Amex / Rite Aid agreement: section 2 c 4

DX 2595 Delta Airlines-Letter Supplement to Co-Brand Agreement

DX 2598 Meeting Minutes: Board of Directors Meeting

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 126 of 231 PageID #:

20945

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2601

E-mail from J. Callahan to P. Kuykendall re: Draft RFP; attaching HEB Services Co. Request for Proposal 09/15/2005

(HEBAMXED02291514)

DX 2602

Letter from V. Campana to M. Friend, re: The Department of the Treasury - Rebidding of Bank Services for Federal

Government Credit and Debit Card Acquiring

DX 2607 Cvs-Letter re: CVS/Eckerd transition

DX 2608 Power Point Presentation by Amex "Global Commercial Card--U.S. Commercial Card SQP Planning Summary"

DX 2609 E-mail from S. Inguanti to M. Good cc'ing L. Hasten, R. Snyder attaching Position Paper USDOJ-NEXC-0000467-470

DX 2610 Amex Presentation "Hy-Vee Relationship Discussion"

DX 2611 Rite Aid CAA

DX 2613 Amex Presentation "Hy-Vee Relationship Discussion"

DX 2614 Rite Aid Memorandum from L. Ebel to K. Twoney, re: Credit Card and Interchange Fee Update

DX 2615 E-mail from S. Rice to M. Schroeder, re: update

DX 2620

E-mail from S. Chakravorti to G. Smith, et al. re: GCC Q2 Meeting -- Day 1 (Regional) Presentations (attaching:

Global Client Group SQP Planning Summary deck - AMEXNDR13680827)

DX 2621 Wyndham Worldwide-Marketing Program Agreement

DX 2622 Supplemental to Agreement for American Express Card Acceptance between American Express and Meijer

DX 2623 Ahold-Gift Card Acknowledgement Agreement

DX 2625 Destination Hotels/Resort-Letter re: CAPN Specifications

DX 2631 RCi Holiday Network, Inc. (owned by Wyndham Worldwide)-Marketing Program Agreement

DX 2632

Snap Travel (owned by Wyndham Worldwide)-American Express Program Participation Agreement 2005 Holiday

Guide

DX 2633 Snap Travel (owned by Wyndham Worldwide)-Winter Ski Program 2005/2006

DX 2634 E-mail from P. Gallo B. McElhinney re: Shell Proposal (attaching spreadsheet: Summary of Shell proposals)

DX 2636 RBA: Access Regime for the Visa Debit System: A Consultation Document

DX 2637 IJ Macfarlane, RBA, Payment Systems (Regulation) Act 1998; Declaration No 1 of 2005

DX 2640 RBA Media Release: Payments System Board Decisions

DX 2659 Meijer Strategies and Marketing for Growth: Project Proposal

DX 2660 Nilson Report 842

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 127 of 231 PageID #:

20946

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2661

Office Depot-Letter re: Business Savings Program for American Express Service Establishments Agreement between

American Express Travel Related Services Company and Office Depot Inc. dated March 2, 2004

DX 2662 Destination Hotels/Resort-Entre Participation Form

DX 2665 Visa Presentation for Hy-Vee: Discussion Guide

DX 2666 E-mail from L. Rickard to V. Campana, subject: RE:FW:IRS.gov Visits for Tracked epay Pages (April 2005) --FYI

DX 2674

British Petroleum-Letter re: Letter Amendment to the Card Acceptance Agreement between BP Exploration &Oil Inc.

and American Express Travel Related Services Company, Inc. and the Card Acceptance Agreement between Amoco

Oil Company and American Express Travel Related Services Company

DX 2676 Amex Presentation: Hurricane Katrina Relief Efforts Update: AXP Customer Impacts & Action Plans

DX 2680 Draft Script for Merchants involved in Hurricane Katrina Relief Efforts as of 9/14/05

DX 2683

E-mail from C. Allard to R. Kowalski, subject: FW: AMEX Contract, attachment: Meijer Expresspay Agreement -10-

05.DOC (MEIJER-00186939)

DX 2689

Shell-Letter re: Letter Amendment to the Card Acceptance Agreement between Shell Oil Products US and American

Express Travel Related Services Company Inc.

DX 2692 American Express, “AXP Network Strategy"

DX 2693 “Hurricane Katrina Response, Marketing Update,” September 20, 2005

DX 2694 E-mail from K. Kennedy to J. Linville attaching Amex Presentation: Hurricane Katrina - Policy Committee Update

DX 2701 Wyndham Worldwide-Marketing Program Agreement

DX 2702 Travel Rewards, Inc. (subsidiary of Wyndham Worldwide)-American Express Participation Agreement

DX 2703 Meeting Minutes: Credit Strategy Committee and Credit Executive Team Meeting

DX 2712

“Developing the Differentiated B2B Payment Solution: American Express B2B Payments,” presentation, September

23, 2005, at slide 10

DX 2714 “ESNA Business Unit Review: ES Pricing” September 26, 2005

DX 2717 "Overstock.com Business Overview"

DX 2719 Presentation: Discussion Guide

DX 2722 E-mail from Howard Fulton re Katrina impact & RDR analysis, September 29, 2005

DX 2723 Kroger Memo: Minutes of September 29, 2005 Meeting

DX 2727 E-mail from T. Hammonds to L. Marmer re: Interchange Fees

DX 2730 “U.S. Commercial Card Corporate Card Pricing

Policy New and Existing Business” Policy Document

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 128 of 231 PageID #:

20947

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2732 Re: Safeway Marketing Services Letter of Agreement ("LOA")

DX 2734

E-mail from E. Dillion to J. Westheimer, W. Thompson, C. Davis, subject: Home Depot Amex Acceptance Card

Agreement, attachments: American Express Card Acceptance Agreement (AMEX-DOJ-10120888)

DX 2735

Draft American Express Card Acceptance Agreement by and Home Depot U.S.A., Inc. and American Express Travel

Related Services Company, Inc.

DX 2736 Retalix Statement of Work: Hy-Vee Retalix Loyalty Project Kick Off meeting

DX 2737

E-mail from C. Boyan to L. Padalecki attaching PCR Meeting Notes: Summary Action Plan, Monitor Group, Monitor

Group: One-Store Towns and SAFD Network Review Update, and HEB Points Club Rewards Strategy Group Review

Presentation

DX 2738 E-mail from Vincent S. Campana to Joan Hendrie: Fw: you better hurry …

DX 2746

Check paid to Food Marketing Institute and authorization (attaching Interchange Project Voluntary Contribution forms -

KRGAMX00299884; letter from J. Noodle, T. Hammonds to D. Dillon re: Interchange Fees - KRGAMX00299886;

Summary of Current Activities - KRGAMX00299887; Letter from D. Dillon to M. Schlotman, B. van Oflen re: FMI

Interchange Fee - KRGAMX00299888; approval form to be returned to T. Hammonds - KRGAMX00299889)

DX 2747 E-mail from Ronald Shultz Fw: Hurricane Rita—Fee Waivers, October 10, 2005

DX 2751

Letter to Kroger re: American Express Card Acceptance at U.S. Oil Establishments - Third Amendment ot Agreement

for American Express Card Acceptance

DX 2752

Letter from M. Saunders to S. Henderson attaching Third Amendment to Agreement for American Express Card

Acceptance at U.S. Oil Establishments

DX 2753

The Kroger Co-Letter Amendment re: American Express Card Acceptance at U.S. Oil Establishments Third

Amendment to Agreement for American Express Card Acceptance

DX 2755

The Kroger Co-Letter Amendment RE American Express Card Acceptance at U.S. Oil Establishments Third

Amendment to Agreement for American Express Card Acceptance

DX 2756 MasterCard,

“Affluent Strategy: A Look at Visa Signature"

DX 2757 Hilton Hotels-Letter Supplement

DX 2759

Page 1 of 2 of letter from American Express to M. Wagner, subject: Re: Letter Amendment to the Card Acceptance

Agreement between BP Exploration & Oil Inc. and American Express Travel Related Services Company, Inc. and the

Card Acceptance Agreement between Amoco Oil Company and American Express Travel Related Serviceas

Company, Inc.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 129 of 231 PageID #:

20948

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2761

E-mail from C. Boyan to L. Padalecki attaching PCR Meeting Notes: Summary Action Plan, Monitor Group, Monitor

Group: One-Store Towns and SAFD Network Review Update, and HEB Points Club Rewards Strategy Group Review

Presentations

DX 2762

E-mail from K. Conrath to J. Fogel, et al., re: Card Acquiring Questionnaire (Attaching: Financial Management Service

Rebidding of Banking Services for Federal Government Credit and Debit Card Acquiring Questionnaire - USDOJ-FMS-

0327163)

DX 2763 Hyatt International-Addendum to the Card Service Agreement

DX 2765 American Express Update: Reserve Bank of Australia

DX 2766 Amex Record of Meeting with Reserve Bank of Australia

DX 2767 E-mail from L. Rickard to D. McCollister and R. Shernorva, subject: RE: con fees for Pub 535

DX 2768 E-mail from M. Elworthy re: Ahold retail contract for Amex acceptance

DX 2770 Dell Computers-Amendment to Schedule II of the Master Services Agreement

DX 2771 Albertson'S Inc-Letter re: New Healthcare Card Products

DX 2774 E-mail from L. Wicksen re: Ahold retail contract for Amex acceptance

DX 2777 Lufthansa (Global)-Third Addendum

DX 2778 E-mail from M. Steffler to B. Horsford and M Ross re: Discover rate increase

DX 2779 RBA, Common Benchmark for the Setting of Credit Card Interchange Fees

DX 2781 E-mail from M. Steffler to M. Ross, subject: FW: Discover Separate Merchant Code

DX 2782 Memorandum from M. Skokan to J. Briggs re: October 1st Visa Change (attaching: charts - HYEAMX00009865)

DX 2783 E-mail from M. Steffler to C. Allard re: Discover Separate Merchant Code

DX 2786 E-mail from M. Elworthy to K. Ross re: Amex

DX 2787 Hyatt International-American Express Program Participation Agreement American Express Selects

DX 2792 E-mail from M. Elworthy re: Ahold retail contract for Amex acceptance

DX 2793

E-mail from C. Allard to M. Ross, B. Horsford and M. Steffler Re: Card Share Comparison Chart (attaching Meijer

"Card Share Comparison" document)

DX 2794 Detailed Lane Report

DX 2795

American Express Travel Related Services Company, Inc - Response to FMS Questionnaire - Submitted to the US

Department of the Treasury Financial Management Service

DX 2796 Cover Sheet for Document Express - Establishment Services for Safeway

DX 2797 Visa, "FY 2006 Co Brand Sales Plan"

DX 2798 Best Buy-American Express Participation Agreement

DX 2799 RBA, The Designated Credit Card Systems (Bankcard, MasterCard and VISA)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 130 of 231 PageID #:

20949

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2800 RBA Media Release- Payments System Board - Nov 2005

DX 2805 RBA Media Release- Reform of Debit Card Schemes in Australia

DX 2806 “The Ability of Pricing to Influence Merchant

Satisfaction, Suppression and Coverage"

DX 2816

Paypal Global Mcc-Letter re: Letter Agreement Between American Express Travel Related Services Company Inc.

and PayPal Inc.

DX 2817

American Express Travel Related Services Company Response to Additional FMS Questions November 30, 2005 -

Rebidding of Banking Services For Federal Government Credit and Debit Card Acquiring

DX 2818

E-mail from M. Elworthy to E. Chase-Marino, B. Scher, R. Herring, et al re: Interchange Fee Increase and FMI EPS

Committee and Interchange Task Force Update

DX 2819 Hewlett-Packard Co-Agreement for American Express Card Acceptance

DX 2820

Mci Communication Svs Inc

(Nb: Related To Verizon)-Contract Addendum - Card Identification Number Fraud Prevention Reduction Program

DX 2821 Power Point Presentation by Amex "Total US Commercial Card Financial Summary December 2005"

DX 2822 Visa, “Amex

Merchant Value Proposition Briefing to JPMC” Presentation

DX 2823 Nilson Report 847

DX 2824 RBA Media Release: Reform of debit card systems in Australia

DX 2825

E-mail from M. Elworthy re: Amex Proposal - US Retail (attaching: Memo from M. Elworthy and L. Wicksen to K. Ross

re: American Express Proposal US Retail - AHDAMX00543905)

DX 2827 Giant Food Stores, LLC Corporate Organizational Structure Chart

DX 2830 Walgreens Gift Card Express Program Participation Agreement

DX 2831 Marriott-Letter re: terms of a one time, one million dollar payment to Marriott

DX 2832 Draft Access Regime for the designated EFTPOS payment

DX 2833 Draft Standard for the designated EFTPOS payment system

DX 2836 RBA Media Release- Reform of Debit Card Systems in Australia

DX 2838 E-mail from P. Nash to P. Galbo re: Amex

DX 2839 Directv-Agreement for American Express Card Acceptance

DX 2840 Amex, “Lodging Worldwide Card

Services Agreement: Marriott,” contract, 2006.

DX 2841 Marriott-Addendum to Card Service Agreement

DX 2842 Marriott-Flexible Marketing Program Addendum

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 131 of 231 PageID #:

20950

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2843 Marriott-Lodging Worldwide Card Services Agreement

DX 2848 Delta Airlines-Letter Amendment to 5/20/2005 Co-Brand Addendum

DX 2849 Amex, “Bluefly.com & American Express” Presentation.

DX 2850 “Vector Marketing Corp. Relationship Discussion"

DX 2855 Tally of some of the key metrics that go into LIF and spend coverage.

DX 2857

Corporate Purchasing Card Agreement by and between Home Depot U.S.A., Inc. and American Express Travel

Related Services Company, Inc.

DX 2859 Marriott-Addendum to the Card Service Agreement

DX 2861 Amex, “Draft Working Document: GES Global Pricing,” presentation, Jan. 2006

DX 2862

U.S. COMMERCIAL CARD CORPORATE CARD

PRICING POLICY: NEW and EXISTING Business,” policy document, Jan. 2006,

DX 2863 Breakdown of sales of a product, by month for several years, sales by tender type and the assocaited expenses

DX 2864 MasterCard-US Acquiring Volume-2006

DX 2865 Presto! Network Definition Overview

DX 2866 Bevo Bucks Merchant Agreement

DX 2867 “Truth in Lending Act”, as amended by the “Cash Discount Act”, 15 U.S.C. § 1666f(a) (2006)

DX 2868 American Express Annual Report 2005

DX 2869 Apple, “Mac Logo Guidelines,” https://developer.apple.com/softwarelicensing/agreements/pdf/maclogo_gdlns.pdf

DX 2877 E-mail from T. Semansky to R. Herring re: Amex Proposal

DX 2880 DRAFT - Agreement for American Express Card Acceptance

DX 2882 E-mail from J. Harrison to K. Frizzell re: FW: PIN Prompting

DX 2885 “Saks Fifth Avenue and American Express” (attaching Presentation: "Saks Fifth Avenue & American Express")

DX 2888 E-mail from J. Harrison to M. Skokan re: Pin prompting results - Day 1

DX 2889 E-mail from J. Banfield to S. Rishi re: Duty Free Surcharge in Australia

DX 2890

E-mail from R. Alfonso to D. Bonalle, et. al. re: McDonald's: Latest ExpressPay Merchant (attaching Press Release,

“American Express Announces McDonald’s to Accept ExpressPay for Contactless Payments")

DX 2892 Merchant Billing Statement from Fifth Third Processing Solutions to Meijer, Inc.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 132 of 231 PageID #:

20951

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2895

E-mail from K. Frizzell to M. Skokan re: More PIN Prompting Results (attaching: charts HYEAMXED01968211,

HYEAMXED01968212, HYEAMXED01968213, HYEAMXED01968214, HYEAMXED01968215,

HYEAMXED01968216)

DX 2897 E-mail from L. Rickard to J. Pellegrino, subject RE: Final Review Needed by EOD: Pay Your Taxes

DX 2898 Marriott-Letter re: Amendment to the Hotel eFolio Merchant Participation Agreement

DX 2899 Destination Hotels/Resort-American Express Program Participation Agreement - American Express Selects

DX 2900

E-mail from K. Frizzell to M. Skokan re: PIN Prompt 1/25 and 1/26 (attaching: charts - HYEAMXED01968204,

HYEAMXED01968205)

DX 2901 Marriott-Letter Supplement to the Addendum to the Lodging Worldwide Card Services Agreement

DX 2902 "Membership Rewards Bonus Points Program, H-E-B 2005 Promotion Results" presentation

DX 2915

Marriott-Letter re: Letter Supplement to the Flexible Marketing Program Addendum to the Lodging Worldwide Card

Services Agreement dated January 1, 2006 between American Express Travel Related Services Company Inc. and

Marriott International

DX 2921 Nilson Report 851

DX 2922 Merchant Monthly Billing Summary chart

DX 2925 E-mail from K. Hanna to N. Ho: Re: Fw: Pin Prompting

DX 2926 Payment Committee Meeting Minutes

DX 2927 RBA, Statement to Parliamentary Committee

DX 2928 A. Schneeloch to P. Galbo re: Credit 2006 Feb. Forecast

DX 2929 Draft Agreement for American Express Card Acceptance with CVS Pharmacy, Inc.

DX 2930 Merchant Billing Statement from Fifth Third Processing Solutions to Meijer, Inc.

DX 2932

E-mail from C. Allard to M. Steffler and C. Busk, subject: Visa Conference Call, atachments: Visa Mtg Recap.doc

(MEIJER-00355962), Visa April 06 Increase MPS report.xls (MEIJER-0355957)

DX 2933 E-mail from B. O'Roarke to M. Skokan re: RE: Looking for comments on PIN Prompting Study

DX 2934 Avis-Marketing Program Agreement

DX 2935 E-mail from T. Kanaley to K. Conrath, re: American Express

DX 2940 E-mail from S. Johnson to P. Nash and H. Peloquin re: MasterCard Interchange Rate Changes - April 2006

DX 2944 Divisional Performance Pack - March 2006

DX 2949 Agreement for American Express Card Acceptane between Amex and Expedia

DX 2950 Expedia Travel-Business Insights Agreement

DX 2951 E-mail from N. Polk to P. Nash re: Fw: Revised: CVS Card Acceptance Agreement Redline

DX 2953 American Express Form 10-K 2005

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 133 of 231 PageID #:

20952

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 2955

Amex Presentation: Membership Rewards Next Generation Travel Rewards: Partnering with Continental to Get to the

Next Level

DX 2957

E-mail from K. Reeve to S. Cairney re: FW: Accounting Organization Chart and Job Description (attaching:

Accounting Organizational Chart - HYEAMX00049477)

DX 2958 E-mail from J. Hatcher re: Summary of Advisory Committee Call

DX 2959

E-mail from D. Ciancio to L. Ruddle re: Fw: Corrected number for review of potential Amex partnerships with Kroger

loyalty program (attaching: Smart Report: Kroger 2005 summary of industry comparison - KRGAMXED00145815)

DX 2960

British Petroleum-Global Terms for Amex Card Acceptance Agreements Between BP Group Companies and

American Express

DX 2961 E-mail from T. Koch re: recap of 3/9 Kroger Amex loyalty call

DX 2962 Directv-American Express Participation Agreement

DX 2963

E-mail from K. Frizzell to M. Skokan re: E-mailing: PIN Prompt Totals [charts] (attaching: charts -

HYEAMXED01968195, HYEAMXED01968196, HYEAMXED01968197, HYEAMXED01968198)

DX 2964 Corporate Card Program w/ American Express Calendar Event

DX 2966 Visa Product Development Council Meeting: Super Premium Platform - Global Requirements

DX 2967 "Restaurant Value Recapture Update" deck

DX 2970 E-mail from R. Clementi to N. Polk attaching Amex, CVS, SunPass Promotional Opportunity Discussion Document

DX 2974 Hyatt International-Letter re: 2006 Hyatt and American Express Cooperative Funds

DX 2975 Costco-Amendment to April 8, 2008 American Express/Costco Co-Branded Card Program Agreement

DX 2976

Amex, “Japan/Asia/Pacific/Australia, Contract Negotiations / Discount Rate Pressure Review,” spreadsheet, Q2 –

2006

DX 2992

Reserve Bank of Australia, “Reform of the EFTPOS and Visa Debit Systems in Australia: Final Reforms and

Regulation Impact Statement,” April 2006, available at http://www.rba.gov.au/payments-system/reforms/debitcard-

systems/impact-stmt-apr06/impact-stmt-apr06.pdf

DX 2996 Amex Presentation: Great Atlantic and Pacific Tea Company and American Express

DX 2997

Kroger-MCExh-000486–533 (MasterCard, “Affluent Proposition for Small Business and Consumer Credit,”

presentation, Apr. 6, 2006.)

DX 2999 E-mail from T. Koch to L. Szalaji, re: Ahold Amex Retail Contract - Follow Up Info

DX 3000 Amex, “Global Pricing & Value BUR: Bill Glenn Meeting,” presentation, Apr. 17, 2006

DX 3001 Amex Deck: US Micropayment Opportunity and Recommendation

DX 3002 "Q1 2006 BUR -Everyday Spend Industries" deck

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 134 of 231 PageID #:

20953

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3003 Destination Hotels/Resort-American Express Program Participation Agreement - My Town Marketing Campaign 2006

DX 3020 Destination Hotels/Resort-American Express Program Participation Agreement - My Town Marketing Campaign 2006

DX 3021 Master Data Processing Agreement between Fifth Third Processing Solutions and Publix Super Markets Inc.

DX 3022 RBA Media Release: Payments System Reforms

DX 3024 Global Coverage

DX 3025 Starwood (Global)-Addendum

DX 3026 Delta Airlines-Addendum to the Delta American Express Co-Branded Credit Card Program Agreement

DX 3027 Starwood Preferred Guest Card Co-Branded Program Agreement

DX 3028 Destination Hotels/Resort-2006 Postcard Plus Participation Agreement

DX 3030 Celent, Online Payment Providers: Disrupting the Status Quo

DX 3031 Visa Presentation: Recommendation for 2007 Media Plan

DX 3032 E-mail from A. Umberto to C. DeNale re: ABS-P-Cards

DX 3033 E-mail from M. Skokan re: RE: Credit Card Charges

DX 3034

E-mail from J. Motley re: FMI Board Meeting (attaching: e-mail to FMI Convention Registrants - KRGAMX00665765; e-

mail re: Organized Retail Theft/Crime - KRGAMX00665768; e-mail re: Death Tax - KRGAMX00665769.)

DX 3036 "Chevron & American Express, Postcard Plus Analysis II" presentation

DX 3042 Meijer Inc-Non-Disclosure Agreement

DX 3044

E-mail from E. Koo to B. Lacey, P. Codispoti and K. Cooper re: Updated Starwood Contract Business Issues Log

(attaching "Summary Contract Business Issues Log (As of 05/9/2006)"

DX 3045 Amex, “Global Coverage,” presentation, May 11, 2006

DX 3046

E-mail from M. Halpern to S. McCurdy re: Update: AXP to appear at HoR Hearing on May 16 into RBA reforms

(attaching "House of Representatives Standing Committee on Economics Finance and Public Administration Public

Inquiry into RBA Payment reforms" and “The Impact of the RBA’s Credit Card Reforms,” A Submission to The House

of Representatives’ Standing Committee on Economics, Finance and Public Administration" and "Stakeholder

Analysis - HOR Attendees")

DX 3047 E-mail from K. Jones re: Credit/Debit card fee discussion; (attaching: charts - BL-AMEX-0003747)

DX 3048 E-mail from E. Smith re: Pay-By-Touch (attaching: Overview for Executive Committee deck - HYEAMXED01965345)

DX 3049 E-mail from M. Elworthy re: Ahold Amex Redline and Times for Fri call?

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 135 of 231 PageID #:

20954

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3051 Hewlett-Packard Co-Marketing Program Agreement

DX 3052 Burke, S., “Dell’s vs. HP’s Value,” CRN, May 15, 2006

DX 3053 E-mail from T. Koch to M. Elworthy, L. Szalaji re: Ahold Amex retail contract update and next steps

DX 3054 DFS Memorandum: Fraud Loss Risk Associated with Merchant Signature Requirements

DX 3055 E-mail from L. Hasten to S. Inguanti, D. Garza, M. Conner, R. Snyder re: Pin Pad Debit Strategy

DX 3057

Amex deck, “Advanced Payments – GLT Presentation – Discussion Document (attaching Amex Presentation:

Advanced Payments GLT Presentation Discussion Document)

DX 3058 H.E.B. Points Club Rewards "Celebrating Mom" deck

DX 3059

E-mail from C. Peters to L. Marmer re: FW: Weekly Activity Report 5.19.2006 (attaching MPC Weekly Report -

KRGAMX00665774)

DX 3060 E-mail from L. Rickard to K. Bradley, A. Ulmer, and J. Bledsoe, subject: Cooperative Marketing with E-Pay Partners

DX 3061 E-mail from L. Rickard to J. Pellegrino, M. Rodrigues, and K. Fiorello, subject: Follow UP Items May 17th Meeting

DX 3062 E-mail from A. Pyper to M. Bessent re: Contract for Card Acceptance

DX 3064 E-mail from A. Archis to A. Singh, re: Bunnings

DX 3067 E-mail from D. Stokely to M. Plaisance, B. Fox re: RE: Need advice

DX 3068 E-mail from B. Fox to D. Stokely, M. Plaisance re: Need Advice

DX 3070 Best Buy-First Amendment to Agreement for American Express Card Acceptance: Retail Industry

DX 3071 E-mail from D. Stokely to M. Plaisance, B. Fox re: RE: Need advice

DX 3073 Brookfield Research, LLC, “Retail Value Story Research: Car Rental,” report, 2006

DX 3075 US Membership Rewards Redemptions Chart June 2006

DX 3076 Letter to Albertson's from American Express re: Albertson's and certain subsidiaries

DX 3077 E-mail from T. Heinz to B. Gutierrez re: IC History; attaching interchange history (HEBAMXED00020066)

DX 3084 Target Corporation-American Express WishList Program Supplier Agreement Spring 2006

DX 3087 Visa SuperValu Discussion Guide (Deck)

DX 3088 Amex Presentation: Centurion and Platinum Servicing Update Card / Travel Integration Meeting

DX 3093 E-mail from S. Woods to C. Coward, re: AMEX Sideletter

DX 3094

E-mail from D. Stokely to R. Edwards re: AMERICAN EXPRESS HISTORY AT SAFEWAY (attaching: Amex

Transactions by Fuel Grade - SFWAMXED03549358; Amex Rates Compared to Visa/MasterCard -

SFWAMXED03549359; American Express Card Acceptance History at Safeway - SFWAMXED03549360)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 136 of 231 PageID #:

20955

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3095

E-mail from D. Stokely to R. Edwards re: AMERICAN EXPRESS HISTORY AT SAFEWAY (attaching: Amex

Transactions by Fuel Grade - SFWAMXED03549358; Amex Rates Compared to Visa/MasterCard -

SFWAMXED03549359; American Express Card Acceptance History at Safeway - SFWAMXED03549360)

DX 3096 US Membership Rewards Presentation: Ken Chenault Shirtsleeves Session

DX 3099 Hewlett-Packard Co-Merchant Bonus Points Program Agreement - Schedule 2 April 2007

DX 3101 Merchant Payments Coalition, Inc. Advisory Committee Agenda

DX 3102 Memorandum from J. Briggs to R. Jurgens re: Hy-Vee Credit Card Development

DX 3103

Letter from M. Saunders to B. Fox re: American Express Card Acceptance at U.S. Oil Establishments, Amendment to

Card Acceptance Agreement

DX 3104 E-mail from S. Martin to J. Conroy re: Amex and Bloom

DX 3105 E-mail from J. Snyder to H. Hooley re: meeting request from American Express

DX 3107 Avis-American Express Participation Agreement

DX 3138 CAA between American Express and CVS

DX 3139 “Agreement for American Express Card Acceptance”

DX 3141 "Evaluation Of Amex, Custom Check Presenter Program" presentation

DX 3146 CVS Card Acceptance Agreement

DX 3148 E-mail from P. Nash to A. Schneeloch re: American Express Rate

DX 3149

E-mail from J.Derderian to D. Zambo re: Pathmark tagged on the 2006 4th quarter American Express marketing

program

DX 3151 E-mail from K. Conrath to G. Grippo, re: AMEX and Discover Rates

DX 3152 Amex, “1-800-Flowers.com and American Express:

American Express Marketing Solutions” presentation, July 13, 2006

DX 3153 Letter Amendment for Safeway Card Acceptance Agreement

DX 3154 E-mail from B. Fox to M. Plaisance re: AMEX mtg. recap

DX 3156 DRAFT Agreement for American Express Card Acceptance with AHOLD

DX 3157 E-mail from K. Herglotz re: FW: Senate Judiciary Committee hearing

DX 3160 Agreement between Ohio State University and Richland Skyline, Inc., dba Skyline Chili

DX 3165 E-mail from K. Jones to L. Hubert re: Visa/MC; (attaching: FMI press release - BL-AMEX-0800558)

DX 3166 Wright Express: Charge Card Acceptance Agreement

DX 3174

Amex Memo to all U.S. Commercial Card Employees from A. Williams re: New Savings at Work Partners: Hilton &

Doubletree Hotels

DX 3175 The Kroger Agenda for Merchants Payment Coalition, Inc. Advisory Committee Conference Call

DX 3176 Chart of Gas Pump Only Transactions for entire month of August 2006

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 137 of 231 PageID #:

20956

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3177 Alaska Airlines-American Express Participation Agreement

DX 3178 Fast Forward Enrollment

DX 3180 E-mail from A. Pyper to M. Elworthy re: Latest Draft

DX 3181

M. Bessent to G. Morton and D. Ober re: fw: Contract - per our conversation (attaching Albertson's - Draft American

Express Card Acceptance Agreement)

DX 3182 M. Ross to S. Mannarino re: Meijer

DX 3184 “USFS Credit Card Processing,”

DX 3186

E-mail from D. McCollister to L. Casmore, subject: L2G proposals for Jan 2007, attachments: PayPal Flow2.ppt

(USDOJ-IRS-0015688); IRS PINless Debit Doc.doc (USDOJ-IRS-0015681); CordFPAPI Process Flow08.09.06.doc

(USDOJ-IRS-0015665); PAY1040API_coordinated.doc (USDOJ-IRS-0015667)

DX 3188 Avis-American Express Program Participation Agreement

DX 3189 E-mail from S. Silliman to AFS re: Ahold News

DX 3191

Memorandum from J. Briggs re: Private Label Credit Card Review (attaching: Proprietary Credit Card Development

Project for Aug. 30, 2006 - HYEAMX00000514; e-mail from M. Powell to M. Skokan re WinAR HYEAMX00000517;

Grocery Credit & Loyalty Programs deck - HYEAMX00000524)

DX 3192 Amex, "J/APA Pricing and Value Business Review with Bill Glenn," presentation

DX 3193 Jetblue Airways-Data Use Agreement

DX 3194 Directv-Supplement to Agreement for American Express Card Acceptance

DX 3197 Directv-Acknowledgement of Limited Liability

DX 3199 Kroger Presentation: Relaunting Kroger's Loyalty Program Concepts

DX 3200 M. Ross to S. Mannarino re: follow-up to conference call yesterday

DX 3201 (MasterCard, “Update – Staples, Inc. 2007–2009 MIF,”

memorandum

DX 3202 E-mail from M. Plaisance to B. Fox, et al. re: Fast Forawrd - Planning for 2007 and Beyond

DX 3205

E-mail from G. VanNoller to C. Allard, M. Steffler, re: July 2006 Wegmans Meeting

(Attaching: Meeting Deck - MEiJER-00264261

DX 3206 E-mail from D. Stokely to M. Plaisance, et al. re: Fast Forward Projections

DX 3207 Best Buy-Second Amendment to Agreement for American Express Card Acceptance: Retail Industry

DX 3209

E-mail from M. Krisak to Z. Bohrer re: American Express Data Security - Deadline 10/31/2007; attaching presentation:

Trust Keeper Vulnerability Scan Report (HEBAMXED03027919)

DX 3210 Delta Airlines-Letter Supplement to Co-Brand Agreement

DX 3214 Letter from M. Bullock (RBA) to C. Lorigan re: TravelKey

DX 3215 Nilson Report 864

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 138 of 231 PageID #:

20957

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3216 Nilson Report 865

DX 3219 Hewlett-Packard Co-Addendum to Agreement for American Express Card Acceptance Hewlett-Packard Company

DX 3220 Hertz-American Express Program Merchant Participation Agreement - Offer Only For Car Rental Offers

DX 3221 Acquirer Agreement by and between Discover Financial Services and Global Payments Direct, Inc. (Execution Copy)

DX 3222 Hilton Hotels-Letter re: American Express PCI Compliance Plan

DX 3223 E-mail from T. Heinz to J. Callahan re: RE: Charge Backs

DX 3224 Red Lobster (affiliated with Darden)-American Express Participation Agreement

DX 3227 E-mail from M. Wilson to M. Steffler, re: Topco

DX 3228 Marriott-American Express Participation Agreement

DX 3229 “High Spend Opportunity,” Visa U.S.A. Inc. Board

of Directors Meeting, Dallas TX

DX 3230 Elizabeth Buse, Board of Directors Meeting, Dallas TX

DX 3231 E-mail from B. Sibley to J. Funda re: Google Direct Bill & Cingular

DX 3234 Amex, “American Express Program Participation

Agreement: Supermarket Holiday Campaign,”

DX 3243 E-mail from D. Vernette to M. Burnum, K. Conrath, re: Highlights and Follow Ups to our 9/13/06 Meeting

DX 3245 E-mail from D. McConney to K. Lack re: RE: Biometrics

DX 3246

E-mails between D. Webb and J. Walsh, Re: Two Items on Your Desk (attaching MEI-030849: Meijer Community

Reward Program: Proposed Model Revision document)

DX 3247 Enterprise Rac-American Express Participation Agreement

DX 3249 E-mail from B. Burns re: A message from the Kroger PAC

DX 3250 E-mail from L. Hall to J. Attaway, T. Johnson, D. Phillips, R. Thomas and L. Zeitlin re: Preston Definition Overview

DX 3253 Hewlett-Packard Co-Addendum to Agreement for American Express Card Acceptance Canada

DX 3254 Dell Computers-Merchant Bonus Points Program Agreement

DX 3255 Destination Hotels/Resort-American Express - My Town Marketing

DX 3261 E-mail from P. Labbe to M. Elworthy re: American Express - Clemens Conversion Stores

DX 3262

E-mail from L. Hawkins to R. Rae re: Raley's MC/Visa Fees; (attaching Credit Rate Analysis Summary by Date

[September] - RALEYS_AMEX_052286; Credit Rate Analysis Summary by Date [August] - RALEYS_AMEX_052307)

DX 3264 E-mail from M. Elworthy to P. Labbe, N. Montepara re: American Express - Clemens Conversion Store

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 139 of 231 PageID #:

20958

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3265 American Express, “Project Odyssey: Pilot Review"

DX 3266 E-mail from J. Brewer re: MPC Clip Report 10.06.06

DX 3271 E-mail from J. Walsh to M. Murray, re: Credit Cards

DX 3272 E-mail from M. Otto to C. Butt re: Chase

DX 3273 “Meijer PLCC and MasterCard Promotions Calendar,” spreadsheet, 2006

DX 3275 E-mail from D. Vernette to K. Fiorello, re: Recap of today's FMS Call

DX 3276

E-mail from BHNAST Support to J. Scoglio, Re: Base24 request - #1000084 -- FW: Bales Market Place - Retail

Alliance Partnet

DX 3277 Costco-Addendum for American Express Automated Bill Payment Platform Service

DX 3278 Intercontinental Hotels Group-American Express Participation Agreement

DX 3279 Home Depot-Participation Agreement

DX 3281 E-mail from M. Rodirgues to J. Lane. re: IMPORTANT: Settlement & Funding Querstion

DX 3282 Hilton Hotels-Master Rewards Participant Agreement

DX 3283 Letter from T. Burnum to J. Lane, re: Fifth Third Bank Not to Accept American Express Card

DX 3286

E-mail from R. Rae to J. Bane re: EFT Presentation to ELT 102006; (attaching presentation: EFT (Debit & Credit)

Sales and Costs RALEYS020072859)

DX 3287 "Project Odyssey, CCSG Executive Team Update" presentation

DX 3288 Amendment to Letter Agreement by and between MasterCard International Incorporated and Meijer, Inc.

DX 3289 E-mail from J. Walsh to D. Webb, re: Interchange Presentation

DX 3297 E-mail from C. Allard to M. Steffler, re: Rebates Factored Into Interchagne Rates on Presentation

DX 3298

E-mail from M. Steffler, to J. Walks, D. Webb, re: Interchange Presentaiton Enhancements (Attaching: Interchagne

Overview Deck/XLS - MEIJER-00671524)

DX 3299 E-mail from A. Pyper to M. Elworthy re: Contract

DX 3303 Best Buy-Third Amendment to Agreement for American Express Card Acceptance: Retail Industry

DX 3305 “American Express Technologies: 2007 +12 Refresh Update” deck

DX 3307 E-mail from C. McDaniel to K. Conrath, et al., re: DeCA

DX 3309

E-mail from C. Allard to P. Bigorowski re: MasterCard International Promotion Agreement (attaching Meijer and

Mastercard Co-branding Agreement)

DX 3310 Ahold American Express CAA

DX 3311 Ahold American Express CAA

DX 3312

Agreement for American Express Card Acceptance between American Express Travel Related Services Company,

Inc. and Ahold U.S.A. Inc.

DX 3314 Hewlett-Packard Co-Merchant Bonus Points Program Agreement

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 140 of 231 PageID #:

20959

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3316 E-mail from M. Ross to J. Handler, subject: MasterCard

DX 3318 E-mail from J. Pellegrino to L. Rickard, D. McCollister, and R. Shenorva, subject: IRS Recap

DX 3326 Delta Airlines-Amendment to the Worldwide Acceptance of the American Express Card by Airlines Agreement

DX 3327 Letter from S. Hoskins to D. Karai re: Woolworths CAA

DX 3330 Nilson Report 869

DX 3331 P. Nash to L. Daniels re: Credit Card Usage

DX 3334 “Meijer PLCC and MasterCard Promotions Calendar,” spreadsheet, 2007

DX 3336

E-mail from S. Methvin to K. Jones re: Re: Fw: Visa Announces New Signature Preferred Card Product to Launch

April 2007

DX 3337 Amex Presentation: Debit Tactics

DX 3339 Delta Airlines-Co-Brand Letter Agreement

DX 3340 Avis-Letter re: Car Rental Industry Card Service Agreement dated January 1, 2002

DX 3341

E-mail from C. Butt to T. Piland re: FW: Credit Card update; (attaching presentation: Co-branded and Private Label

Credit Cards Project Update - HEBAMXED03156862)

DX 3343 8 - Cash Handling Implementation - New SLA Daily

DX 3344 8 - Cash Handling Implementation - New SLA Daily

DX 3345

Lodging Worldwide Card Service Agreement by and between American Express Travel Related Services Company,

Inc. and Starwood Hotels & Resorts Worldwide, Inc.

DX 3346 US Airways Inc: Airline Card Service Agreement

DX 3347 Amex,“Lodging Worldwide Card Service Agreement: Hilton” Contract, 2007.

DX 3348 Jetblue Airways-Airline Cooperative Marketing Program Addendum

DX 3349 Hilton Hotels-Lodging Worldwide Card Services Agreement

DX 3352 Starwood (Global)-N/A

DX 3354

Enterprise Rac-Enterprise Rent-A-Car Company and the Enterprise Entities' Card Service Agreement, Guarantee

Agreement

DX 3355 Enterprise Rac-Marketing Addendum to the Car Rental Industry Card Service Agreement

DX 3356

Car Rental Industry Card Service Agreement by and between American Express Travel Related Services Company,

Inc. and Avis Budget Car Rental LLC

DX 3358 Hyatt International-Global Hyatt Corporation Worldwide Card Acceptance Agreement

DX 3359 Hyatt International-Lodging Industry Flexible Cooperative Marketing Program Addendum

DX 3360 Hyatt International- Addendum to Worldwide Card Acceptance Agreement

DX 3361 Intercontinental Hotels Group-Lodging Industry Flexible Cooperative Marketing Program Addendum

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 141 of 231 PageID #:

20960

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3362 Intercontinental Hotels Group-Six Continents Hotels, Inc. Worldwide Card Service Agreement

DX 3363 Avis-Addendum to the Car Rental Industry Card Service Agreement

DX 3364

Marketing Addendum to the Car Rental Industry Card Service Agreement between American Express Travel Related

Services Company, Inc. and Avis Budget Car Rental LLC

DX 3365 Intercontinental Hotels Group-Addendum to Card Service Agreement

DX 3366 Us Airways, Inc-Airline Card Service Agreement

DX 3373 Hilton Hotels-Meetings Addendum to Lodging Worldwide Card Service Agreement

DX 3375 Hilton Hotels-JCD Addendum to the Lodging Worldwide Card Service Agreement

DX 3376 Hilton Hotels-Timeshare Addendum to the Lodging Worldwide Card Service Agreement

DX 3377 Amex Presentation: North America Establishment Services & Global Network Financial Review, January 2007 Results

DX 3378 Power Point: Network Presentation--Ken Chenault

DX 3379 Presentation: Bank Fee/Transaction Fee Reduction & Cash Flow Improvement

DX 3380 Chart: 2007 Department Positioning Form

DX 3381 Presentation: 2007 Strategic Initiatives

DX 3382 J.D. Power and Associates: 2007 Credit Card Satisfaction Study, Background and Methodology

DX 3383 2007 Hy-Vee Annual Report

DX 3384 Chart prepared by Officemax showing various tender types that Officemax accepts along with sales for each

DX 3385 “Loyalty & Rewards: A Market Overview,” Aite Group, LLC

DX 3386 American Express Annual Report 2006

DX 3392 J.D. Power and Associates: 2007 Credit Card Satisfaction Study

DX 3400

Reserve Bank of Australia, “C3 Merchant Fees for Credit and Charge Cards,” available at

www.rba.gov.au/statistics/tables/xls/c03hist.xls

DX 3403

Shell-Agreement for American Express Card Acceptance Oil Industry between Shell Oil Products US and American

Express Travel Related Services Company, Inc.

DX 3404 Shell-Letter re: Agreement to the Terms of the American Express CAA (01/02/2007)

DX 3405 Shell-Letter re: Agreement to the Terms of the American Express CAA (01/02/2007)

DX 3406 Shell-Letter re: Agreement to the Terms of the American Express CAA (01/02/2007)

DX 3407 Shell-Letter re: Supplement to the Terms of the terms of the American Express CAA (01/02/2007)

DX 3408 Shell-Letter Certification

DX 3409 E-mail from M. Steffler to J. Louwenaar, re: Federal Legislative Issues

DX 3412 "Summary of Online Payment Provider Landscape"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 142 of 231 PageID #:

20961

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3413 E-mail from C. Marquis to B. Zook re: [no subject - PCI non-compliance costs]

DX 3414 Meijer Financial Services Update

DX 3415 Meijer Finanial Services: Prepaid Debit Card Project Overview

DX 3416 Meijer Financial Services: Fleet Card

DX 3417 Meijer Financial Services: Dental Program Card Project Overview

DX 3418 Meijer Financial Services: Credit Card Dedicated Checklane

DX 3419 E-mail from S. Inguanti to L. Hasten, R. Snyder, R. Dow, Mike re: Military Star Promotion

DX 3421 Letter from G. Bebbington to M. Bullock, "Re: Submission on Credit Interchange Fees"

DX 3423

E-mail from B. Fox to M. Plaisance re: T&E Card Programs (attaching: T&E Card Programs deck -

SFWAMXED00301876)

DX 3424

Driving Value, Revenue and Insight at Kroger: Enhancing Dunnhumby Data and Segmentation Using Rest of Market

Views From IRI POS and HH Data

DX 3428 E-mail from K. Conrath to G. Grippo, re: Deca

DX 3429 E-mail from D. McCollister to R. Marvin, subject: FW: Questions for ATM&Debit News

DX 3432

E-mail from M. Whelan re: dunnhumbyUSA Budget - 2007/08 (attaching: dunnhumby USA 2007/08 Budget chart -

KRGAMXED01594702; presentation: 2007/08 Budget - KRGAMXED01594703)

DX 3433 Letter from R. Zimmerman to J. Veale, "Re. Credit Card Interchange Fees"

DX 3434 E-mail from M. Steffler to M. Ross re: FW: Cash Back Issue - Citibank

DX 3435 E-mail from S. Woods to D. Hambry subject: RE: Follow up

DX 3436 E-mail form D. Stokely to K. Herglotz, M. Plaisance re: Interchange Update

DX 3438 E-mail from K. Jones to T. Heinz re: Re: Surcharge Convenience Fee

DX 3439 E-mail from D. Stokely to M. Plaisance, K. Herglotz re: AmEx at MW

DX 3440 Letter from M. Garcia to J. Veale, "Re: Credit Card Interchange Fees"

DX 3441 E-mail from M. Steffler to D. Webb, re: Interlink - Visa Debit - Privileged and Confidential

DX 3442 Letter from B. Mansfield to J. Veale, "Re: Credit Card Interchange Fees"

DX 3443 Letter from S. Woodward to J. Veale, "Re: Payment System Issues – Credit Card Interchange Fees"

DX 3446 Amazon.Com-Business Savings Program for American Express Service Establishments

DX 3447 "Membership Rewards Bonus Points Program, Chvreon 2006 Promotion Results ID 6295" presentation

DX 3448 BI-LO LLC: Management Presentation Draft

DX 3449 Letter from A. Holcomb to Head of Payments Policy Department, "Re: Credit Card Interchange Fees"

DX 3450 Letter from J. Fagg to J. Veale

DX 3451 Nilson Report 874

DX 3452 Merchant Monthly Billing Summary chart

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 143 of 231 PageID #:

20962

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3453 Form 10-K (For Fiscal Year ended Feb. 3, 2007)

DX 3454 Delta Airlines-Letter Supplement to Co-Brand Agreement

DX 3457 AXP Financial Community Meeting: Ralph Andretta Membership Rewards Presentation

DX 3458 E-mail from S. Koudsi to B. Spitzer and J. Snyder re: Credit card usage

DX 3459 American Express, “Utilities Industry Analysis: new Category Spend and Recurring Payment Opportunity"

DX 3460 E-mail from M. Ross to D. Vandermeer re: By what date rolled out to all?

DX 3461 E-mail from D. Stokely to J. Hatcher re: March 1-2 in Orlando

DX 3462

OECD Directorate for Financial and Enterprise Affairs: Competition Committee,

“Roundtable on Vertical Mergers,” submission by the United States Federal Trade Commission

and Department of Justice, available at http://www.oecd.org/daf/competition/mergers/39891031.pdf

DX 3463

E-mail from K. Hanna to K. Shanks, et al., re: 2007 Debit Card Rate Increases (attaching "The Kroger Co. - 2007

Debit Card Rate Impacts" spreadsheet)

DX 3464 Amazon.Com-Amendment No. 2 to Agreement for American Express Card Acceptance

DX 3465

E-mail from S. Methvin re: Schedule - Cash Flow & Bank Fees; (attaching presentation: Cash Flow & Bank Fees

Schedule - BL-AMEX-0003887)

DX 3466 Amex, “2006 10-k Spend Coverage Support,” Presentation

DX 3467 Letter to K. Fiorello from FMS, re: Card Acquiring Service

DX 3469 E-mail from A. Zaminski to S. Sobbott, et al., re: GMPI 5 biggest competitive threats

DX 3470 E-mail from Pamela Codispoti to Carolyn Ginsburg, et al. re: JetBlue Status Update

DX 3471 Project Charter for the Select an In-House Solution for Publix Gift cards Project

DX 3472 Amex-Albertson's Agreement for Amex Card Acceptance

DX 3473 Agreement for American Express Card Acceptance

DX 3474 Agreement between American Express Travel Related Services Company, Inc. and Albertson’s LLC

DX 3475 E-mail from C. McDaniel to M. Burnum, re: Discover Increase

DX 3478 Airtran Airways-Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines

DX 3479 Airtran Airways-Airline Cooperative Marketing Program Addendum

DX 3480

Frontier Airlines-Terms and Conditions for Worldwide Acceptance of the American Express Card by Airlines between

Frontier Airlines et al and American Express Travel Related Services Company Inc.

DX 3481 Amex, “Platinum and Centurion Scorecard - March 2007-Final"

DX 3482 American Express Form 10-K 2006

DX 3484

E-mail from S. Methvin to K. Jones re: Electronic Payment Processing Results; (attaching: Electronic Payment

Processing Meeting Recap for 02/15/2007 - BL-AMEX-0517560)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 144 of 231 PageID #:

20963

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3486 RBA Media Release: Credit Card Interchange Standard

DX 3490 Avis-Avis Europe PLC Participation Letter Agreement

DX 3495

E-mail from S. Woods to D. Phillips, et al., re: FW: Visa Update 3/13/07 (attaching Visa presentation, "Visa Proposal

to Publix" and draft letter from D. Hambry (Visa) to S. Woods (Publix) re: Visa and Interlink Card Acceptance

Agreement)

DX 3496

E-mail from C. Coward to S. Woods, subject; FW: Visa Update: 3/13/2007, attachments: Publix_Mar07 (2).pdf; Publix

Extension 3-12-08_2__2_.pdf

DX 3497

E-mail from C. Coward to S. Woods, subject; FW: Visa Update: 3/13/2007, attachments: Publix_Mar07 (2).pdf; Publix

Extension 3-12-08_2__2_.pdf

DX 3498 E-mail from S. Woods to D. Hambry, et al., re: FW: Visa Update 3/13/07

DX 3499

E-mail from L. Hastens to Executive Committee, M. Powers, M. Conner, D. Spamer, Robert re: FY06 Sales by

Payment Type (USDOJ-NEXC-0000171)

DX 3504 Amex Deck, "Marketing Discussion: Stock Building Supply"

DX 3505 Supplement to Gift Card Sales Agreement between Amex and Raley's

DX 3506 Letter from W. Glenn to American Express Merchant re: Merchant Pricing: Supermarket Industry USA

DX 3507 Amex, “U.S. Membership Rewards Business Unit Review,” presentation, 2007

DX 3509 E-mail from J. Snyder to S. Koudsi re: **PLEASE READ**

DX 3519 E-mail from S. Woods to D. Phillips, J. Attaway, P. Slater, and D. Germain, subject: FW: Visa conf. call 3/1/07

DX 3522 Costco-Third Addendum to April 8, 2004 American Express/Costco Co-Branded Card Program Agreement

DX 3523 Marriott-Letter Supplement

DX 3529 2007 CORPORATE CARD

PRICING POLICY U.S. COMMERCIAL CARD,” policy document

DX 3531 E-mail from C. Coward to S. Woods re: % credit card sales

DX 3535 E-mail from C. Coward to M. Krinsky, subject: RE: [BULK] Discover Network/Publix

DX 3536 E-mail from S. Woods to D. Phillips, et al., re: Visa

DX 3538

E-mail from M. Anderson to M. Athari, et al., re: HEB May DM Coupon Testing (attaching Spreadsheet: Sample of

customer loyalty account numbers)

DX 3540 E-mail from K. Younger to G. Wong, Re: DW Tender info

DX 3544

E-mail from D. Keeler to K. Jones, V. Suglia re: Fw: Spring 2007 Visa/MC Interchange Schedule; attaching Schedule

A to Interchange Fees chart (BL-AMEX-0089019)

DX 3545

E-mail from V. Suglia to D. Keller, et al., re: FW: Spring 2007 Visa/MC Interchange Schedule, attaching Schedule A -

April 2007 (attaching Attachment I to Schedule A, Visa Interchange Fees - Credit Rates)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 145 of 231 PageID #:

20964

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3546 Letter from K. Fiorello to K. Conrath, re: Transition of Card Acquiring Service

DX 3547 E-mail from J. Snyder to M. Jackson, re: American Express Proposal

DX 3548 E-mail from K. Conrath to K. Fiorello, re: Monday Meeting

DX 3549 E-mail from J. Lane to M. Burnum, K. Conrath, re: Amex Agreement being faxed to me now`

DX 3550 Redacted e-mail from A. Miller to R. Towne, cc'ing T. Steele, re: A Request

DX 3553 Jetblue Airways-Amendment to the Agreement for American Express Card Acceptance

DX 3556 Visa, “Visa Infinite"

DX 3557 Spirit Airlines Inc-Amendment to Agreement Governing Acceptance of the American Express Card by Airlines

DX 3560 Reform of Australia's Payments System: Issues for the 2007/08 Review

DX 3563 "Entertainment Industry Consumer Insights" deck

DX 3564 E-mail from R. Patterson to C. O'Bear re: FMI Questions

DX 3565 E-mail from S. Jefferson to T. Brown re: Surcharging Deck

DX 3567 Surcharge Task Force: Summary Findings Week 1 Presentation

DX 3570 Crate & Barrel-Amendment to American Express Card Acceptance Agreement

DX 3572 E-mail from P. Nash to R. Charest re: Food Stamps

DX 3576 RBA Media Release: Review of the Reforms to Australia's Payments System

DX 3579 Home Depot Agreement for American Express Card Acceptance

DX 3580

Power Point Presentation "North America Establishment Services & Global Network Financial Review: June 2007

Results"

DX 3583 Best Buy-Addendum to Merchant Bonus Points Program Agreement

DX 3586 Letter from P. Nash to N. Polk re: Amex Rate

DX 3587 E-mail from R. Roberts to S. Woods re: FW: Interchange Update

DX 3591 Amex Deck, "Hy-Vee - Relationship Discussion"

DX 3592 "CCSG Bi-Monthly Competitor Update" deck

DX 3594 Eastern Region Loyalty Card Project

DX 3595

E-mail from K. Ingenthron to J. Briggs, M. Skokan re: Friday's Meeting (attaching: No Volumes Account chart -

HYEAMXED00039475)

DX 3596

E-mail from K. Ingenthron to J. Briggs, M. Skokan re: Friday's Meeting (attaching: No Volumes Account chart -

HYEAMXED00039475)

DX 3599 E-mail from A. Wagner to D. Ciancio re: Follow-up discussion

DX 3600 E-mail from C. Coward to S. Woods, D. Phillips, and D. Myers, subject: Discover fees

DX 3602 Best Buy-Marketing Program Agreement

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 146 of 231 PageID #:

20965

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3603 Cvs-Letter re: lowering the Caremark 2.5% discount rate

DX 3604 Cvs-Letter re: Corporate Transactions Involving CVS and Affiliates

DX 3605 E-mail from K. Herglotz to D. Stokely, et al., re: FW: AmEX at MW

DX 3607 “Iconic Stature of the American Express Brand,” June 27, 2007

DX 3608

E-mail from A. Wagner to D. Ciancio re: For our discussion (attaching presentation: Loyalty Shopper Discussion

Follow-up - AMEXNDR05663899)

DX 3613 Target Corporation-Agreement for American Express Card Acceptance

DX 3614 Amendment to Agreement for American Express Card Acceptance

DX 3619 "2008 SQP Overview" deck

DX 3620 E-mail from A. Wagner to K. Hanna: Re: Accepting Dates

DX 3621 E-mail from M. Avery to R. Rae re: FW: Customer Call Regarding AMEX Set-ups

DX 3626 Shell-Confidentiality Agreement

DX 3627 E-mail from P. Nash to J. Buckley re: FW: Caremark rate changes

DX 3628 E-mail from P. Nash to J. Buckley, et al., re: FW: Caremark rate changes

DX 3631 Office Depot-Marketing Program Agreement

DX 3632

"Credit Card Interchange Fees: Issues and Answers," Prepared for the House Judiciary Committee Antitrust Task

Force

DX 3634 “Seasons 52 and American Express: Driving Concept Expansion through Cardmember Insights"

DX 3635 Kroger Deck, "Kroger's Customer 1st language - Discussion with American Express"

DX 3637

E-mail from B. Fox to M. Plasiance, et al. re: Expense Report Automation (attaching: T&E Card Program Memo -

SFWAMXED00609456; Safeway Travel Expense Reporting deck - SFWAMXED00609470)

DX 3638

E-mail from M. Hogan to C. Sonney, et al., re: Dissatisfied Comment Card Submitted for Information Tickets & Travel

(ITT)

DX 3639 E-mail from R. Schultz to K. Neuman, et al., re: Great News, with an ask

DX 3641 Visa, “FW: McDonald’s Sets Wake-Up Call for Breakfast Rush,” e-mail

DX 3648 E-mail from D. Klaboe to H. Peloquin, et al., re: ExpressPay Budget Update

DX 3650

E-mail from T. Heinz to K. Jones re: PCI and debit volume; (attaching: letter and debit network fee sheets - BL-AMEX-

0343234; BL-AMEX-0343241)

DX 3651 Amex, “American Express and The State of New Hampshire

Liquor Commission,” presentation

DX 3652 Aug. 2007 Memo from V. Smith to K. Chenault et al attaching Mar YTD 2007 US card share analysis

DX 3653 Costco-Fourth Addendum to the American Express/Costco Co-Brand Card Program Agreement

DX 3654 E-mail from R. Bratcher to K. Conrath, re: ECQs

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 147 of 231 PageID #:

20966

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3657

E-mail from M. Malovany re: FW: Update: The Hired Services Team / Raley's / Electronic Payment Processing,

announces savings; (attaching: Step 5: Savings Announcement - RALEYS_AMEX_044734)

DX 3660 PayPak24 Electronic Payments Program: Region Update August 17, 2007

DX 3661 Dell Computers-Marketing Program Agreement

DX 3667 Best Buy-Marketing Supplement to Agreement for American Express Card Acceptance

DX 3669 Home Depot-Letter re: Section 5.5 Task Force - Addition of Home Depot Expo

DX 3674 Amendment to Agreement for American Express Card Acceptance - Oil Establishment Terms and Conditions - Publix

DX 3676

Publix Supermarkets-Letter re: Amendment to Agreement for American Express Card Acceptance - Oil Establishment

Terms and Conditions

DX 3677 “Discover Network: Issuer Pricing Committee,”

DX 3678 E-mail from S. Henderson to D. Hackett re: VISA audit

DX 3683 Memorandum "Petroleum Segment Opportunity"

DX 3686 Priceline.Com-Letter re: Important American Express data Security Operating Policy Update

DX 3689 W. Capra Consulting Group Deck, "Merchant Payment Coalition - Market Option Update"

DX 3690 Memorandum from J. Briggs re: Wire Transfer - Debit Cards

DX 3691 E-mail from S. Woods to C. Coward: "RE: New October Interchange Rates"

DX 3692 E-mail from D. Drose to J. Walker subject: RE: Chase Review

DX 3693

E-mail from S. Malhotra to T. Lee, et al., re: FW: Assistance: BUR presentation for next week (attaching “ESi

Business Unit Review Meeting, Australian Surcharge Overview & Strategy” and Amex Deck, "ESi Business Unit

Review Meeting, Australian Surcharge Overview & Strategy")

DX 3694

Credit Card Interchange Fees: Issues and Answers - Prepared for the House Judiciary Committee Antitrust Task

Force

DX 3695

"Credit Card Interchange Fees: Issues and Answers," Prepared for the House Judiciary Committee Antitrust Task

Force (In Response to Questions Raised by Congressman Ric Keller at the July 19, 2007 hearing of the Antitrust Task

Force, entitled, "Credit Card Interchange Fees")

DX 3697 Amex, “Monthly Findings from Competitive Intelligence Monitoring Service,” presentation

DX 3698 E-mail from M. Skokan to J. Briggs re: FW: Cash Back

DX 3702 Link2Gov.Com Inc-Terms and Conditions for Participation Agreement

DX 3703 Link2Gov.Com Inc-Terms and Conditions

DX 3704 Correspondence between merchants and UCONN's One Card Office

DX 3707 E-mail from S. Woods to C. Coward and F. Maggio, subject: RE: Amex interchange rate for 5 yr plan

DX 3710 E-mail from T. Oliver from J. Walker, re: Dod AmEx Sales

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 148 of 231 PageID #:

20967

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3711 E-mail from M. Browning to M. Hogan, et al., re: AmEx PreMeeting Call Tomorrow

DX 3713 Amex, “American Express Joint Marketing Proposal for CVS.com,”

DX 3714 Jetblue Airways-Amendment to the Agreement for American Express Card Acceptance

DX 3717 Nilson Report 889

DX 3718 Nilson Report 890

DX 3721 E-mail from M. Katz re: Digital Transaction Story on Hearing Consequences

DX 3722 At&T-Marketing Program Agreement

DX 3726 “A look at Debit” deck, 2007

DX 3727 E-mail from J. Callahan to B. Gutierrez re: FW: AMEX Rebate

DX 3729 E-mail from M. Burnum to G. Grippo, re: PayPal Analysis and Alternatives Review

DX 3730 E-mail from S. DeVries to N. Polk re: Blue Fave Three: Walgreens

DX 3733 Agreement for American Express Card Acceptance between Amex and Officemax

DX 3742

E-mail from D. LaPradd to T. Oliver, et al., re: Proposal - RE: Status - RE: Follow-Up to American Express

Presentaiton on 09/26/07 (UNCLASSIFIED)

DX 3745 E-mail from J. Conroy to K. Jones re: Re: 1% Discount for Debit

DX 3746

E-mail from S. Estep to A. Lorenz: "FW: Prepaid Information and update" Attachments: Publix data_prepaid 06 vs 07

ytd.xls

DX 3748 Jetblue Airways-American Express WishList Program Supplier Agreement Holiday 2007

DX 3749 E-mail from M. Ross to B. Horsford, et al., re: Meijer Gas/Cash Over

DX 3750 Amex, “2008 SQP Overview,” Oct. 27, 2007, presentation

DX 3758 Letter of Understanding which supplements the Agreement for American Express Card Acceptance

DX 3759 Memo from S. DeVries to R. Zimmerman re: Follow up to 10/10/2007 board meeting

DX 3767 E-mail from D. Marsella to D. Mack re: Bi-Lo Presentation

DX 3769 E-mail from S. Step to C. Coward, re: Prestol Steering Committee Presentation Draft

DX 3770 Priority Market Overview: US Initiative Detail Document

DX 3772 Jetblue Airways-American Express My WishList Program Supplier Agreement Holiday 2007

DX 3773

E-mail from K. Fiorello to N. Veno and D. Goosby, Re: E-Payment -- Sources Sought/Request for Information No.

TIRNO-07-R-00004

DX 3774 Funjet Vacations-Letter re: American Express and the Mark Travel Corporation - Funjet Vacations

DX 3778 E-mail from S. Estep (Woods) to C. Coward, subject; RE: New PLUS ATM fees

DX 3779 Letter from M. Steffler and M. Ross to M. Krinsky concerning the Meijer Finance Discover Card agreement.

DX 3780 Funjet Vacations-American Express Going Once Fixed Price Participation Agreement

DX 3783 E-mail from J. Lenox re: RE: MasterCard $10 Coupon; attaching holiday savings promotions

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 149 of 231 PageID #:

20968

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3784 E-mail from K. Reeve re: RE: Credit card transaction fee

DX 3786 Dell Computers-American Express Program Participation Agreement 2007 Wishlist Featured Products

DX 3787 Sears-Letter re: Technology Fund Incentive to Implement Prepaid Functionality

DX 3791 Power Point: “MR on Demand: Proposal to the Chairman’s Innovation Fund,” presentation

DX 3798 Shell-Letter re: Letter Agreement

DX 3799

E-mail from J. Pierce to K. Reeve, M. Skokan re: Credit Card Fees Spreadsheet, attaching: Copy of Visa MasterCard

Analysis.xls

DX 3800

E-mail from S. Gales to J. Griffin, et al., re: Response Requested: comment card submitted for Resource

Management - 18th Services Squadron located at Bldg 721 Kadena Air Base

DX 3801

E-mail from M. Kidd to M. Bergsrud and M. Sullivan, subject: Amex Card Service Agreement,

attachment: Airline Card Service Agreement (AMEXNDR18939776)

DX 3802 E-mail from J. Snyder to M. Jackson, et al., re: American Express proposals

DX 3803 “Price-Value Assessment,”

DX 3804 Amex, “Cardmember Services Town Hall,” presentation

DX 3805

Ahold-Letter re: Request for Outsourcing Arrangement - Chargeback Management for American Express Card

Transactions

DX 3807 Costco-Amendment to Agreement for American Express Card Acceptance

DX 3820 Wyndham Worldwide Operations Card Service Agreement

DX 3821 Continental Airlines-Airline Partnership Program Addendum

DX 3831 Geico Corp-Agreement for American Express Card Acceptance

DX 3834 Amex Deck, "Merchant Services United States - Financial Review"

DX 3835 Amendment to American Express CAA

DX 3836 Power Point Presentation by Discover, “2008 Attitudes & Usage: Initial Learning and Application"

DX 3839 “4Q08 Competitor and Issuer Earnings Analyses, Summary Version,”

DX 3840 MasterCard Worldwide, "Competitive Grid of Affluent U.S. Card Programs" Chart

DX 3841 Meijer Deck, "2008 Sales Improvement Concepts"

DX 3842 American Express Annual Report 2007

DX 3844 Australian Settlements Limited: Response to the RBA’s Preliminary Conclusions of the 2007/08 Review

DX 3848 J.D. Power and Associates, "2008 Credit Card Satisfaction Study"

DX 3855 Agreement between Ohio State University and MPA Smith & Smithm dba Sizzlin' Hot Pizza

DX 3856 PayPal Payment Processing Agreement

DX 3857 E-mail from S. Koudsi to T. Skinner (copying R. Lasher) re: Credit Card information

DX 3858 Amex Deck, "American Express - Information Assets & Capabilities - Presented to Rite Aid"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 150 of 231 PageID #:

20969

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3859

E-mail from D. O'Malley to M. Ouellette and G. Fung, subject; Final Draft: Amended & Restated Amex Agrmt,

attachments: Responses to Amex addendum, 01.08.08.DOC; Amended & Restated Agreement, 01.08.08.doc;

Amended & Restated Agreement, Schedule l-B, 01.03.08.pdf

DX 3860

E-mail from D. O'Malley to M. Ouellette re: Final Draft: Amended & Restated Amex Agrmt (attaching Amendment to

Amex Card Acceptance Agreement between Amex & Best Buy Stores, Amended and Restated Agreement for

American Express Card Acceptance with Best Buy Stores, and "American Express Data Security Operating Policy for

U.S. Merchants")

DX 3861

E-mail from M. Browning to C. Bentley, re: MDR Change Notice Letter (attaching: Letter from JPMC indicating rate

increase - USDOJ-AFSA-1106281)

DX 3863 E-mail from R. Herring to C. Schlicker re: Amex Update

DX 3864 E-mail from R. Herring to C. Schlicker re: FW: Amex Update

DX 3867 ExtraCare Customer Insight Study, Q2 2007

DX 3868 “NGPA, Discussion Document"

DX 3869 Merchant Billing Statement from Fifth Third Processing Solutions to Meijer, Inc.

DX 3870 E-mail from A. Stock to R. Lal, re: DoD NAF American Express Follow-Up

DX 3871 Costco-Fifth Amendment to April 8, 2004 American Express/Costco Co-Branded Agreement

DX 3872 Power Point Presentation by Amex "Membership Rewards Update"

DX 3873 Supervalu "Electronic Payments Trends/Activity/Coasts Jerry's Enterprises/Diamond Lake" presentaion

DX 3874 E-mail from M. Kidd to D. Roberts, C. Priebe, L. Wright, T. Romo, and L. Lyon, subject: Meeting.

DX 3875 Talking Points - B2B, External Investor Meeting

DX 3876

Letter from P. Sousa to M. Bergsrud re: American Express/Continental Airlines-Airline Card Service Agreement Dated

January 1, 2004 ("Agreement")

DX 3879 Sears Holdings and

American Express: Building a Marketing Partnership,” presentation, Feb. 2008

DX 3880 Amex, “Target Corporation and American Express: Partnership Marketing Opportunities,” presentation

DX 3883 E-mail from B. Cull to L. Marmer re: weekly update

DX 3884 Draft Visa Deck, "Annual Competitor Review: American Express", Corporate Strategy/ Competitor Intelligence

DX 3887 Merchant Monthly Billing Summary chart

DX 3888 E-mail from M. Skokan to P. Hoppman re: RE: Credit Cards [different interchange rates]

DX 3889 E-mail from S. Koudsi to A. Wagner (copying C. Engleman et al.) re: thank you and follow-ups

DX 3890 Geico Corp-Participation Agreement - Terms and Conditions

DX 3891 E-mail from D. Stokely to B. Fox, M. Plaisance re: American Express - 2008 renewal.doc

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 151 of 231 PageID #:

20970

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3894 Official Payments Corp-American Express Selects Program Participation Agreement

DX 3897 Global Marketplace Insights Deck, "Monthly Findings from Competitive Intelligence Monitoring Service"

DX 3898 Global Spend Coverage deck

DX 3899 Amex Network Business Management, “Global Spend Coverage” Presentation

DX 3900 E-mail from J. Quagliata to J. Simpson re: FW: Follow Up To Yesterday's Discussion

DX 3901 E-mail from J. Quagliata to J. Simpson re: FW: Follow Up To Yesterday's Discussion

DX 3902 E-mail from J. Quagliata to J. Simpson re: Follow Up To Yesterday's Discussion

DX 3904

E-mail from A. Wagner to S. Koudsi (copying C. Engleman and J. Snyder) re: thank you and follow-ups (attaching:

SVL_AMEX_3034070)

DX 3905

E-mail from M. Beidler to H. Morris, et al., re: Fidelity Investments Co-brand Incentive Presentation - Approval

Requested (attaching presentation, "Fidelity Investments/BAC (Co-brand)")

DX 3907 E-mail from J. Hatcher to J. Briggs, R. Mitchell re: Steve King

DX 3908 E-mail from J. Hatcher to R. Mitchell, L. Hoskins re: RE: Steve King

DX 3910 E-mail from R. Mitchell to J. Briggs re: FW: American Express and the Credit Card Fair Fee Act

DX 3911

E-mail from M. Elworthy to T. Reardon, E. Chace-Marino & B. Scher, et al., re: FW: American Express and the Credit

Card Fair Fee Act

DX 3912 E-mail from J. Motley re: FW: American Express and the Credit Card Fair Fee Act

DX 3913 At&T-Amendment Number 05040814.A.001 American Express Card Acceptance Agreement

DX 3914 E-mail from Jennifer Hatcher to Anne Curry, et al.: "American Express and the Credit Card Fair Fee Act"

DX 3915 E-mail from N. Polk to A. Khandurie, K. Leis, et al., re: FW: Request to include Walgreens.com on Amex site

DX 3917 American Express Form 10-K 2007

DX 3918 Price-Value Assessment Update deck

DX 3919

Amex Deck Prepared for J. English, "Custom Post Campaign Analysis", Analysis Name: Chico's/ White House/ Black

Market Post Campaign Analysis

DX 3920 Nilson Report 899

DX 3923 Geico Corp-Marketing Program Agreement

DX 3924

E-mail from W. Attinello to K. Distefano re: Verizon - conceptual language for your review (attaching: Sections 2c

and 2d MAR 08.doc)

DX 3927 Deck, "NACS & American Express Partnership Overview"

DX 3928 E-mail from M. Elworthy to B. Morgan re: Interchange Increase Impact to Ahold

DX 3929

E-mail from W. Attinello to J. Quagliata Subject: FW: AMEX Contract - final draft (attaching: Sections 2c and 2d MAR

08.doc)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 152 of 231 PageID #:

20971

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3931 “American Express Brand Implementation From Strategy to Your Day-to-Day Activities,”

DX 3933

E-mail from L. Grubb to W. Kurnz, et al., re: FW: Verizon - confirm Vzn entities and signatories ASAP (attaching Track

Changes Draft - Agreement for American Express Card Acceptance - Verizon Services Corp. and Agreement for

American Express Card Acceptance - Verizon Services Corp)

DX 3934 E-mail from A. Wagner to D. Ciancio, et al., re: "On the Card" Amex pilot program results

DX 3935 Letter from W. Radtke to C. Allard (Meijer) re: Technology Fund Incentive to Implement Prepaid Functionality

DX 3937 “2007 U.S. Coverage Perceptions: GABM Leadership Summary,” presentation, Mar. 25, 2008

DX 3938 Announcement for Amex Acquisition of GE Money's Commercial Card and Corporate Purchasing Business

DX 3939 US and Canadian Coverage Overview deck

DX 3940 Letter from D. Stokely to N. Polk re: lower discount rate for Safeway

DX 3941 E-mail from B. Fox to G. Edwards re: American Express Rewards

DX 3942

E-mail from L. Bever to J. Walker, subject: CONTRACT EXTENSION APPROVED!!!, attachments:

AAFES_3_13_08.pdf, IC Attachment-Schedule A - April 2008.pdf, Amendment_7.pdf

DX 3944 Crate & Barrel-Marketing Program Agreement

DX 3945 "Competative Insights: GMS Pricing and Value Strategy Team" deck

DX 3946 Agreement For American Express Card Acceptance Verizon Corporate Services Group Inc.

DX 3953 "Supermarket Analysis: GMS Pricing and Value Strategy Team" - Amex Deck

DX 3955 Office Depot-Letter re: Acquisition of Service Establishment and Amendment to Card Acceptance Agreement

DX 3958 Perceptions of Coverage Update: B2B Business Update

DX 3959

E-mail from M. Ross to JK. Symancyk, subject: FW: Meijer Buck Coupon Expense and GE Participation Income,

attachment: Meijer Buck Expense and GE Participation Income.doc (MEIJER_AMEX_0326432)

DX 3960

E-mail from C. Stadler to R. Ireland, D. Turner, and J. Walker subject: AAFES Amex Information for 2007/2006,

includes AAFES Tender Types as % of Revenue

DX 3961 Attachment I to Schedule A, Visa Interchange Fees - Credit Rates

DX 3962 Reform of Australia's Payments System: Preliminary Conclusions of the 2007/08 Review

DX 3963

E-mail from R. Patterson to M. Patterson re: RE: FMI Today (forwarding: Article - The Credit-Card Fee Market Isn't

Working)

DX 3964

E-mail from L. Hastens to Executive Committee, B. Bishop, M. Conner, M. Powers, Donald re: Sales by Payment

Type (FY04-FY07) (attachment USDOJ-NEXC-0000221)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 153 of 231 PageID #:

20972

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3966

E-mail from B. Anderson to M. Teel, subject: Food Source Financials, attachments: Food Source-Profit & Loss -

Summary.xls (RALEYS_AMEX_081445; Food Source - Profit & Loss - Detail.xls (RALEYS_AMEX_081446)

DX 3968 HEB Background Memorandum

DX 3969

Redacted e-mail from T. Piland to C. Boyan, et al., re: FW: Credit Card Fees, attaching Credit Card Costs.doc

(attaching Document prepared by J. Callahan re: H-E-B's 2008 credit and debit card fee budget is $85 million)

DX 3970 E-mail from C. Butt to B. Loeffler re: RE: Credit Card Fees

DX 3971

E-mail from B. Morgan to M. Elworthy re: Amex Acceptance GC (attaching: Giant of Carlisle - Amex Analysis -

AHDAMXED02397152; GC Amex Financial Analysis - AHDAMXED02397153; Acceptance Opportunity at Giant of

Carlisle deck - AHDAMXED02397157)

DX 3972 American Express - Monthly Findings from Competative Intelligence Monitoring Service deck

DX 3974 Global Marketplace Insights Deck, "2007 U.S. Coverage Perceptions - Final Report"

DX 3975 E-mail from C. Butt to B. Loeffler re: RE: Credit Cards

DX 3976 Starwood (Global)-American Express Going Once Travel Campaign: Program Agreement

DX 3978 Mtavante Technologies (parent of Link2Gov)-Schedule D: Special Terms and Conditions

DX 3980 2008 GCC Pricing Policy USCC

DX 3981 RBA Media Release: Review of Payments System Reforms

DX 3982 E-mail from W. Hilleman to C. Butt re: FW: Credit Card Fees

DX 3983 Deposition Testimony of M. Skokan

DX 3986

E-mail from M. Steffler to M. Ross, re: Discover Household and Interchange Impact Information (Attaching: Discover

Household and Interchange Analysis - MEIJER_AMEX_0978089)

DX 3987 Amex Deck, "MSi Australia Market Overview - Alliance Meeting"

DX 3988 Regulatory intervention in the payment card industry by the Reserve Bank of Australia: Analysis of the evidence

DX 3993 dunnhumbyUSA Front Page Manager (updated: January, 2010) Training Guide

DX 3994

GAO Report, "Credit and Debit Cards: Federal Entities"

Are Taking Actions to Limit Their Interchange Fees, but Additional

Revenue Collection Cost Savings May Exist".

DX 3995 Nilson Report 902

DX 3997

E-mail from L. Garner to L. Garner, J. Motley, L. Beckwith. J. Hatcher, C. Tampio, T. Wenning, etc.: "RE: DRAFT

Opposition Arguments - Edits due by COB Today"

(attaching "DRAFT Top Arguments of the Other Side" document)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 154 of 231 PageID #:

20973

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 3998

E-mail from L. Garner to J. Hatcher, L. Beckwith, C. Thorsen, D. Kantor, B. Wild, J. Motley, etc. (CC: C. Tampio, J.

Eichberger, J. Fields, M. Gravois): "RE: Anti-HR 5546 letter circulating on the Hill

Attachments: FMI Interchange Support Letter to House doc

DX 3999 E-mail from A. Parkinson to M. Elworthy re: Interchange Update

DX 4000 “Perceptions of Coverage: U.S. Fact Pack"

DX 4002 Agency Participation Agreement

DX 4003 E-mail from G. Morton to M. Terpkosh, et al. re: Financial offers for Corporate Credit Cards (with handwritten notes)

DX 4004

Tom Robinson, President, Robinson Oil Corporation, On Behalf of The National Association of Convenience Stores

Before the U.S. House Committee on the Judiciary Antitrust Task Force H.R. 5546, The Credit Card Fair Free Act of

2008

DX 4005

Joshua Peirez, Chief Payment System Integrity Officer, MasterCard, written statement before the Task Force on

Competition Policy and Antitrust Laws of the House Committee on the Judiciary, May 15, 2008

DX 4007 Amex, “Carrefour: Spend Spill-over Analysis,” presentation

DX 4008

E-mail from V. Suglia to K. Jones re: Bi-Lo LLC - Card Acceptance Agreement & Strategic Marketing Fund

Amendment

DX 4009 Equilon (Shell)-Letter re: Letter Agreement

DX 4010 E-mail from L. Bever to J. Walker, subject: RE: PRICING PROPOSAL

DX 4011 Amex, “GCSS Town Hall,” presentation

DX 4013 Disney Corp (Global)-Letter re: Extension of American Express Card Service Agreement

DX 4016 E-mail from M. Erlandson to M. Wilson: "HR 5546 - Would be great to have UFCW support. Thanks, Mike."

DX 4017

E-mail from C. Engleman to K. Hanna, D. Ciancio, J. Swisher, et al., re: Meeting Summary & Takeaways: American

Express/Kroger Data Share

DX 4018 Deposition Testimony of J. Briggs

DX 4019 Amended and Restated Agreement for American Express Card Acceptance: Retail Industry

DX 4020 American Express, “Small Merchant Pricing Discussion: The Ability of Price to Influence Merchant Coverage,”

DX 4024 "Voice of the Customer June 2008"

DX 4025 E-mail from J. Snyder to R. Rutledge, Re: PBT question

DX 4026

Reform of Australia’s Payments System: Reserve Bank of Australia’s Preliminary Conclusions of the 2007/08 Review:

APCA Submission in Response

DX 4027 Submission to the Payments System Board: Response to the Preliminary Conclusions of the 2007/08 Review

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 155 of 231 PageID #:

20974

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4028 Funjet Vacations-American Express Going Once Travel Campaign: Program Agreement

DX 4029 “Brand Evolution” presentation

DX 4030

LWT Advisors, "Submission to Payment System Board Re: Reform of Australia’s Payments System: Preliminary

Conclusions of 2007/08 Review"

DX 4031 Commercial-in-Confidence Letter of Amendment for American Express Card Acceptance for Wesfarmers Limited

DX 4032 Keefe, Bruyette & Woods Presentation, "2008 Diversified Financials Conference"

DX 4034

Letter from T. Bowen to D. Swansson re: LETTER OF AMENDMENT FOR AMERICAN EXPRESS CARD

ACCEPTANCE

DX 4035

E-mail from N. Polk to C. Fulcino re: Safeway documents (attaching: Safeway Negotiation/Communication Timeline -

AMEXNDR00792100; Safeway and American Express deck - AMEXNDR00792101)

DX 4037 E-mail from A. Stock to M. Caban, re: Dod NAFL Proposal Response Follow UP

DX 4039 E-mail from J. Robertson to D. Gerow re: FW: Amex follow-up (attaching 08062-DL7-Amex perspective (5).ppt)

DX 4040 E-mail from N. Polk to M. Plaisance, et al. re: AXP Meeting Follow-Up

DX 4044 Complaint - CVS against Amex

DX 4045 Amex, “U.S. Membership Rewards Business Unit Review,” presentation, June 11, 2008

DX 4046 Amex Deck, "Operations & Servicing", Michelle Clark, Senior Vice-President, Card Operations

DX 4049 Letter from R. Arnold to L. Parent re: Notice of Antitrust Claims

DX 4050 Power Point Presentation by Amex "Offsite Topics"

DX 4055 E-mail from K. Neuman to A. Balmant re: final deck (attaching: Merchant Acceptance deck - AMEXNDR10565666)

DX 4056

Travelocity.Com-Affiliation Agreement for Establishments Executed by Travelocity.com LP, a Limited Partnership

Whose Information Appears in the Cover/Request Attached to the Agreement Herein and on the Other, American

Express Company (Mexico), S.A. DE C.V., in Accordance with the Terms and Conditions Mentioned Below

DX 4057 “GE Money US Field Sales,” presentation

DX 4058 Dell Computers-Letter agreement re Dell/Membership Rewards Participation Agreement

DX 4059 “Wal-Mart.com – American Express Marketing Opportunities Discussion,” presentation

DX 4062 Letter from J. Stollmann to M. Bullock, "Re: Submission - Preliminary Conclusions of the 2007/08 Review"

DX 4064 Submission from P. Mair to the RBA, "2007/08 Review of Card Payments Reforms, Part A: A Sorry Pass"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 156 of 231 PageID #:

20975

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4067

E-mail from D. Marsella to N. Gandhi re: Tailored Customer Characteristics Analysis project has been completed for

Bi-Lo, attaching IndustryDashboard_BILO_Presentation_Final.ppt; TCCA_BILO_Top20_Presentation_Final.ppt

DX 4070 Sears-Letter Agreement

DX 4071 E-mail from J. Lenzo to RBA Info, "Re: credit Card processing fees"

DX 4072

Letter from A. Frankel to M. Bullock, "Re: Comments in Response to the Preliminary Conclusions of the 2007/08

Review"

DX 4073

Letter from A. Holcomb to M. Bullock, "Review of the Reforms to Australia's Payments System – Assessment of the

Preliminary Conclusions"

DX 4074

Letter from D. Karai to M. Bullock, "Re: Reform of Australia's Payments System: Preliminary Conclusions of the

2007/08 Review"

DX 4075

Letter from D. Swansson to M. Bullock, "Re: Comments in Response to the Preliminary Conclusions of the 2007/08

Review"

DX 4076 Letter from G. Brody and N. Ashtion to M. Bullock, "Re: Reform of Australia's Payments System"

DX 4077

Letter from J. Nash to M. Bullock, "Re: Reserve Bank of Australia’s (RBA) preliminary conclusions of the 2007/08

Review"

DX 4078 Letter from L. Clapham to M. Bullock

DX 4079 Letter from L. Petschler to M. Bullock

DX 4080

Letter from M. Garcia to M. Bullock, "Re: Submission to the RBA on the Preliminary Conclusions of the 2007/08

Review"

DX 4081 Letter from P. Beckert to M. Bullock, "Re: Preliminary Conclusions of the 2007-2008 Review"

DX 4082

Letter from P. Rickard to M. Bullock, "Re: Reform of Australia's Payments System - Preliminary Conclusions for the

2007/08 Review"

DX 4083 Letter from R. Zimmerman to M. Bullock

DX 4084

Letter from S. Aliferis and A. Maitland to M. Bullock, "NAB Submission on Reform of Australia’s Payments System -

RBA Preliminary Conclusions of 2007/08 Review"

DX 4085 Letter from W. Sheedy to M. Bullock, "Re: Review of Payment Systems Reforms"

DX 4086 “Delta – Amex Offer Discussions"

DX 4090

Letter from D. Bell to M. Bullock, "Re: Australian Bankers’ Association’s submission on the Reserve Bank of

Australia’s preliminary

conclusions of the 2007/08 Review"

DX 4091 E-mail from T. Pojero to K. Carey re: Maverik - cancellation threat

DX 4092 ES Finance: Profitability Workshop

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 157 of 231 PageID #:

20976

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4093 E-mail from D. Rabkin to P. Codispoti re: Fw: Jud talking pts (attaching Delta Negotiation deck)

DX 4095 E-mail from S. Rishi to A. DeMilleville, et al., re: FW: Omni systems differ from AmEx information

DX 4096 E-mail from T. Pojero to K. Carey re: Maverik - cancellation threat

DX 4097 E-mail from M. Plaisance to D. Stokely re: American Express

DX 4098 Directv-Second Supplement to Agreement for American Express Card Acceptance

DX 4099 E-mail from R. Buford to A. Stock re: FW: Air Force Participation in Conference Call

DX 4100 Directv-Amendment to Acknowledgement of Limited Liability

DX 4101 E-mail from K. Jones to M. Frank re: Re: Fw: House Judiciary Committee Passes Interchange Fee Bill

DX 4102 E-mail from D. Stokely to M. Souza re: Amex contract renewal.xls

DX 4103 Global Market Place Insights: 2007 U.S. Coverage Perceptions - Final Report

DX 4104 Amex, “2007 U.S. Coverage Perceptions: Final

Report,” presentation

DX 4107 Visa, "Northwest and Delta Airlines:

Business Case Incremental Volume Analysis"

DX 4108

E-mail from N. Lee to J. Aprile re: user-friendly interactive credit models (attaching: 2008 Credit Models -

AMEXNDR07170582)

DX 4109 "Travel and Entertainment Industries (TEl)

Business Unit Review with Ed Gilligan" Deck

DX 4110

E-mail from J. Swisher to S. Henderson re: I need help (NB: regarding Amex household spending study vis-à-vis other

cards)

DX 4111 Delta-Amex Offer Discussion Presentation

DX 4114

E-mail from S. Henderson to J. Swisher re: Re: I need help [information on loyalty for Credit vs Cash using Cincinnati

as a sample division)

DX 4115 Dell Computers-American Express Program Offer Participation Agreement

DX 4117 "Travel and Entertainment Industries (TEl) Account Review with Kim Goodman" Deck

DX 4118

E-mail from A. Singh to G. Begg, et al., re: Merchant intention to surcharge (attaching RBA, “Reform of Australia’s

Payments System,” report)

DX 4121 “Agreement for American Express Card Acceptance”

DX 4123 E-mail from T. Oliver to J. Walker, re: Wex Merchant Acceptance Agreement

DX 4124 American Express Fact Sheet

DX 4126

E-mail from S. Henderson to D. Ciancio re: Re: I need help [information on loyalty for Credit vs Cash using Cincinnati

as a sample division)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 158 of 231 PageID #:

20977

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4127 E-mail from L. DeRosa to J. Wold et al re: Final Alaska Airlines (attaching: Merchant Services Overview deck)

DX 4128 Letter from K. Hanna to J. Wiot re: copies of NDA signed by Kroger with Mastercard

DX 4131 E-mail from J. Mayes to M. Plaisance re: FMI Senate request for GAO investigation of interchange fees

DX 4132 RBA Media Release: Payments System Board Meeting

DX 4133 "Merchant Services: Assement of Internal Compensation and Implications to the Business" Presentation

DX 4139 Jetblue Airways-Supplement to the Airline Cooperative Marketing Program Addendum

DX 4140 E-mail from W. Glenn to E. Gilligan re: Retention of Dell and Travelocity

DX 4144 Carrefour Spend Spill-over Analysis

DX 4145 Reform of Australia's Payments System: Conclusions of the 2007/08 Review

DX 4146 “Small Merchant Acquisition Update: Kim Goodman Discussion”

DX 4148 CAA between UCONN and One Card Office

DX 4149 Power Point Presentation "Deferred Liability--Update with Bill Glenn"

DX 4151 “Vineyard Vines and American Express" deck

DX 4152 "Delta-Amex: World's Most Valuable Loyalty Partnership" deck

DX 4153 E-mail from K. Janssen to C. Allard and S. Smith re: Discover Offer

DX 4155

E-mail from R. Graniere to J. Lapointe, subject: Fw; Continental Card Service Agreement, attachment: revised draft of

the Card Service Agreement

DX 4159 Letter from C. Hamilton to M. Bullock, "Re: ATM Reform: Compliance with the Trade Practices Act"

DX 4160

E-mail from J. Henson to V. De Armond and J. Walker subject: FW: AmEx 9-11 response, attachment: Amex

response to doD091108 FinalV.pdf (USDOJ-AAFES-0186859)

DX 4161

E-mail from D. Kelley to L. Harris and J. Lapointe, subject: RE: Continental Card Service Agreement - IMPORTANT,

attachment: Section 1(d) of CSA.doc; Control Agreement.pdf

DX 4163 “US ESA / OnePoint Preliminary 2009 Plan” deck

DX 4164 RBA Media Release: Reform of Australia's Payments System: Conclusions of the 2007/08 Review"

DX 4165

E-mail from J. Gaffney to G. Laderman, J. Lapointe, D. Kelley, and T. Ferazzi, subject: Continental Agreement -

Revised Draft, attachments: DVComparison_Continental Airlines 2008 CSA (9-27-08-Continental Airlines 2008 CSA

(9-30-08).doc (AMEXNDR09233975), Continental Airlines 2008 CSA (9-30-08).doc (AMEXNDR09234051)

DX 4166 American Express Merchant Regulations - U.S. October 2008

DX 4168 Verizon Wireless-Marketing Program Agreement

DX 4170 Letter from H. Chambless to B. Gutierrez re: Technology Fund Incentive to Implement Prepaid Functionality

DX 4171 Technical Evaluation Plan: Electronic Payment Methods: TIRNO-07-R-00004

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 159 of 231 PageID #:

20978

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4172 American Express Merchant Regulations - US

DX 4173

E-mail from R. Graniere to L. Harris, subject: Fw: Continental Card Service Agreement - IMPORTANT, attachments:

CAL Honoring of Cards (Co-brand).doc (AMEXNDR19068130); Continental Airlines 2008 Coop Addendum with

Strategic Investment Fund option.doc (AMEXNDR19068131)

DX 4174 Crate & Barrel-Letter re: Technology Fund Incentive to Implement Prepaid Functionality

DX 4176 CAA between American Express and Continental Airlines, Inc.

DX 4177 Airline Card Service Agreement between American Express and Continental Airlines, Inc.

DX 4181 Amazon.Com-Marketing Program Agreement

DX 4182 E-mail from C. Butt to T. Piland re: RE: Chase Credit Card

DX 4183 Presentation: Strategy Review Process Book No. 35

DX 4184 Power Point Presentation by Amex "Perceptions of Coverage--Analytical Findings and Emerging Global Strategy"

DX 4185 E-mail from J. Callahan to C. Butt, T. Piland re: RE: Credit Cards

DX 4186 E-mail from C. Butt to T. Piland re: Am Ex

DX 4187 E-mail from J. Callahan re: RE: Credit cards

DX 4188 E-mail from B. Koo to P. Codispoti (copying N. Oron) re: Debit Card

DX 4189 Delta Presentation Deck: Affinity Card Strategy

DX 4190 E-mail from B. Koo to P. Codispoti re: Starwood and Debit Card

DX 4191 Destination Hotels/Resort-Agreement for American Express Card Acceptance

DX 4193 Dell Computers-American Express Wishlist Program: Supplier Agreement Holiday 2007

DX 4194 “Q4 Point Accelerator Campaign"

DX 4195 Notice to Offerors: TIRNO-07-R-00004

DX 4198 Letter from K. Fiorello to N. Veno, subject: Re: E-Payment - Request for Proposal No. TIRNO-07-R-00004

DX 4203 Dell Computers-Merchant Bonus Points Program Agreement: Schedule 1

DX 4204 TNS Financial Services, “State of the Card Market Report,” Consumer Card Strategies Research Program

DX 4205

FDIC, “FDIC Study of Bank Overdraft Programs,” November 2008,

http://www.fdic.gov/bank/analytical/overdraft/FDIC138_Report_Final_v508.pdf

DX 4206 Nilson Report 914

DX 4207 Nilson Report 915

DX 4208 E-mail from M. Vondrasek to P. Codispoti re: High level speaking points for Frits/Ken meeting

DX 4214

E-mail from H. Chambless to B. Gutierrez re: Fw: HEB and prepaid complete; attaching Letter of Completion

(HEBAMXED02533945)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 160 of 231 PageID #:

20979

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4215 Jetblue Airways-Supplement to the Airline Cooperative Marketing Program Addendum

DX 4218 “No Surcharge Rule,” document

DX 4221 Visa Cross Product Management Weekly Update

DX 4223 Continental Airlines-American Express WishList Program Supplier Agreement Holiday 2007

DX 4225 Starwood (Global)-American Express Program Participation Agreement 2007 Wishlist Featured Products

DX 4226 Starwood (Global)-American Express Wishlist Program Supplier Agreement Holiday 2007

DX 4227 “Membership Rewards Performance Metrics Package"

DX 4232 Hyatt International-Letter re: Important American Express Policy Update

DX 4233 Hyatt International-Letter re: Important American Express Policy Update

DX 4234 Hyatt International-Letter re: Important American Express Policy Update

DX 4235 Hyatt International-Letter re: Important American Express Policy Update

DX 4312 Carnival Cruise Lines-Letters (4) re: Important American Express Policy Update

DX 4313 Dell Computers-Letter re: Important American Express Policy Update

DX 4316 Enterprise Rac-Letter re: Important American Express Policy Update

DX 4318 Hilton Hotels-Letter re: Important American Express Policy Update

DX 4321 American Express Deck: Global Merchant Services Financial Review

DX 4322

E-Payment for the Internal Revenue Service; Letter from S. Johnson to D. Goosby re: Subject: Transmittal Letter Re

OPC Response to Section 1, Volume 1 - Technical Proposal of IRS Request for Proposal No. TIRNO-07-R-00004

DX 4323 Access Regime for the ATM System: A Consultation Document

DX 4324

Quest Operating Rules, Version 2.0, December 2008 (hereafter “Quest Operating Rules”), p. 36,

available at https://www.nacha.org/s/quest/-operatingrules.html

DX 4325 Hilton Hotels-Supplement to the Lodging Industry Flexible Cooperative Marketing Program Agreement

DX 4326 “American Express Site Selection Analysis for the Capital Grille"

DX 4327 E-mail from M. Steffler to R. Fleener, K. Janssen, C. Allard re: NABU Follow-Up

DX 4330

GR Stevens, Payment Systems (Regulation) Act 1998: Draft Access Regime for the designated ATM payment

system

DX 4331 Delta American Express Co-Branded Credit Card Program and Loyalty Partnership,” contract

DX 4332 Delta American Express Co-Branded Credit Card Program and Loyalty Partnership

DX 4333 Delta Skymiles Purchase Agreement

DX 4334 E-mail from V. Campana to D. Flora re: RCCL

DX 4335 E-mail from Ralph Darmo to Scott Miller re: FW: Final Documents (new contracts attached)

DX 4337 RBA Media Release: Payments System Reform

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 161 of 231 PageID #:

20980

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4338 “Whole Foods and American Express,” presentation

DX 4339

Sears-Letter re: Technology Build Incentive to Complete the Implementation of Split Tender and Partial Authorization

Functionalities

DX 4345

Hertz-Letter re: American Express - The Hertz Corporation/Car Rental Industry Card Service Agreement dated

January 1, 2002

DX 4346 E-mail from D. Sonney to M. Hogan, re: Credit Cards for CSA - Merchant Processing

DX 4347 Southwest Airlines-Letter Agreement

DX 4349

Letter from K. Hanna to P. Gallo enclosing Visa Acceptance and Promotional Agreement

implemented on fuel transactions

DX 4350 E-mail from M. Skokan to J. Briggs re: FW: MasterCard NABU Fee

DX 4351 CAA between American Express and Dell

DX 4352 Agreement for American Express Card Acceptance by Airlines

DX 4353 Alaska Airlines-Agreement for American Express Card Acceptance by Airlines

DX 4354 Hilton Hotels-Agreement

DX 4356 Hertz-Car Rental Industry Card Service Agreement

DX 4359 Dell USA: Agreement for American Express Card Acceptance

DX 4360

Car Rental Industry Flexible Cooperative Marketing Program Addendum between American Express and the Hertz

Corporation

DX 4363 Marriott-Supplement to the Flexible Marketing Program Addendum

DX 4364 Marriott-Supplement to the Flexible Marketing Program Addendum

DX 4366 Amex Slide: Small Merchant Pricing Test - GE Money (2009)

DX 4367 Alaska Airlines-Airline Cooperative Marketing Program Addendum

DX 4371

Ameriprise Financial Svc-Letter Amendment of Agreement for American Express Card Acceptance of American

Partners Life Insurance Company (Ameriprise) dated May 31, 2008 (The 'Agreement')

DX 4374 Global Commercial Card: USCC Cardmember Research Reults: January 2009

DX 4378 Expedia Travel-Amendment to the Agreement for American Express Card Acceptance

DX 4381 Global Merchant Services Financial Review: January 2009 Results

DX 4382 2009 Credit Card Market Share at BP Sites

DX 4383 Section B - Price Schedule (Nonappropriated Funds) Excerpt from CAA

DX 4384 MasterCard Charge Volume Data

DX 4385 Visa - Visa Payment Panel Study Summary Statistics

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 162 of 231 PageID #:

20981

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4386 2009-2012 Verizon Payment Trends Chart

DX 4388 American Express Annual Report 2008

DX 4393 J.D. Power and Associates: 2009 Credit Card Satisfaction Study

DX 4401 Second Amended and Restated Alaska Airlines Affinity Card Agreement

DX 4404 Geico Corp-2009 Open Insurance E-mail Campaign Participation Agreement Form

DX 4407 “Global Network Capabilities & Insights: GMS Insights Monetization Discussion,” presentation

DX 4408

E-mail from R. Darmo to D. Rajyaguru (copying K. Snipes) re: Updated Scorecard (attaching Amex presentations,

"Delta / American Express 2008 Scorecard"

DX 4409 “U.S. Merchant Communications: Team & Tier 4 Overview; 2009 Strategy and Plans" deck

DX 4410 Official Payments Corp-Letter Amendment

DX 4413 E-mail from J. Morabito to J. Funda re: Co-brand rebates--contra revenue or not?

DX 4414 Internal HE Butt document: Credit Card Update - regarding HE Butt credit cards

DX 4415 American Express presentation: Merchant Services US Comprehensive Industry Profiles

DX 4418 Merchant Billing Statement from Fifth Third Processing Solutions to Meijer, Inc.

DX 4419 "On the Card 2008 Campaigns: Preliminary Results" deck

DX 4420 E-mail from John D. Budischak to Kyle G. Curtin re: “Fw: VDR Home Decor,”

DX 4421 Discover Notice for Change of Fees

DX 4422 Funjet Vacations-Marketing Program Agreement

DX 4423 Amex Presentation: Customer Service in a New World: Jim Bush

DX 4424

Credit Card Acceptance between American Express and Peferred Guest, a wholly owned sunsidiary of Starwood

Hotels

& Resorts Worldwide

DX 4426 “Insights Monetization: REI & Business Insights,” presentation

DX 4427

Hertz-Letter re: American Express - The Hertz Corporation/Car Rental Industry Card Service Agreement dated

January 1, 2002

DX 4428 "Membership Rewards: 2008 Customer Satisfaction Study" deck

DX 4430 Carnival Cruise Lines-Marketing Program Agreement

DX 4431

Presentation Prepared for American Express: 2008 Card Payments: Debit and Credit Card Purchases & Bill Payments

in Households Owning both Debit and Credit Cards

DX 4432

Discover Review - April 1 Setting (attaching numerous letters between Discover and Ikea re the merchant discount

rate)

DX 4433 American Express Presentation: American College of Surgeons and American Express

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 163 of 231 PageID #:

20982

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4434

Cvs-Letter Agreement RE Acquisition of Long Drug Stores, Termination of Longs Agreement and Amendment to CVS

Agreement for American Express Card Acceptance

DX 4436

Letter from CVS to American Express re: Acquisition of Longs Drug Stores, Termination of Longs Agreement and

Amendment to CVS Agreement for American Express Card Acceptance

DX 4437 E-mail from J. Walker to W. Moring subject: RE: Chargeback Language

DX 4438 “Distinctly Yours: The Ritz-Carlton & Visa”

DX 4440 Amex, “Global Spend Coverage,” presentation

DX 4441 American Express Presentation: Best Buy: Marketing Insights and Opportunities

DX 4442 E-mail from J. Snyder to M. Jackson, J. Malik, re: American Express Meeting at 330 today

DX 4444 American Express Presentation: Retail Share Acceleration Opportunity

DX 4445 Amex, “Food Lion & American Express,” presentation

DX 4446 E-mail from D. Marshall to B. Blechman re: A&P, attaching CAA

DX 4448 Directv-Letter re: Marketing Fund Agreement

DX 4449 Memo Fr: M. Erlandson, VP Government Affairs SUPERVALU INC. Re: Interchange Fees

DX 4450 American Express Form 10-K 2008

DX 4451 Airline Card Service Agreement

DX 4480 United Airlines-Flexible Marketing Program Addendum

DX 4481 E-mail correspondence re: American Express Follow-Up

DX 4483 E-mail from J. Snyder T. Herman, re: Amex Card

DX 4484 Directv-American Express Program Participation Agreement

DX 4485 Dell Computers-Participation Form for the Merchant Direct Mail Channel

DX 4487 American Express: Outline for the Airline Board Session: 03/08/09

DX 4488

American Express Global Market Insights Presentation: Membership Rewards: 2008 Customer Satisfaction Study:

Follow-Ups from Ralph Andretta Meeting

DX 4489

Email from N. Lee to D. Kroner, G. Portuesi, S. Selwood, S. Berry re: Latest version of the Hyatt deck (attaching

American Express Presentation: The Hyatt CoBrand Card by American Express: The Possibilities are Endless)

DX 4490

E-mail from L. Hasten to Executive Committee, B. Bishop, M. Powers, J. Winn, M. Conner, J. Lange, D. Spamer, T.

Burke, T. McDonald, P. Bratke re: Sales by Payment Type (FY05-FY08): Year-end Update; attaching "Sales by

Payment Type" (USDOJ-NEXC-0000156)

DX 4491 E-mail from J. Plagge to J. Briggs re: RE: New Charges - Visa & MC

DX 4493 Letter from K. Goodman to Publix Super Markets, Inc., re: Merchant Pricing: Supermarket Industry

DX 4495 E-mail from Billy Knupp to Robin Binkley and Tolan Steele

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 164 of 231 PageID #:

20983

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4496 E-mail from C. Engleman to C. Coward, re: Amex Discount Rate

DX 4497 E-mail from N. Boston to S. Johnson and D. Goosby, subject: RE: Amex Membership Reward Redemption Program

DX 4498 Publix Supermarkets-Letter addendum re: Merchant Pricing: Supermarket Industry

DX 4499

E-mail from L. Charles to M. Browning, et al., re: Facsimile - New Processing Fees (attaching Chase Paymentech

Military sheet - USDOJ-AFSA-157464)

DX 4500

E-mail from S. McKenzie to K. Fisher, E. Sibley, W. Jackson, M. Ouellette, R. Celinski re: Membership Rewards

Update to GCG Leadership Team

DX 4501 CPS Client Retention Tracking File - Summary

DX 4502 E-mail from J. Funda to J. Quagliata re: PRICING REQUEST: World Wide Technologies - Supplier to Dell

DX 4503 Amex, "Supermarket CBA Program Evaluation" Deck

DX 4504 Delta Airlines-Marketing Program Agreement

DX 4505

United Airlines-Letter re: United Air Lines Inc. and American Express Travel Related Services Company Inc. - Airline

Card Service Agreement - dated March 1, 2009

DX 4506 Discover Card Deck: "2008 Attitudes & Usage: Initial Learning and Application"

DX 4507 E-mail from S. Koudsi to R. Redden re: EPS Pricing Changes

DX 4509 American Express Presentation: American Express Global Network Services: Macy's RFP Discussion

DX 4511 Hertz-Supplement to the Car Rental Industry Flexible Cooperative Marketing Program Addendum

DX 4517 The Kroger Co-Letter re: Merchant Pricing: Supermarket and Fuel Industry

DX 4520 American Express Presentation: Membership Rewards: 2008 Customer Satisfaction Study: Consumer Product: ICSS

DX 4521 “Relationship Care: The Next Evolution in our Journey to Extraordinary Customer Care”

DX 4522 MasterCard Worldwide, U.S. and Interregional Interchange Rates, April 2009

DX 4524 Amex, 2009 GCC Pricing Policy USCC

DX 4525 Nilson Report 924

DX 4526 E-mail from A. Coates to E. Gilligan re: confidential

DX 4529

E-mail from Internal Revenue Service to R. Shenorva, subject: IR-2009-037: Credit and Debit Card Fees Related to

Tax Payment are Deductible

DX 4530

E-mail from L. Larkin to M. Elworthy re: April 2009 Interchange Rates (attaching Attachment I to Schedule A: Visa

Interchange Fees - Credit Rates and Letter from Chase Paymentech to M. Elworthy re: Attachment I to Schedule A -

April 2009

DX 4531 Agreement between Ohio State University and Cantoni's Pizzeria (dba Cantoni's Pizzeria)

DX 4534 American Express Program Participation Form (Chevron/La Quinta Promotion)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 165 of 231 PageID #:

20984

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4536 E-mail from FMI Membership to K. Younger re: Your FMI contact record

DX 4537 E-mail from FMI Membership to T. Dinin re: Your FMI contact record

DX 4538 E-mail from FMI Membership to K. Mueller re: Your FMI contact record

DX 4539 Amex, “U.S. Membership Rewards Review 2009 2+10F w/ March Refresh,” presentation

DX 4541 Power Point Presentation by Amex "Riggins Inc. and American Express"

DX 4543 E-mail from K. Jones to J. Croft re: Re: FMI Decries Credit Card Interchange Fee Increases

DX 4544 “GMS Business Insights Update,” presentation

DX 4546

E-mail from M. Graham to J. Kosta, G. Herbert, C. Shapiro, P. Robison, R. Repka, T. Pagano re: NRF Business Plan:

Thanks so much for your input! (attaching American Express Presentation: "National Retail Federation / American

Express Partnership Business Plan")

DX 4547

E-mail from M. Cottell to K. Clarke re: Credit card fee increase (attaching: Pathmark Master Card Volume 4/1/2008 -

12/31/2008 analysis - APTAMXED00261178)

DX 4548 E-mail from M. Cottell to K. Clark re: FW: Credit card fee increase, with attachments

DX 4549

E-mail from J. Hatcher re: GR/PA Conference Call Wrap Up (attaching HR 1907 Bill - RALEYS_AMEX_469831; Letter

to L. Summers - RALEYS_AMEX_469835; Visa Interchange Reimbursement Fees memo and chart -

RALEYS_AMEX_469840; Food Safety Infrastructure Policy - RALEYS_AMEX_469843)

DX 4550 E-mail from K. Clarke to E. Dorne re: Credit card fee increase

DX 4552 "Competative Intelligience Monitoring Service: US issuer EDS, reward and retention strategies" deck

DX 4553 E-mail from J. Albanese to S. Samoy Re: Our next discussion with Williams Lumber

DX 4554 Amex, “Dunkin’ Donuts,” presentation

DX 4555 "Dunkin' Donuts & American Express: Expanding our Partnership and Profits" deck

DX 4558

E-mail from D. Rabkin to P. Codispoti (copying J. Platt, T. Prentice) re: Delta BOD Presentation in December

(attaching Delta Partnership Update)

DX 4559 "American Express & American Airlines Update" deck

DX 4560 Spreadsheet related to American Express Rewards

DX 4562 Competitive Update: Visa/MasterCard Pricing: Global Pricing Strategy Team: May 1, 2009

DX 4563 “Competitive Update: Visa/MasterCard Pricing” deck

DX 4564 Hyatt International-Letter re: Correction to Important American Express Policy Update

DX 4565 Hyatt International-Letter re: Correction to Important American Express Policy Update

DX 4566 Hyatt International-Letter re: Correction to Important American Express Policy Update

DX 4581 Amex, “Marketing Channel Valuation,” presentation

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 166 of 231 PageID #:

20985

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4583 VISA Deck: "US SPend Share Patters - Top Merchants, Q2 FY2009 & Historical"

DX 4584 E-mail from M. Cottell to D. McConney re: March 2009-EFTFees.xls, with attachment

DX 4586

E-mail from D. Ober to R. Navarro re: LLC EPS Report-Mar 09.xls (attaching Spreadsheet: "Credit Cards as a Percent

to Sales")

DX 4587 E-mail from G. O'Keefe to P. Selleck and K. Doonan re: American Express Acceptance

DX 4588 Maryland State Parks Presentation (Presented by J. Rottger & Deni Jordan)

DX 4591 E-mail from R. Beach to K. Curtin re: “Fw: Harrison Scott OOP request- UPDATE”

DX 4593 American Express Presentation: Publix Super Markets, Inc.: Account Review

DX 4595

Jetblue Airways-Letter Supplement to the Agreement for American Express Card Acceptance between JetBlue

Airways Corporation and American Express

DX 4600

E-mail from C. Lorigan to L. Megale re: RBA Meeting Records (attaching two "Draft Record of Meeting with Reserve

Bank of Australia" documents)

DX 4602 Hyatt International-Letter re: confirmation of understanding and agreement to cashout 1.7 million

DX 4605

Amendment No.1 to the Master Data Processing Agreement and Corresponding Addenda between Fifth Third'" Bank

('Vendo"') and Publix Super Markets Inc.

DX 4608 E-mail from S. Samoy to K. Curtin (CC: J. Albanese) Fw: Conf Call: Williams Lumber

DX 4609

E-mail from J. Albanese to K. Curtin (CC: S. Samoy) Re: Recommendation for resolution of Williams Lumber

Cancellation

DX 4610

E-mail from A. Goel re: RE: Payment Costs Organization Review (attaching presentation: Raley's Final Report Review

- RALEYS_AMEX_112759)

DX 4611

E-mail from L. Barrett to I. Giran (CC: K. Strain, K. Konstas) RE: BHPB/AMEX 1Q09 Review - Followup - Marriott

Australia Spend

DX 4613 Heartland Processing Services merchant invoices

DX 4620 Rite Aid Corp-Merchant Specifications Notification Program

DX 4621 Jetblue Airways-Marketing Program Agreement

DX 4622 E-mail from L. Hasten to the Executive Committee re: Sales by Payment Type - FY09 First Quarter

DX 4623 Marriott-Letter re: Outsourcing of American Express Inquiry and Reconciliation Files

DX 4624 E-mail from P. Sousa to M. Chatham

DX 4627 American Express, “USCS Acquisition Decision Model Dashboard Process Overview"

DX 4628 MasterCard Worldwide, “Converging Pressures within the Payments Industry – A U.S. Card Payments Perspective”

DX 4629 E-mail from A. Singh to R. Pereless Jr. re: 2009 GMAPS Product Mapping and Load Update

DX 4630 Dell Computers-American Express Participation Agreement

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 167 of 231 PageID #:

20986

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4631 "Acquisition Competitive Forum" deck

DX 4632 E-mail from M. Olsen to J. Albanese, S. Samoy (CC: C. Shaw, E. Nance) Fw: Williams Cancellation reversed!

DX 4633

"US Business Insights Asset Monetization: AT&T Case Study, GNMI Shirtsleeves with Elizabeth Rutledge"

presentation

DX 4634 Travelocity.Com-Alliance Agreement

DX 4635 Shell-Confidentiality Agreement

DX 4636

E-mail from D. McConney to G. Wegert, J. Fuller re: FW: A&P Internet Shopping, attaching Presentation: Using

Payflow Pro with PayPal's Internet Merchant Account

DX 4637 Kroger - Retail Financial Solutions: Using Payment Strategies to Drive Profitable Business Growth deck

DX 4638 E-mail from K. Clarke to Sen. F. Lautenberg re: In Response to Your Message

DX 4639

Email from R. Goswami to J. Wallach (cc: D. Rabkin, D. Gibb, T. Harrison, L. Silva) re: Info Needed for Delta Sr.

Leader mtg.”

DX 4640 Expedia Travel-Amendment to Agreement for American Express Card Acceptance

DX 4642 Starwood (Global)-Amendment to Starwood Preferred Guest Card Co-Branded Program Agreement

DX 4643 Amendment to Starwood Preferred Guest Card Co-Branded Program Agreement

DX 4651

E-mail from M. Elworthy to B. Morgan, et al. re: Invitation: Presentation by Citizens Bank on Private Debit Product

(attaching Citizens Bank Deck, "Stop & Shop - Citizens - Payments Strategies" and Presentation by Citizens Financial

Group: "Payment Strategies")

DX 4655 Funjet Vacations-American Express Participation Agreement Daily Wish Program

DX 4657 MasterCard Worldwide, 2009 US Region Interchange 101

DX 4658 E-mail from N. Sanders to T. Dinin re: Amex - no signature

DX 4659 Amex, “2009 GCC Perceptions of Coverage Research,” presentation

DX 4660 Amex, “2009 GCC perceptions of Coverage Research,” presentation

DX 4665 “2009 Global Key Contact Study,” USCC Summary Report

DX 4666 Amex, “U.S. Value Recapture: Where We’ve Been and Where We’re Going,” presentation

DX 4667 Funjet Vacations-American Express Participation Agreement Daily Wish Program

DX 4669 U.S. Value Recapture: Where We've Been and Where We're Going: Discussion with Ed Gilligan

DX 4670 Marriott-Letter re: Marriott Analysis

DX 4674

The Kroger Co-Letter re: Request for Outsourcing Arrangement - Chargeback Management for American Express

Card Transactions

DX 4675 Dell Computers-American Express Participation Agreement

DX 4678 Powerpoint: Business Insight: A Customized Payments Intelligence Report for NEX

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 168 of 231 PageID #:

20987

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4679 E-mail from K. King to P. Berns, C. Scardino re: DIRECTV - Marketing Support for Cancellation Threat

DX 4680

E-mail from A. Bathjia to A. Williams, A. Teng re: 2009 Key Contact Study - Regional Reports (attaching: Global

Commercial Card 2009 Global Key Contact Study USCC Summary Report deck - AMEXNDR09249243)

DX 4681 “Hyatt Visa: The Power of Partnership – Visa Inc. Proposal,”

DX 4682 Visa, “Continental Airlines Briefing Document"

DX 4685 E-mail from Sheila K. Heustess to John Hatton and JJ Buettgen

DX 4686 Presentation: Raley's - Thursday July 30, 2009

DX 4687 British Airways-Amendments to American Express/British Airways Agreements

DX 4689 MasterCard: "Converging Pressures within the Payments Industry - A U.S. Card Payments Perspective - UPDATE"

DX 4690 E-mail from Rahul Khosla to David Lee, “re: Brief summary talking points to the Amex companion card" deck

DX 4691 E-mail from Curtis Wilson to Wendy C. Bagdi et al.

DX 4694 Frontier & Membership Rewards: Contract Proposal deck

DX 4695 Letter from C. Phillips to P. Hassenstab re: AX Incremental Revenue

DX 4696 E-mail from M. Elworthy to J. Bettencourt, re: Amex Update/Summary of Acceptance at Ahold

DX 4697 Merchant Pricing Constructs -- Brainstorm Session Part II deck

DX 4698 Power Point Presenation by Amex "2008 USCC Competitve Analysis"

DX 4700 Avis-Letter re: Avis Budget Car Rental Analysis

DX 4702

E-mail from H. Peloquin to A. Wagner re: Minute Clinic Acq Letter - Amex (attaching letter from CVS to American

Express re: Acquisition of Minuteclinic, L.L.C. and Amendment to CVS Agreement for American Express Card

Acceptance

DX 4704 “2008 USCC Competitive Analysis,” presentation

DX 4705 Amazon.Com-American Express Program Participation Agreement on the Card Campaign

DX 4706 Letter from P. Sousa to L. Koontz re: One time payment from American Express to Southwest Airlines

DX 4707

Letter from P. Sousa to L. Koontz re: CAA between American Express and Southwest Airlines (Attaching Cooperative

marketing Program Addendum)

DX 4708 Airline Cooperative Marketing Program Addendum

DX 4709 Airline Card Service Agreement

DX 4710 Southwest Airlines-Airline Card Service Agreement

DX 4713

E-mail from R. Patterson to T. Dinin, M. Olivia re: Re: ck 82598822 American Express Travel (attaching: invoice

08/14/2009 - RALEYS_AMEX_001337; handwritten notes - RALEYS_AMEX_001338)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 169 of 231 PageID #:

20988

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4715 RBA Media Release: Payments System Reform

DX 4716 Delta Airlines-Amendment to Letter Agreement

DX 4718 Starwood (Global)-Marketing Agreement

DX 4719 Starwood (Global)-Amendment

DX 4720 Citi Merchant Services's Invoice to Albertson, LLC

DX 4721 E-mail from H. Cole to E. Rutledge re: Fw: For Your Review: Draft Next Gen Merchant Site Launch Announcement

DX 4722 American Airlines-Middle Market Corporate Co-Branded Card Program Agreement

DX 4723 Enterprise Rac-Supplement to the Marketing Addendum to the Car Rental Industry Card Service Agreement

DX 4724 Frontier Airlines-Letter re: Card Acceptance Agreement

DX 4725 E-mail from A. Rothschild to Global Market Insights re: J.D. Power 2009 Customer Satisfaction Award

DX 4726 American Express Presentation: Campaign Analysis: Prepared for Gelson's

DX 4727 Statement of Work - CVS Data Enhancement and List Processing

DX 4728 P06 FY11 Payment Reports-Print Copy.xlsl

DX 4729 Visa, “Amex Companion Cards: Australia,” presentation

DX 4730

“J.D. Power and Associates Reports: Fees and Rates Drive Decline in Overall Credit

Card Customer Satisfaction, American Express Ranks Highest in Credit Card Customer

Satisfaction for a Third Consecutive Year,” J.D. Power press release,

available at http://www.prnewswire.com/news-releases/jd-power-and-associates-reports-feesand-

rates-drive-decline-in-overall-credit-card-customer-satisfaction-62004867.html

DX 4731 “Competitive Rewards Overview,” Global Marketplace Insights

DX 4732

Cvs-Letter re: Acquisition of Minuteclinic, LLC and Amendment to CVS Agreement for American Express Card

Acceptance

DX 4734

Email from J. Riche to C. Suarez re: Amex (attaching: 2009 MMS PA UPDATE 6.17.09 FINAL PW-HEB 9-09.doc -

AMEXNDR07266618; Merchant Marketing Solutions - Creative Brief HEB 9-09.doc - AMEXNDR07266630)

DX 4736 E-mail from Weekly Wire to multiple recipients re: Weekly Wire E-mail

DX 4737 Destination Hotels/Resort-American Express Participation Agreement Daily Wish Program

DX 4739 E-mail from T. Tatala to M. Elworthy, re: GC MBR Follow-up- Experience w/ Amex

DX 4740 Amex, “Global POC Plan – Bill Glenn Update,” presentation

DX 4741 "Global POC Plan Bill Glenn Update" deck

DX 4742 American Express Presentation: Account Review: The Great Atlantic & Pacific Corp.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 170 of 231 PageID #:

20989

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4743 Target Corporation-American Express Program Participation Agreement

DX 4744

E-mail from J. Riche to K. Lack, et al. re: Thank you (attaching: A&P Fraud Slides deck - AMEXNDR07266938;

A&P/Amex Account Review deck - AMEXNDR07266942)

DX 4745 E-mail from C. Coward to P. Gallo, subject: RE: Visa proposed agreement

DX 4751 Amex, “Delta Partnership Update,” memorandum

DX 4752 Robert Selander, “Project Refresh and Scenario Planning Update,” MasterCard Incorporated

DX 4753 Jetblue Airways-Amendment

DX 4755 RBA Media Release: Payments System Issues

DX 4756 E-mail from A. Wagner to K. Hanna re: talking points for our discussion today

DX 4757

E-mail from M. Warren to J. Emling, A. Szente, K. Lugar: "FW: I-Change TPs (attaching document, "Interchange

Rates: The Visa and MasterCard 'Tax' on American Consumers"

DX 4759 Dell Computers-American Express Participation Agreement

DX 4760 “Skill Builders, Selling on Value and Effective Presentations, For District – Field CLM"

DX 4761

E-mail from E. Schwartzreich to D. Rogers, A. Benaderet re: Angela's Wolverine Deck for tomorrow (attaching

American Express Presentation: Wolverine World Wide and American Express)

DX 4764 Spirit Airlines Inc-Amendment to Agreement Governing Acceptance of the American Express Card by Airlines

DX 4766 E-mail from M. Steffler to K. Janssen and C. Allard re: bps

DX 4767 Delta Airlines-Rewards Program Services Agreement

DX 4768

E-mail from S. Gillett to G. Begg and D. Gatwood re: 2009 Australia Card Usage & Attitude Survey (CUAS) report

(“Card Usage & Attitude Survey 2009, Australia,” Global Marketplace Insights)

DX 4771 Frontier Airlines-Amendment to the Agreement for Acceptance of the American Express Card by Frontier Airlines, Inc.

DX 4775

E-mail from J. Riche to C. Coward re: Publix/ Amex Discussion (attaching Supermarket Growth Incentive Program

Overview)

DX 4777 Retail & Emerging Industries SRG, “Alternative Payments Overview”

DX 4778 American Express Membership Rewards Presentation: Membership Rewards and Loyalty Marketing

DX 4780 AXP - 7-Eleven Discussion

DX 4781 Barclays Capital, “Visa Inc. Secular Trends Support Long-Term Growth,” report

DX 4782 Amex 2006-2008 Vintage Acquisition Profitability

DX 4783 E-mail from L. Hawkins to R. Patterson re: RE: Amex (attaching: Tender Types by Banner - RALEYS_AMEX_127265)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 171 of 231 PageID #:

20990

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4784 Credit Card Interchange - High Level Summary

DX 4787 American Express Presentation: Business Review Raley's and American Express

DX 4788 E-mail from S. Moore to M. Skokan re: FW: Our conversation: Hy-Vee and MasterCard

DX 4791

E-mail from L. Derosa to S. Berry re: FYI: JetBlue's Latest Offer (attaching American Express Presentation: JetBlue

Blue Box Contract Update)

DX 4794 American Express Presentation: JetBlue Blue Box Contract Update

DX 4795

E-mail from J. Aprile to B. Alkin re: GMS Staff Meeting (attaching: Global Account Pricing Guidelines Project Update

deck - AMEXNDR13663677)

DX 4796

E-mail from J. Aprile to B. Alkin re: GMS Staff Meeting (attaching: Global Account Pricing Guidelines Project Update

deck - AMEXNDR13663677)

DX 4799

E-mail from J. Riche to K. Lack re: GIP: Refreshed Rebate Program (attaching Supermarket Growth Incentive

Program Overview)

DX 4801

E-mail from J. Riche to B. Gutierrez re: Important Change with your Merchant Account (attaching Supermarket Growth

Incentive Program Overview)

DX 4803 E-mail from R. Teschendorff to B. Parker and R. Day re: Cardmember Campaign

DX 4804 American Express one point: GNS Finance Discussion deck

DX 4805

E-mail from B. Gutierrez to J. Callahan re: FW: Fw: Important Change with your Merchant Account; attaching

presentation: Supermarket Growth Incentive Program Overview (HEBAMXED02292545)

DX 4807

E-mail from J. Riche to M. Elworthy re: Docs for 3:00 Meeting (attaching American Express Presentation:

Supermarket Growth Incentive Program Overview)

DX 4808

Membership Rewards Program Airline Redemption Participant Agreement between American Express Travel Related

Services Company, Inc. and JetBlue Airways Corporation

DX 4809 Membership Rewards Program Airline Redemption Participant Agreement

DX 4810

E-mail from S. Heustess to J. Berwitz (CC: L. Biggar, R. Tran, W. Rachlin, W. Bagdi, C. Wilson) Re: Fw: terms of

extemsion

DX 4811 E-mail from Steve McCurdy to Kim Goodman re “GE small merchant pilot – 0% DR offer,”

DX 4812

E-mail from J. Teeven to J. Halpern re: JetBlue/American Express - Proposed Term Sheet for Updated Co-Brand and

Merchant Services

DX 4813

E-mail from V. Mankus to D. May re: Updated PayPal Agreement - Moving Forward; attaching pricing agreement,

legal comments (HEBAMX02310258)

DX 4815 Hilton Hotels-

DX 4818 MasterCard Deck: "US Interchange Domain Knowledge"

DX 4819 Publix Cost/Promotion Form

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 172 of 231 PageID #:

20991

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4820 American Express Presentation: Supermarket Growth Incentive Program Overview: Hy-Vee Foods

DX 4821 Amended and Restated Consumer Revolving Credit Card Program Agreement - Meijer & GE Money Bank

DX 4822 Costco-Rewards Participation Agreement

DX 4826 Spirit Airlines Inc-Letter re: Merchant Pricing: US American Express Prepaid Cards

DX 4828 Global Marketplace Insights, “CCGS Executive Report – Q3 2009”

DX 4829 American Express Membership Rewards Presentation: Membership Rewards Organization Recommendation

DX 4830 Revised Interchange Standard for the EFTPOS System

DX 4832 Letter from K. Goodman to M. Bessent re: Modification of Cash Back Allowance Program

DX 4833

Letter from K. Goodman to T. Dinin re: Modification of Cash Back Allowance; (attaching: Notice of Modification of

Cash Back Allowance Program - RALEYS_AMEX_001292)

DX 4834

E-mail from D. Stokely to J. Emling, A. Szente re: Reminder: Rila Interchance Conference Call Today at 3:00 p.m.

(ET)

DX 4835 Discover, “Strategy” deck

DX 4836 Addendum To Rewards Participant Agreement

DX 4838 Jetblue Airways-American Express Participation Agreement Daily Wish Program

DX 4839

Hertz-Letter re: American Express Car Rental Industry Card Service Agreement dated January 1, 2009 and the Hertz

Corp.

DX 4844 American Express Presentation: SuperValu & American Express: Card Acceptance Agreement Proposal

DX 4845 "Woolworths Negotiation Strategy Paper"

DX 4846 Amex, “Dunkin Donuts Overlap Campaign Analysis,” presentation

DX 4847 “Campaign Analysis, Dunkin Donuts Overlap Campaign: November 15, 2009 to December 15,

2009,”

DX 4849

Home Depot-Letter re: Agreement for American Express Card Acceptance dated November 2, 1999 between

American Express Travel Related Services Company Inc. and the Home Depot Inc. Agreement for American Express

Card Acceptance dated as of June 1, 2007 between American Express and Home Depot USA Inc.

DX 4851 “2009 Points Accelerator Results"

DX 4852 Jetblue Airways-Letter Supplement

DX 4855 Enterprise Rac-Merchant Specifications Notification Program - Opt-In Form

DX 4856 Target Corporation-American Express Participation Agreement Daily Wish Program

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 173 of 231 PageID #:

20992

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4857

Hewlett-Packard Co-Letter re: Extension of Term of Agreement for American Express Card Acceptance effective as of

December 1, 2005, between American Express Travel Related Services Company Inc., Hewlett-Packard Company

and HP Direct, Inc.

DX 4858 Marriott-Letter re: Marriott Analysis

DX 4859 American Express Presentation: US Membership Rewards Overview

DX 4860

E-mail from C. Allard to N. Dunn re: Debit and Credit Fee Summary (attaching Meijer Document: Debit and Credit Fee

Summary and Spreadsheet: "Electronic Sales and Interchange History")

DX 4862 Letter from K. Goodman to K. Hanna re: Modification of Cash Back Allowance Program

DX 4863 Letter from K. Goodman to K. Hanna re: Modification of Cash Back Allowance Program

DX 4864 RBA Media Release: Payments System Issues: Revised EFTPOS Interchange Fee Standard

DX 4865 American Express Presentation: GCG Account Review

DX 4866 Letter from K. Goodman to Dennis Stokely re: Modification of Cash Back Allowance Program

DX 4867 Letter from S. Wachsstock to T. Dinin re: recent modifications to Cash Back Allowance Program

DX 4869 Hertz-Addendum to the Car Rental Industry Card Service Agreement

DX 4870 Power Point Presentation by Amex "CCSG Financial Review"

DX 4871 "Open Financial Review December 2009"

DX 4877 Packaged Facts, “Commercial Payment Cards: The U.S. and Global Markets and Trends,” 6th edition

DX 4878 Merchant Agreement General Terms between United Airlines, Inc., PayPal, Inc., and Bill Me Late, Inc.

DX 4879 Nilson Report 938

DX 4880 Nilson Report 939

DX 4881 Memorandum from K. Peddle, et al. to C. Trierweiler, et al., re: American Express Recommendation

DX 4882 Final Agreement between American Express and AAFES

DX 4884 "National Client Group Account Review" deck

DX 4886 “GE Small Merchant Test"

DX 4888 E-mail from J. Pelka to T. Dinin re: Re: Raleys/Wells Fargo Follow Up

DX 4890 American Airlines CSA Negotiation Update: Prepared for Kim Goodman

DX 4891 “Woolworths Negotiation Strategy Paper”

DX 4893 Visa, “Williams Sonoma and Visa – The Perfect Pairing"

DX 4894 Amazon.Com-Amazon American Express Pay with Points Agreement

DX 4895 Amazon.Com-American Express Participation Agreement Daily Wish Program

DX 4896 Shell-Letter re: Hospitality of Buyer

DX 4897 E-mail from M. Elworthy to N. Montepara re: Hull Amx

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 174 of 231 PageID #:

20993

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4898

Shell-Letter re: Extension of Term of Agreement for American Express Card Acceptance, effective as of January 2,

2007 between American Express Travel Related Services Company, Inc. and Equilon Enterprises LLC dba Shell Oil

Products US for itself and on behalf of Motiva EnterpriseesLLC

DX 4903 Marriott-Addendum to the Lodging Worldwide Card Services Agreement

DX 4904 Marriott-Addendum to the Lodging Worldwide Card Services Agreement

DX 4905 Continental Airlines Update with Jud: Near-term Parternship Strategy-MR & Premium Card

DX 4906 Jetblue Airways-Supplement to the Airline Cooperative Marketing Program Addendum

DX 4907 Alaska Airlines-Letter re: Alaska Airlines Analysis

DX 4908 Letter from J. Kosta to R. Rasmussen, RE: Alaska Airlines Analysis

DX 4909 Jetblue Airways-Business Insights Agreement

DX 4910

E-mail from E. Cofer to D. Corson, et al., re: Interchange Reduction (Attaching: Interchange Reduction Presentation,

12/17/2006 - USDOJ-FMS-0118247)

DX 4911 E-mail from M. Elworthy to N. Montepara, re: Amex

DX 4912

E-mail from T. Mtala to M. Elworthy, A. Dasher re: AMEX Analysis (attaching: S&S Amex Study -

AHDAMXED02544008)

DX 4913 Amended and Restated Jetblue Airways American Express Co-branded Credit Card Program Agreement

DX 4915 Amended and Restated Jetblue Airways American Express Co-branded Credit Card Program Agreement

DX 4919 Paypal Global Mcc-American Express Service Agent Program Agreement

DX 4920 “Merchant Pricing Update to Operating Committee”

DX 4921 Amex Deck: Woolworths Ltd & American Express (With Handwritten Notes)

DX 4923 Darden Restaurants-Registered Card Participation Form

DX 4924 US - Spend Coverage Preliminary spreadsheet

DX 4925 Directv-Agreement for American Express Card Acceptance

DX 4926 Directv-Agreement for American Express Card Acceptance

DX 4927

Amendment to Airline Card Service Agreement between American Express Travel Related Services Company, Inc.

and American Airlines, Inc.

DX 4935 Geico Corp-Amendment to Agreement for American Express Card Acceptance

DX 4937 Mcdonald'S-McDonald's Owner Operator Agreement for American Express Card Acceptance

DX 4938

Mcdonald'S-Master Agreement for American Express Card Acceptance by and between McDonald's Corporation and

American Express Travel Related Services Company, Inc.

DX 4940

Office Max-Amendment to the Agreement for American Express Card Acceptance Between Officemax Incorporated

and American Express Travel Related Services Company, Inc.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 175 of 231 PageID #:

20994

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4948

American Airlines-Letter re: American Express Travel Related Services Company Inc. - Airline Card Service

Agreement with American Airlines Inc.

DX 4951 Amendment to the Agreement for American Express Card Acceptance Between Officemax and Amex

DX 4953 Merchant Services Americas: Janaury 2010 Results

DX 4954 American Express Deck: GE Small Merchant Test

DX 4955

Spreadsheet, extract of Oracle data, and metric data on the bottom (Amex, “TM1 data,” 2010, spreadsheet, tab

“Australia FY”)

DX 4956 2010 Paymnent Card Market Share at BP Sires

DX 4957 Calendar 2010 Credit Card Costs chart

DX 4958 dunhumbyUSA Frontpage Manager Training Guide

DX 4959 MasterCard, “Acceptance & Network Architecture,” presentation

DX 4960 2010 MasterCard Proprietary and Confidential Summary

DX 4961 MasterCard, “Competing to Win: Raising Our Game. 2010 Leadership Meeting,” presentation

DX 4962 2010 Monthly Spreadsheet

DX 4963 Credit/Debit/Sales/Fee Chart for FY 2009

DX 4964 Visa 2010 Factbook (based on Full-Year 2009 Data)

DX 4965 Visa - Visa Payment Panel Study Summary Statistics

DX 4966 Visa - Visa Payment Panel Study Summary Statistics

DX 4967 American Express Annual Report 2009

DX 4970 Edgar, Dunn & Company, “Potential Introduction of Surcharging in France – Impact Study" March 2010

DX 4972 J.D. Power and Associates: 2010 Credit Card Satisfaction Study

DX 4978

UK Office of Fair Trading, Advertising of Prices Market Study (London: UK Office of

Fair Trading) available at http://www.oft.gov.uk/shared_oft/market-studies/AoP/OFT1291.pdf

DX 4979 Shell-Agreement for American Express Card Acceptance Oil Industry

DX 4983 E-mail from M. Elworthy to T. Matala

DX 4985 Campaign Analysis for The Capital Grille

DX 4987 Amex Acquisition Investment Decisionmaking deck

DX 4988 Merchant Billing Statement from Fifth Third Processing Solutions to Meijer, Inc.

DX 4989 “Competitive Overview: Consumer Credit – MasterCard Worldwide”

DX 4990 Expedia Travel-Amendment to the Agreement for American Express Card Acceptance

DX 4991

Amex GMPI, “Competitive Intelligence Monitoring Service: Discover Deep

Dive” deck (attaching Report: "Competitive Intelligence Monitoring Service - Discover Deep Dive")

DX 4992 E-mail from T. Dinin to K. Mueller re: Fw: American Express

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 176 of 231 PageID #:

20995

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 4993 Amex presentation: Fresh & Easy and American Express (2010 Engagement Proposal)

DX 4995 E-mail from R. Goswami to T. Pojero and B. O'Malley (CC: D. Gibb, L. Silva) Re: Delta

DX 4996 CAA between UCONN and One Card Office

DX 4998 E-mail from G. Hybl to T. Chenoweth, S. Moffett Re: Background on Apple Vacations

DX 5001 "Card Branding Strategy”

DX 5003 E-mail from J. Funda to S. McCurdy (copying E. Langwith, L. Tsai) re: Fw: CCL walkaway scenarios

DX 5005 Enterprise Holdings, Inc./National Car Rental-Merchant Bonus Points Program Agreement

DX 5006 Amex, “GMS Global Reporting: 2009 Spend Coverage

Update,” presentation

DX 5007 GMS Global Reporting package: December 2009 Data Update deck

DX 5008 E-mail from D. Morrell to E. Martin re: Discover Fees

DX 5009 Nilson Report 942

DX 5010 E-mail from D. Morrell to R. Hans (copying A. DeVault) re: Discover

DX 5011

E-mail from J. Aprile to M. Hambly re: Health of the Network Deck

(attaching: Merchant Pricing: Update to Operating Committee deck - AMEXNDR07298717)

DX 5014 E-mail from S. Pennywitt to T. Dinin re: Re: WellsOne Commercial Card

DX 5015 American Express Deck: Delta Air Lines Value Exchange Proposal

DX 5016 E-mail from S. Pennywitt to T. Dinin re: Wells Fargo Proposal

DX 5019 Publix Coupons

DX 5020

"Whole Foods Market & American Express, Northeat/Mid-Atlantic 2nd Tier, Best Customer Campaign Results"

presentation

DX 5022

American Express Memorandum from Russatta Buford to K. Goodman, re: Signature Request for United States

Military Card Acceptance Agreement

DX 5023 E-mail from T. Chenoweth to J. Miller Re: Case issues follow up

DX 5024 Enterprise Rac-Marketing Program Agreement

DX 5025 Publix Cost/Promotion Form

DX 5026 Walgreen “Visa Meeting Recap,”

DX 5027 Commercial-in-Confidence Agreement for American Express Card Welcome Acceptance for Woolworths

DX 5028 Commercial-in-Confidence Agreement for American Express Card Welcome Acceptance for Woolworths

DX 5029

Agreement for American Express Card Welcome Acceptance between American Express

Australia Limited and Woolworths Limited and Progressive Enterprises Ltd

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 177 of 231 PageID #:

20996

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5030

Lq Management (Global)

(Aka Laquinta Hotels)-Lodging Licensee card Service Agreement for Properties Located in the United States

DX 5031

Lq Management (Global)

(Aka Laquinta Hotels)-Lodging Licensee card Service Agreement for Properties Located Outside the United States

DX 5032 Power Point Presentation by Amex "US MR Results Review January 2010--Global Rewards Finance"

DX 5033

E-mail from P. Zabroske to L. Ebel, re: Wellness Weekly Update 20100220 v3.xlsx (attaching: Wellness Weekly

update 20100220 v3.xlsx - RA-AMEX-0174570)

DX 5034

E-mail from L. Walsh to M. Skokan re: RE: Question For You (attaching: bank identification numbers list -

HYEAMXED00032740)

DX 5036

Army & Air Force Exchange-Marine Corps Community Services Solicitation, Offer, and Award (Nonappropriated

Funds)

DX 5039 American Express Form 10-K 2009

DX 5040 "Walmart and American Express: 2009 Overview - Going deeper and further with more impact"

DX 5041 Hertz-Supplement to the Car Rental Industry Flexible Cooperative Marketing Program Addendum

DX 5044 E-mail from P. Nash to R. Ring re: InterChange Discussions

DX 5045 E-mail from J. Henson to J. Walker subject: FW: FW PZ WAR

DX 5047 Official Payments Corp-Letter re: Amex High Ticket Transaction Pilot

DX 5048 Amex 2010 GCC Pricing Policy USCC

DX 5049 Amex presentation: Walgreens (American Express 2010 Planning Session)

DX 5051 GMS Staff Meeting Notes

DX 5052 E-mail from E. Hurvitz to B. McEihinney, D. Hambry et al., re: Chase meeting on acceptance…

DX 5053 Briefing on Card Interchange Analysis for House and Senate Appropriations Committees - OFAS Meeting (Deck)

DX 5054 American Airlines-Business Insights Agreement

DX 5055

E-mail from C. Frank re: US Card Share Analysis -- Sep YTD 2009 (attaching: Sep YTD 09 US Share News Flash -

AMEXNDR15403360; Sep YTD US Share Analysis GMPI - AMEXNDR15403361)

DX 5056 Amex, “Global Expense Management Solutions for Accenture,” presentation

DX 5057 Hertz-American Express Participation Agreement

DX 5058 Amex presentation: Meijer (American Express 2010 Planning Session)

DX 5059 E-mail from Sioux Falls #1 - Accounting 1 to K. Reeve re: RE: credit card cost

DX 5061 Avis-Supplement to the Marketing Addendum to the Car Rental Industry Card Service Agreement

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 178 of 231 PageID #:

20997

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5062 Avis-Supplement to the Marketing Addendum to the Car Rental Industry Card Service Agreement

DX 5064 Airtran Airways-Marketing Program Agreement

DX 5065

Proposal: New Program for the 2010 Filing Season: American Express Reduced Convencience Fee Offer for Federal

Tax Payments Greater than or equal to $100,000

DX 5066 Delta Airlines-Co-Branded Credit Card Program Letter Agreement

DX 5067 Hertz-Marketing Program Supplement

DX 5068 E-mail from P. Berns to K. Pierce, re: Fw: Urgent Request - Laura Corio, MD

DX 5069 Amex presentation: Publix and American Express (Discussion Document)

DX 5070 Avis-Marketing Program Agreement

DX 5071 “Case Study Examples,” presentation, Mar. 23, 2010

DX 5072

“Princess Cruises, Hilton Hotels, Southwest Airlines, and Enterprise Rental Cars Rank Highest in Brand Equity by

Category: 2010 Harris Poll EquiTrend Results,” Harris Interactive, March 23, 2010

DX 5073 Hertz-Business Insights Agreement

DX 5074 E-mail from Sumesh Kaza to Peter Zuercher

DX 5076 Regulation Driven Surcharging/Discounting Threats deck

DX 5077 Directv-First Amendment to Agreement for American Express Card Acceptance

DX 5078 "ASMD Business Unit Review" presentation

DX 5080 "2010 GCC Perceptions of Coverage Research Summary Report - United States April, 2010" presentation

DX 5081

Verizon Wireless-International Addendum to the American Express Card Acceptance Agreement Between Verizon

Corporate Services Group Inc. and American Express Travel Related Services Company

DX 5083 Brookfield Research, LLC, “Vehicle Rental Value Proposition Research: General Car Rental,” report

DX 5085 Amex presentation: Q1 Bank/Affiliate Business Unit Review: Membership Rewards Overview

DX 5086

Air France (Global)-Letter re: American Express - Air France Card Acceptance Agreement Discount Rate/Payment

Plan

DX 5087 "GMS Support of Charge Card Growth and Alternative Acquiring Constructs" deck

DX 5088 Chart - Credit Card Discount Variance

DX 5089 E-mails between T. Silva, M. Plaisance, and D. Stokely, Re: Customers using Pulse marked debit cards

DX 5090

Best Buy-Letter re: Amended and Restated Agreement for American Express Card Acceptance, dated as of June 1,

2008, between Best Buy Stores, L.P. and American Express Travel Related Services Company Inc.

DX 5091 “Connecting Brand and Enterprise Strategy”

DX 5093

E-mail from C. Sweeney to Amex employees re: BUR conference call

(attaching AMEXNDR00114730 - Global Pricing & Revenue Management BUR)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 179 of 231 PageID #:

20998

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5096

E-mail from J. Riche to C. Coward, re: Fw: Publix- Amex meeting Recap (attaching: GIP 10-1-09- Publix.pdf; Publix

Account Review-Final.ppt)

DX 5097 “Evolving B2B Branding: Consumers and Businesses as Customers”

DX 5098

Walgreen Company-Letter re: Acquisition of Duane Reade and Amendment to Walgreen Co. Card Acceptance

Agreement for American Express

DX 5099 Amex presentation: Fraud Risk Management Discussion (American Express and Publix)

DX 5100 Amex presentation: HEB and American Express (Discussion Document)

DX 5101 Jetblue Airways-Exhibit A: Election Form

DX 5103 Darden Restaurants-Zync Card Pack Participation Form 3-31-10

DX 5107 E-mail from C. Coward to J. Riche, subject: Meeting in May

DX 5108 Amex, “The Benefits of Partnership NetJets and American Express,” presentation

DX 5109 "Deal Team Update for MA Strategic Sales Support" presentation

DX 5110

E-mail from A. Wagner to M. Steffler, re: Q1 Amex/Meijer update (attaching Presentation: "Meijer - American Express

Q1 Update")

DX 5111 Visa, “Global Cross Border Strategy,” presentation

DX 5112 Supervalu 10-K-2010

DX 5114 E-mail from R. Buford to J. Walker subject: RE: FW: American Express: AAFES Rebate Amount

DX 5115 Amex presentation: Safeway and American Express (Discussion Document)

DX 5116 Walgreen Company-CAA Letter Amendment to Walgreen Co.

DX 5117 E-mail from P. Nash to C. DeNale re: Amex Stats

DX 5118

E-mail from T. oliver to L. Woodley, re: ECEB Success Story for MCCS Dod NAFI American Express Acceptance

Contract (attaching: GAOReport5-08 - USDOJ-MCCS-00018120)

DX 5119 E-mail from G. VanNoller to S. Behel, M. Steffler, re: FMI Interchagne Update

DX 5123 Williams-Sonoma and Barclays Co-brand Global CIRC

DX 5124 Amex, “POC Date Overview: Q1 Results,” presentation

DX 5126 Amex, “Membership Rewards® eGift Card Program,” presentation

DX 5128 Continental Airlines Update: May 3, 2010

DX 5130

E-mail from [Redacted] to Pierric Beckert (attaching Amex Presentations, "MSi Merchant Coverage Update - July 08"

and "American Express Network Messaging Toolkit"

DX 5131 E-mail from J. Floss to M. Skokan re: RE: Credit Card transaction fees

DX 5133 Jetblue Airways-Business Insights Agreement

DX 5134

Letter from C. Phillips to D. Bousson, et al., re: FW: First Bag Waiver for American Express Cardmembers (attaching

American Express - FBW.pdf; image001.jpg)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 180 of 231 PageID #:

20999

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5135

E-mail from M. Seitz to T. Oliver, re: AmEx ECEB Success Summary (Attaching: ECEB SUCCESS SUMMARY -

USDOJ-MCCS-0000266)

DX 5137 E-mail from S. Koudsi to J. Snyder and S. Weidall re: Credit Card Transaction Count _ For PCL

DX 5138 "Project Star: Coverage Analytics and Merchant Acquisition" deck

DX 5139 E-mail from L. Rubovitz to P. Codispoti Fw: NPV Deck

DX 5140

E-mail from M. Skokan to A. Garner re: FW: Need your help first thing Wednesday for EPS Committee (attaching:

transaction costs - HYEAMXED0191034)

DX 5141 Amex, “National Client Group (NCG),” presentation

DX 5142 Amex, “Continental Airlines update (Draft)” presentation

DX 5143 Agreement between Ohio State University and Sicilia Inc., dba Sicilia Pizza

DX 5144 OSU Subpoena Response (E.D.N.Y. 10-cv-4496)

DX 5145 E-mail form J. Snyder to L. Garmer, re: minimum purchase on debit

DX 5146 E-mail from J. Funda to S. Berry

DX 5147 E-mail from D. Germaine to E. Brenner, re: Amex: CVS ExtraCare Fields (attaching: ExtraCare Table.pdf)

DX 5149 E-mail from W. Glenn to E. Gilligan, re: Fw: Starwood meeting - update

DX 5150 E-mail from P. Hough to J. Lieberman, re: Re: Starwood Heads Up

DX 5153 Home Depot-Marketing Program Agreement

DX 5154 Home Depot-American Express Participation Agreement

DX 5155 E-mail from E. Brenner to E. Bloom, P. Korologos, re: RE: 2010.05.28 Ltr Re BI-LO BonusCard Field Names

DX 5156 Letter from E. Bloom to P. Korologos

DX 5157 E-mail from D. Long re: FMI in Washington, Board Edition: May 2010

DX 5158 RBA Media Release: Payments System Issues: Strategic Review of Innovation in the Payments System

DX 5160

Best Buy-Amendment to the Amended and Restated Agreement for American Express Card Acceptance Between

Best Buy Stores, LP and American Express Travel Related Services Company Inc.

DX 5163 Directv-American Express Bangtails Vendor/Merchant Participation Form

DX 5165

Official Payments Corp-Letter re: Agreement for American Express card Acceptance dated December 9, 1998,

between Official Payments Corporation and American Express travel Related Service Company Inc.

DX 5166

Air France (Global)-Letter re: American Express - Air France Card Acceptance Agreement Discount Rate/Payment

Plan

DX 5167

Intercontinental Hotels Group-Letter re: American Express Travel Related Services Company Inc. - Lodging

Worldwide Card Service Agreement with Six Continents Hotel Inc.

DX 5168 Amex presentation: World Service US Monthly Results

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 181 of 231 PageID #:

21000

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5169

Fujitsu, “Fujitsu Brand Elements: Co Branding/Partners,” June 2010, 13,

http://channel.shopfujitsu.com/chcontent/var_arp/channel_education/reseller/CoBrandingGuidelines.pdf

DX 5171 Amex presentation: MGM Mirage & American Express (2010/2011 Patnership Discussion)

DX 5172

E-mail from D. Kirwan to C. Chiamprasert, subject; Draft of Agreement, attachments: 2010 HP CAA (HP Draft)

05.24.10.DOC (AMEXNDR17612086); Amex Marketing Program Exhibit.docx (AMEXNDR17612113)

DX 5174 Verizon Wireless-Letter re: Disclosure and Limited Use of American Express Card Bin Number Classifications

DX 5175 MasterCard Deck: "US Markets Strategy - Board of Directors"

DX 5176

E-mail from G. Grippo to K. Conrath, re: May 2008 GAO Report - Final Copy (Attaching: GAO Report to

Congressional Requesters - USDOJ-TREAS-0000397)

DX 5177 Letter from E. Brenner to P. Slater

DX 5178 E-mail from M. Macknin to E. Brenner, re: RE: 06.09.10 Letter from E. Brenner to P. Slater & M. Macknin

DX 5180

E-mail from L. Marmer to B. Cull re: Fw: Confidential Memo to FMI Board of Directors (attaching: Durbin Amendment

Talking Point - KRGAMXED04762531; Interchange Phone Call Script - KRGAMXED04762534)

DX 5181 Visa October 2010 Interactive Model spreadsheet

DX 5182 Letter from E. Bloom to P. Korologos

DX 5183 E-mail from M. Peloquin to P. Nash attaching Amex spreadsheet (CVS_AMEX_0198334)

DX 5184 Letter from E. Brenner to P. Slater, M. Macknin

DX 5185 E-mail from J.D. Richie to L. H. Parikh, re: Publix and Royal Ahold Competitive Rate Analysis

DX 5186 E-mail from J. Snyder to J. Snyder re: Respond: Make A Difference

DX 5188 E-mail from E. Gilligan to K. Chenault re: Fw: MR

DX 5189 E-mail from J. Pierce to L. Fulton, re: RE: Area Meeting June 23rd (attaching "ATM Revenue" presentation)

DX 5190

E-mail from A. Szente to J. Emling: "Summary" (attaching "Support the Durbin Interchange Amendments" document

and "V-MC-Bank Claim Responses" document

DX 5191 "Network Brand Health Status - May results-" deck

DX 5192 Chase Paymentech Select Merchant Payment Card Processing Agreement between JP Morgan and Expedia

DX 5194 “Genentech & American Express”

DX 5195 Letter from E. Brenner to E. Bloom

DX 5196 Letter from E. Bloom to P. Korologos

DX 5197 United Mileage Plus Durbin Amendment Powerpoint

DX 5199

Agreement for American Express Card Acceptance between American Express Travel Related Services Company,

Inc. and Hewlett-Packard Company

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 182 of 231 PageID #:

21001

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5200 E-mail from A. Robertson to C. Hollins, C. Chiamprasert, A. McGrail, subject: Fw: Couple Thoughts

DX 5201

E-mail from L. Walsh re: Presentation for Business Review tomorrow (attaching: Quarterly Review deck -

HYEAMXED00032220)

DX 5202 E-mail from D. Ruda to M. Maloszycka re: AIG-Rebid updated/IMPORTANT

DX 5206

E-mail form C. Allard to M. Steffler, re: Discover Revised Deck (Attaching: Discover Comparison 6.15.10 -

MEIJER_AMEX_1074099)

DX 5211 Best Buy-2010 Merchant Marketing Solutions Participation Agreement

DX 5213 Amex presentation: Membership Rewards 101

DX 5214 Amex presentation: Durbin Scenario Assessment: Short Term Response Strategy

DX 5215 Jetblue Airways-Marketing Program Agreement

DX 5217 Power Point Presenation by Amex, "Northwest-Delta Flex Audit – April Post Wave”

DX 5218 Global Marketplace Insights presentation: InfoShare: US Share

DX 5219

Hilton Hotels-Letter re: American Express Travel Related Services Company Inc. - Hilton Hotels Corp/Lodging

Worldwide Card Service Agreement dated January 1, 2007

DX 5220 Amex Q4 2010 Marketing Promotion

DX 5221

E-mail from C. Coward to S. Estep, D. Phillips, J. Wilson, D. Myers, M. Oliver, D. Finger, H. Dudman, S. Ullom.

subject: Tender Analysis Report, attachments: Book1.xls (PUB_AMEX_0084217)

DX 5223 “Apple and American Express: Card Acceptance Agreement”

DX 5225 Paypal Global Mcc-Amendment No. 1 to the American Express service Agent Program Agreement

DX 5226 "Competative Rewards Overview" deck

DX 5229 Alaska Airlines-Marketing Program Agreement

DX 5230 E-mail from L. Marmer to B. Cull re: Re: Financial Reform with interchange fee reform passes Senate

DX 5231

E-mail from S. Estep to A. Lorenz, re: FW: [BULK] (attaching "Supermarket Industry Guidance on How to Implement

Reforms on Restrictive Card Network Practices" Draft document)

DX 5233

E-mail from M. Cottell to M. LaGoe, T. Fahey re: EFT Transaction Count (attaching: EFT Transaction Count

spreadsheet - APTAMXED00421257)

DX 5234 E-mail from E. Gallucci to M. Dellagrotta, R. Willis, re: FW: Transaction Discount for PIN-based debit

DX 5235 E-mail from E. Gallucci to M. Dellagrotta, re: RE: Transaction Discount for PIN-based debit

DX 5236 E-mail from A. Lorenz to C. Brabbs, E. Gallucci, re: RE: Transaction Discount for PIN-based debit

DX 5238 Memorandum for the Record, Subject: Discover - Cost Increase

DX 5239 E-mail from B. Fox to R. Edwards re: credit/debit information for Townhall

DX 5240 RBA Media Release: Strategic Review of Innovation in Australia's Payments Systems

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 183 of 231 PageID #:

21002

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5241 E-mail from K. Jones to B. Carney re: Re: Debit Fee Increases

DX 5243

E-mail from K. Walter to M. Skokan re: Meeting followup (attaching: American Express Business Insights deck -

HYEAMXED00031937)

DX 5245 "Smart & Final Account Review" presentation

DX 5246 Defendants' Second Revised First Notice of 30(b)(6) Deposition of Plaintiff CVS Pharmacy, Inc.

DX 5250 Amex, “Project Midas Status Update,” presentation, July 29, 2010

DX 5251 “Visa JPM Chase Strategy Development Working Session: Discussion Materials”

DX 5259 E-mail from G. Malawer to W. Blechman re: Melissa Plaisance Safeway

DX 5260 E-mail from D. Stokely to B. Fox re: Payment costs 2010.xls

DX 5265

Global Marketplace Insights presentation: J.D. Power and Associates 2010 Credit Card Satisfaction Study (Key

Results Summary)

DX 5266 "2010 Credit Card Satisfaction Study: Management Discussion" Deck

DX 5268

2010 letter from Meijer to Discover stating that “Discover has exploited its monopoly power, created and perpetuated

by its anti-competitive steering rules, to charge retail merchants supracompetitive

monopoly prices for its payment card services.”

DX 5269 Meijer Legal Department Memo

DX 5270 Letter from J. Kelly to K. Corley

DX 5273 “American Express, August 4, 2010 Financial Community Presentation,”

DX 5274 “Bill Glenn Presentation – Financial Community Meeting”

DX 5276 Keefe, Bruyette & Woods. Specialty Finance

DX 5277 E-mails between S. Archer and D. Goosby, Re: Electronic Payments

DX 5278 E-mail from K. Chenault to P. Codispoti, re: Re: Starwood Partnership - Communication to Frits van Paasschen

DX 5279 Letter from E. Brenner to M. Macknin

DX 5280 Amex, “Project Star - Deep Dive,” presentation

DX 5281 E-mail from B. Fox to M. Aamir re: POS Payment Info, April 2010.ppt

DX 5282 E-mail from K. Chenault to F. van Paasschen re: Amex Luxury Round Table meeting

DX 5285 E-mail from B. Morgan to M. Elworthy re: Amex Pilot

DX 5287 Letter from M. Macknin to M. Tripolitsiotis, re: CVS v. American Express

DX 5288 E-mail from T. Byington to G. Walker re: FW: Discount for Cash purchase for gas

DX 5289 Starwood (Global)-Second Amendment to Startwoode Preferred Guest Card Co-Branded Program Agreement

DX 5290 Letter from M. Macknin to E. Brenner, re: CVS v. American Express

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 184 of 231 PageID #:

21003

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5291 E-mail from P. Labbe to N. Montepara, et al. re: Emerging Payment Technologies Report

DX 5292 Power Point Presentation by Amex "Debit v. Charge Qualitative Research--Final Report"

DX 5293 Letter from M. Tripolitsiotis to M. Macknin

DX 5296 “A Perfect Partnership: Serving the World’s Affluent – Citi | Visa”

DX 5297

E-mail from B. Morgan to M. Elworthy re: Paulas Staff/Amex Follow Up (attaching: Amex Discussion deck -

AHDAMXED0295422)

DX 5299 Letter from M. Macknin to M. Tripolitsiotis, re: CVS v. American Express

DX 5301

Sprint Pcs-Letter re: Acquisition of Virgin Mobile USA, Inc. and Amendment to Sprint/United Management Company

Agreement for American Express Card Acceptance

DX 5302 "Project Aikido: Chase Mitigation Strategies" deck

DX 5303 E-mail from J. Riche to M. Cottell, re: RE: Amex Fees- A&P (attaching: A&P CAA)

DX 5306 Letter from M. Macknin to M. Tripolitsiotis, re: CVS v. American Express

DX 5307

E-mail from R. Martinez to J. Callahan, S. Zuzek re: Interchange Legislation; attaching Memorandum re: Legislation

Regulating Interchange Fees (HEBAMXED03125639)

DX 5308 E-mail from M. Elworthy to S. Plaines re: Budget 2011 credit card fees

DX 5309 Alternative Payment Providers (APP) Study

DX 5310 E-mail from E. Brenner to D. Germaine, M. Macknin, re: RE: Amex: CVS 30(b)(6) deposition

DX 5311 E-mail from D. Germaine to E. Brenner, M. Macknin, re: RE: Amex: CVS 30(b)(6) deposition

DX 5312 E-mail from G. Malawer to M.Koss, subject: Confidentiality Letter

DX 5313

“Advice to Issuers: Shift from Debit to Credit—And Soon,” Digital Transactions News, Sept. 9,

2010, http://www.digitaltransactions.net/newsstory.cfm?newsid= 2634

DX 5314 Power Point Presention by Amex "Competitor Brand Assessment and Q2 Mystery Shopping Findings"

DX 5317 “2011 Plan Construct,” Amex, World Service – MSA 2011 SQP Base Plan, September 17, 2010

DX 5318 Customer Service at American Express: A Relationship, Not a Transaction

DX 5319 Letter from E. Brenner to M. Macknin, D. Germaine

DX 5320 E-mail from K. Konkel to M. Teel, subject: Re: Target's Plan to Increase Top Line Revenues

DX 5321 E-mail from B. Gutierrez to J. Callahan, RE: PayPal-American Express Agreement

DX 5322 E-mail from J. Callahan to B. Gutierrez, re: Re: Paypal-American Express Agreement

DX 5324 E-mail from L. Torres to K. Mueller re: Dues and Subscription for CA Grocers - still researching FMI

DX 5325 “2010 MA&O SQP Plan Review”

DX 5332 Amex presentation: American Express Merchant Regulations - U.S.

DX 5333

Marriott-Letter re: American Express Travel related Services Company Inc. - Marriott International Inc./Lodging

Worldwide Card Service Agreement dated January 1, 2006

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 185 of 231 PageID #:

21004

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5334 "Australia Discount Rate Analysis" deck

DX 5335 Letter from E. Brenner to P. Slater, M. Macknin

DX 5336

E-mail from M. Tolbert to C. Leonard, re: Increase MDR (Proposed MOD) (attaching: Nonappropriated Fund

Amendment - USDOJ-AFSA-2119230)

DX 5337

Walgreens Cost of Payments - Retail Stores Reports for every month between 9/2010 - 6/2012. This exhibit is made

up of 22 separate documents with the following Beg Bates': WLGAMX00533727, WLGAMX00533737,

WLGAMX00533746, WLGAMX00533755, WLGAMX00533765, WLGAMX00533773, WLGAMX00533783,

WLGAMX00533792, WLGAMX00533793, WLGAMX00533794, WLGAMX00533804, WLGAMX00533813,

WLGAMX00533838, WLGAMX00533848, WLGAMX00533862, WLGAMX00533877, WLGAMX00533891,

WLGAMX00533906, WLGAMX00533924, WLGAMX00533946, WLGAMX00533961, WLGAMX00533977

DX 5338

"Payments 101: Credit and Debit Card Payments: Key Concepts and Industry Issues" A First Data White Paper

(October 2010), http://www.firstdata.com/downloads/thought-leadership/payments101wp.pdf

DX 5341

E-mail from C. Coward to D. Phillips, S. Estep, J. Wison, D. Myers, M. Oliver, D. Finger, H. Dudman, and S. Ullom,

subject: Sales by Tender Type 3Q10, attachments: Book2.xls(PUB_AMEX_0086082)

DX 5342

Stipulation Exhibit A, “[Proposed] Final Judgment as to Defendants MasterCard International Incorporated and Visa

Inc.,” Oct. 4, 2010

DX 5343

United States v. American Express, Complaint For Equitable Relief for Violation of Section 1 of the Sherman Act, 15

U.S.C. §1,

No. 1:10-cv-04496 (NGG) (RER)

DX 5344

US Department of Justice. “Justice Department Sues American Express, MasterCard and Visa to Eliminate Rules

Restricting Price Competition; Reaches Settlement with Visa and MasterCard.” News release, Oct. 4, 2010. Available

at http://www.justice.gov/opa/pr/2010/October/10-at-1115.html.

DX 5345

US Department of Justice.“Attorney General Holder Speaks at the Visa, MasterCard, American Express Press

Conference.” Oct. 4, 2010. Available at http://www.justice.gov/iso/opa/ag/speeches/2010/ag-speech-101004.html

DX 5346

Visa. “Visa Settles with U.S. Department of Justice and Seven State Attorneys General: Agrees to Modify U.S.

Merchant Acceptance Rule.” News release, Oct. 4, 2010. Available at

http://pressreleases.visa.com/phoenix.zhtml?c=215693&p=irol-newsarticlePR&ID=1478757&highlight=

DX 5348 Shell-Letter re: Partnership Payments - Shell Global Acceptance

DX 5349 E-mail from B. Gutierrez to J. Callahan re: AMEX/PayPay

DX 5350

E-mail from A. Coscia to J. Partridge: re Fnl Draft Brand Pov, October 11, 2010 (attaching Draft paper re: "A

Perspective on the Visa Brand")

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 186 of 231 PageID #:

21005

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5352 E-mail from H. Langston to C. Posestio re: FW: CM cook school amex

DX 5353 E-mail from B. Gutierrez to H. Langston re: RE: amex question

DX 5354 Amex presentation: National Restaurant Association Marketing Executive Group

DX 5357 E-mail from J. Callahan to M. Rooney re: Re: Credit card fees

DX 5358 E-mail from J. Perron to H. Peloquin, re: RE: Credit - October Fcst

DX 5359 E-mail from E. choi to D. Ruda re: Ford File Deliverables

DX 5360 E-mail from D. Bommann to S. Estep, re: Amex gift card

DX 5361 Lufthansa (Global)-Terms and Conditions for Worldwide Acceptance of the American Express Card by Lufthansa

DX 5366 American Airlines-Amended and Restated Airlines Card Service Agreement

DX 5367 Ahold USA Retail Support deck

DX 5368

E-mail from B. Whiting to S. Koudsi (copying J. Snyder) re: Sales by Tender Reports (attaching: charts -

SVL_AMEX_0568507, SVL_AMEX_0568508)

DX 5369 E-mail from M. Widmer to L. Duus, J. Funda and E. Langwith re: AMC-growth proposal

DX 5370 Amendment to CAA between Amex and Expedia

DX 5371 Directv-American Express Inserts Vendor/Merchant Participation Form

DX 5374

Intercontinental Hotels Group-Letter re: American Express Travel Related Services Company Inc. - Lodging

Worldwide Card Service Agreement with Six Continents Hotel Inc.

DX 5375 E-mail from V. Ressler to B. Carney re: Cash / Check as % of Total Payment types

DX 5376

TNS Financial Services, Consumer Card Strategies Research Program Consumer Card Strategies Research

Program, State of the Card Market Report

DX 5377

E-mail from B. Berry to S. Krailas re: Delta and American Express EJMC (attaching Delta presentation: "Delta and

American Express EJMC")

DX 5378 Visa, "Australia Strategy Kick-off Acceptance: Key Merchant Management model" deck

DX 5379 "2010 Debit Issuer Study, Executive Summary" Pulse (2010)

DX 5380 “Custom Campaign Analysis: Florida Spring & Summer Campaign”

DX 5382

E-mail from M. Skokan to J. Briggs re: FW: Financial MAC Meeting - Slide Deck (attaching: MAC Meeting deck -

HYEAMXED02276342)

DX 5384 E-mail from K. Konkel to M. Teel, subject: FW: Just 4 u, attachments: 5 images from safeway website

DX 5385 "Global Services Shirt Sleeve Session" deck

DX 5386

E-mail from J. Aprile to J. Avino re: GCG anchor merchants (attaching: MSA Regulatory Response Action Plan:

Merchant Partnerships deck)

DX 5388 American Express, “Small Business Saturday: A National Movement"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 187 of 231 PageID #:

21006

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5389 E-mail from V. Campana to I. Ring re: 3 of 3 e-mails / Sales Decks for McKinsey

DX 5390

Amex Press Release, Consumers Can Show Their Support for Small Business This Holiday Season on "Small

Business Saturday", Nov. 8,2010, http://about.americanexpress.com/news/pr/2010/sbs.aspx.

DX 5391 Best Buy-Business Insights Agreement

DX 5393

Best Buy-Letter re: Amended and Restated Agreement for American Express Card Acceptance, dated as of June 1,

2008, between Best Buy Stores, L.P. and American Express Travel Related Services Company Inc. with attached

Amendment

DX 5394 Amex presentation: Global Services Town Hall

DX 5395

Best Buy-Amendment to the Amended and Restated Agreement for American Express Card Acceptance Between

Best Buy Stores, LP and American Express Travel Related Services Company Inc.

DX 5396 Darden Restaurants-American Express Merchant to Cardmember Marketing Program

DX 5397 Evercore Partners, “United States Equity Research: American Express Company"

DX 5398 Power Point Presentation by Amex "Project X Update to Leadership Team"

DX 5399 Breakdown on Sales by Tender Type

DX 5401 Amex, Debit: An Overview

DX 5402 E-mail from T. Burke to Executive Committee re: Sales by Payment Type 3rd Quarter, 2010

DX 5404 Sabre, Inc. (parent of Travelocity)-Agreement for American Express Card Acceptance

DX 5407 Bain & Company, “Chase Phase II: Executive Update - Threat and Actions” Deck (Draft)

DX 5408 Power Point Presentation by Bain "Chase Phase II: Summary of findings and implications"

DX 5411 E-mail from A. Ebeling to C. Underwood, D. Myers et al., re: RE: John Snapp's Tender breakdown by basket size

DX 5412 E-mail from E. Hunn to S. Koudsi (copying K. Shotton) re: AMEX Payments for SAL Gift Cards

DX 5414 “The American Express Brand”

DX 5415 Dell Computers-American Express Program Participation Agreement

DX 5417 Global Terms for Amex Card Acceptance Agreements Between BP Group Companies and American Express

DX 5425 Link2Gov.Com Inc-Agreement for American Express Card Acceptance

DX 5426 Network Board presentation noting significant migration from credit to debit

DX 5430 "Open Financial Review December 2010"

DX 5431 American Express New Booked CV Report: December YTD 2010

DX 5432 CCSG Financial Review

DX 5433 GMS Global Reporting Package (December 2010 Data Update)

DX 5434 OPEN Financial Review

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 188 of 231 PageID #:

21007

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5435 CCGS Financial Review

DX 5436 Visa Inc. Operating Committee Report: America's Monthly Report December 2010

DX 5438 Nilson Report 961

DX 5439 Nilson Report 962

DX 5440

UK Office of Fair Trading, “Advertising of Prices,” December 2010, (hereafter “OFT

Advertising of Prices”), available at <http://www.oft.gov.uk/shared_oft/marketstudies/

AoP/OFT1291.pdf>

DX 5442

E-mail from E. Gallucci to A. Ebeling, re: RE: 11/17 Credit Card Incentive notes (attaching: Incentives for Credit

Alternatives v4 with IS Hours.xls)

DX 5443 Amex, “Custom Campaign Analysis: Hertz Young Renters Acquisition Campaign”

DX 5444

E-mail from L. Marmer to K. Munninghoff re: Fw: FMI Midwinter (attaching: FMI Strategic Executive Exchange

Program; FMI Letter to retailer re: Strategic Executive Exchange; Strategic Executive Exchange 2011 Contacts list;

Scheduler User Manual)

DX 5445 E-mail from S. Koudsi to T. Clausing re: visa gift cards

DX 5447 "Elizabeth Rutledge SSS: A working session to share key learnings and results to date" deck

DX 5448

E-mail from L. Donahue to E. Georgs, subject: Amex Merchant Services, attachments: Starwood=Amex Card Service

Agreement - DRAFT 12-7-10.DOC; DVComparison_Starwood 2011 CSA Draft 10-19-10-Starwood-Amex Card

Service Agreement - DRAFT 12-7-10.doc

DX 5449 Agreement for American Express Card Acceptance

DX 5450 E-mail from George Zilvetti to David Clarke

DX 5451 Directv-American Express Selects Offer Participation Form

DX 5452 E-mail from A. Ebeling to T. Jones re: Non-Credit-Card Incentives

DX 5453 Credit Card Usage on Purchases of $10.00 or Less: Are the Fees Worth It?

DX 5454

Calendar Event for Information Update - Descipriton has changed: A&P/Amex Meeting (attaching: A&P and American

Express deck)

DX 5461

Intercontinental Hotels Group-Supplement to American Express Card Service Agreement Flexible Cooperative

Marketing Programs

DX 5462 Intercontinental Hotels Group-Six Continents Hotels, Inc. Addendum Regarding Card Acceptance By Franchises

DX 5463 Intercontinental Hotels Group-Letter Amendment to Card Service Agreement

DX 5464 Intercontinental Hotels Group-Addendum to Card Service Agreement

DX 5465 E-mail from M. Teel to K. Mueller, subject: Fwd: Open Letter from NRF President and CEO on Swipe Fee Victory

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 189 of 231 PageID #:

21008

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5467

Power Point Presentation by Oliver Wyman "The US debit market and Durbin Amendment: Worse than the worst-

case scenario"

DX 5468 E-mail from L. Grisafi to P. Codispoti, re: Re: Fw: Recap of Yesterday's Partnership Conversation

DX 5469 E-mail from M. Vondrasek to P. Codispoti re: Recap of Yesterday's Partnership Conversation

DX 5472

Marriott-Letter re: American Express Travel Related Services Company Inc. Marriott International Inc. - Lodging

Worldwide Card Service Agreement Dated January 1, 2006, as amended and supplemented from time to to time

DX 5473 Hyatt International-Letter re: American Express Travel Related Services Company Inc. Hyatt Corporation

DX 5474 At&T-amendment Number 05040814.A.003 to American Express Card Acceptance Agreement

DX 5479 Marriott-Meetings and Event/Other High Roc Charges Addendum to Card Service Agreement

DX 5480 Marriott-Flexible Marketing Program Addendum

DX 5481

Marriott-Lodging Worldwide Card Services Agreement by and between American Express Travel Related Services

Company Inc. and American Express Payment Services Limited and Marriott International Inc.

DX 5482 Marriott-Timeshare Addendum to the Credit Service Agreement

DX 5485

Agreement for American Express Card Acceptance between American Express Travel Related Services Company,

Inc. and IKEA North America Services, LLC

DX 5490 Starwood (Global)-Meetings and Events Addendum to Card Service Agreement

DX 5492 Us Airways, Inc-Airline Card Service Agreement

DX 5496

Us Airways, Inc-Letter re:American Express Travel Related Services Company, Inc. - Airline Worldwide Card Service

Agreement with US Airways Inc.

DX 5498

Hyatt International-Letter re: American Express Travel Related Services Company Inc. - Lodging Worldwide Card

Service Agreement with Hyatt Hotels Corporation

DX 5499

Starwood (Global)-Letter re: American Express Travel Related Services Company Inc. - Starwood Hotels and Resorts

Worldwide Card Service Agreement dated January 1, 2011

DX 5500

Starwood (Global)-Letter re: American Express Travel Related Services Company Inc., - Lodging Worldwide Card

Service Agreement with Starwood Hotels and Resorts Worldwide Inc.

DX 5502 American Express Finance Policy

DX 5503 Ski Industry Marketing Program Addendum

DX 5504 Flexible Cooperative Marketing Program Agreement

DX 5505 Annual Credit Card Financial Report: FY 2011

DX 5506 Darden Restaurants - Consolidated Visa/MC Qualification Report

DX 5507 Visa, “Visa Payment Panel Study: Summary Statistics”

DX 5508 Report: 2011 Highlights, "Visa Payment Panel Study"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 190 of 231 PageID #:

21009

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5509 American Express Annual Report 2010

DX 5513

EFTPOS, “Scheme Fees and Interchange Fees,”

available at http://www.eftposaustralia.com.au/corporate/resources/scheme-fees-and-interchange-fees.

DX 5514 H.R. Res. 468, 112th Cong. (2011) (Congressional resolution re Small Business Saturday)

DX 5515 Household payment Patterns in Australia

DX 5517 J.D. Power and Associates: 2011 Credit Card Satisfaction Study

DX 5519 Nilson Report 964

DX 5520 Payments System Board Annual Report

DX 5521 S. Res. 320, 112th Congr. (2011) (Congressional resolution re Small Business Saturday)

DX 5530 British Airways-Letter re: British Airways

DX 5531 Merchant Billing Statement from Fifth Third Processing Solutions to Meijer, Inc.

DX 5533 Amex presentation: 2011 NRF Annual - AXP Initiatives

DX 5534 Visa Debit Issuer Meeting Deck: "Charg Card and Other Credit Opportunities"

DX 5535 Office Depot-American Express Participation Agreement

DX 5536 Avis-American Express Participation Agreement

DX 5537 E-mail from S. Miller to J. Martin re: AX Charge Card Agreement

DX 5538 Carnival Cruise Lines-Cruise Line Card Acceptance Agreement

DX 5539 Carnival Cruise Lines-Marketing Addendum to Global Cruise Line Card Acceptance Agreement

DX 5540 Carnival Cruise Lines-Guarantee Agreement

DX 5541 E-mail from M. Skokan to K. Reeve re: FW: Visa Contact

DX 5544 Merchant Services Assement of Internal Compensation and Inmplications to the Business Presentaiton

DX 5545 American Airlines-Exhibit A: Election Form - Airline Cooperative Marketing Program 2011 Annual Selection

DX 5547 Presentation: Raley's Business Review

DX 5548 Visa, “Australia Counter AMEX strategy update”

DX 5549 Discover Form 10-K 2010

DX 5551 "Chase GCC Update" Deck

DX 5553 Expedia Travel-Amendment to the Agreement for American Express Card Acceptance

DX 5556 Power Point Presentation by Visa "USA Financials Review"

DX 5557 Amex, “2010 GMS Coverage Research: Global Spend Coverage”

DX 5558 Directv-American Express Inserts Vendor/Merchant Participation Form

DX 5560 One Point Program Roadshow deck

DX 5561 “New Co-Brand Strategies Update, CS BUR with Ed Gilligan”

DX 5562 Visa, “Australia Counter AMEX strategy”

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 191 of 231 PageID #:

21010

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5563 Nilson Report 965

DX 5565 Monthly Merchant Billing Summary

DX 5566 Fiscal Second Quarter 2011 Earnings Conference Call Script Saunders Section

DX 5567 Citi/Discover "Our Partnership" deck

DX 5568 E-mail from K. Collins to D. Ruda re: Electrolux-Commercial Card wins

DX 5570 Power Point Presentation by Amex "Joint GMS-OPEN SBO Value Proposition"

DX 5571 E-mail from J. Quagliata to C. Hollins, re: Avon

DX 5572 E-mail from M. Skokan re: Re: Supermarket Growth Incentive Program

DX 5573 Agreement between Jetblue and Cenveo

DX 5574

Conversion to PIN Debit: A Review of the Fees & Savings to Incentivize Customers to Use PIN Debit (Giant Carlisle

Division)

DX 5576 Visa Inc. Operating Committee Report: America's Monthly Report January 2011

DX 5578 "Merchant Services US OnePoint Update"

DX 5579 “Merchant Services US: one point Update" deck

DX 5580 E-mail from B. Hanlon re: RE: Draft MPC Response to NPRM

DX 5581 E-mail from C. Fletcher to L. Cruz (CC: J. Anders) Re: 2010 Gift Card Center Promotion

DX 5582 E-mail from E. Gilligan to G. McNeal, re: Re: Delta and GMS Cooperative Funds

DX 5583 “Partnership Update”

DX 5584 "The Home Depot (HD) Q4 2010 Earnings Call

DX 5585 E-mail from M. Skokan to T. Kaska re: RE: Interchange Income

DX 5586 E-mail from S. Koudsi to W. Hunter re: question on plastic

DX 5587

Marriott-Letter re: American Express Travel Related Services Company Inc. Marriott International Inc. - Lodging

Worldwide Card Service Agreement Dated January 1, 2006, as amended and supplemented from time to to time

DX 5588 E-mail from A. Wagner to K. Hanna (CC: C. Engleman): "GIP Payment and rate reduction"

DX 5589 MasterCard 10-K 2010

DX 5590

E-mail from J. Funda to D. Warren (copying E. Langwith et al.) re: Pricing Communications Tools For Ken Meeting

(attaching: Visa - Competitive Rate Analysis)

DX 5591 Presentation to the Operating Committee

DX 5592 E-mail from M. Plaisance to D. Stokely, et al. re: CSI Initiative - Question For You

DX 5594 RBA Media Release- Payments System Issues : Multi-Function Cards and Related Issues

DX 5595 First Amended Complaint

DX 5596 American Express Form 10-K 2010

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 192 of 231 PageID #:

21011

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5598 E-mail from S. Elfes to B. Morgan re: Tender Incentive Deck - GC (attaching: Ahold Incentive for Giant Carlisle deck)

DX 5600 "Alaska Airlines and American Express: 'It's Surprising Where You Can Go' Campaign Analysis" deck

DX 5602 American Express - Merchant Satisfaction Research: Master Report color deck

DX 5603 E-mail from D. Droste to D. LaPradd subject: RE: DISCOVER (UNCLASSIFIED)

DX 5604 “Membership Rewards ANZ Update to David Nigro”

DX 5606

Supplement to American Express Card Service Agreement Flexible Cooperative Marketing Program between

American Express Travel Related Services Company, Inc. and Starwood Hotels & Resorts Worldwide, Inc.

DX 5608 Letter from M. Schimtt and C. Bolus to S. Bird re: Agreement for American Express Card Acceptance Agreement.

DX 5610 Amex, Membership Rewards Expense Discussion

DX 5612 Riteaid (American Express 2011 Account Review)

DX 5613 "Morton's Restaurant Group and American Express Business Performance Review" deck

DX 5614 “Brand Health Status February Dashboard”

DX 5615 Amex, “U.S. MR Results Review February 2011”

DX 5616 E-mail from T. Dinin to K. Mueller re: Visa Co-brand Opportunity

DX 5619 “Merchant Servicing Discussion”

DX 5620 American Express - US Coverage Update: Tom Pojero Staff Meeting

DX 5621 E-mail from M. Macknin to P. Korologos, re: Amex/CVS ExtraCase database - fields sought by Amex

DX 5622 E-mail from E. Brenner to M. Macknin, P. Korologos, re: RE: Amex/CVS ExtraCare database - fields sought by Amex

DX 5624 Amex, “MR Innovation: Final Report”

DX 5632 At&T-Amendment Number 05040814.A.004 to American Express Card Acceptance Agreement

DX 5633 E-mail from D. Baty re: How have people paid for their groceries at Hy-Vee?; attaching Tender Types chart

DX 5634 Visa-Profit Analysis Reports: Quarter Ended March 31, 2011

DX 5636

E-mail from C. Frank re: US Card Share Analysis -- December YTD 2010 (attaching: Dec YTD 2010 US Share News

Flash; US Share Report Dec YTD 2010 deck)

DX 5637 Power Point Presentaton by Mintel "Review of Upcoming Changes to Checking Accounts and Debit Cards"

DX 5640

Illinois' Responses to American Express and American Express TRS's First Set of Interrogatories, United States, et

al., v. American Express Co. et al., No. 10-CV-04496 (NGG) (RER)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 193 of 231 PageID #:

21012

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5641

Plaintiff State of Arizona's Objections and Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5642

Plaintiff State of Connecticut's Objections and Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5643

Plaintiff State of Idaho's Objections and Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5644

Plaintiff State of Maryland's Objections and Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5645

Plaintiff State of Michigan's Objections and Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5646

Plaintiff State of Missouri's Objections and Responses to the American Defendants' First Set of Interrogatories, United

States, et al., v. American Express Co. et al., No. 10-CV-04496 (NGG) (RER)

DX 5647

Plaintiff State of Montana's Objections and Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5648

Plaintiff State of Nebraska's Objections and Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5649

Plaintiff State of New Hampshire's Objections and Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 194 of 231 PageID #:

21013

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5650

Plaintiff State of Ohio's Objections and Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5651

Plaintiff State of Rhode Island's Objections and Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5652

Plaintiff State of Tennessee's Objections and Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5653

Plaintiff State of Texas's Objections and Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5654

Plaintiff State of Utah's Objections and Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5655

Plaintiff State of Vermont's Objections and Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5656

Plaintiff United States' Objections and Responses to Defendants' First Set of Interrogatories, United States, et al., v.

American Express Co. et al., No. 10-CV-04496 (NGG) (RER)

DX 5657

State of Iowa's Objections and Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5658 Hewlett-Packard Co-Merchant Participation Agreement

DX 5659 Hewlett-Packard Co-2011 American Express Offer Participation Agreement

DX 5660

Bi-Lo's Second Supplemental Objections and Responses to Defendants' First Set of Interrogatories to Bi-Lo, LLC, In

Re: American Express Anti-Steering Rules Antitrust Litigation (No. II), No. 11-MD-02221 (NGG) (RER)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 195 of 231 PageID #:

21014

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5663

Walgreen Co.'s Second Supplemental Objections and Responses to Defendants' First Set of Interrogatories to

Walgreen Co., Rite Aid Corp. v. American Express, No. 08-cv-2315 (NGG)

DX 5664 Dell Computers-American Express Digital Closed Loop - Digital Media Purchase Order (Existing Offer)

DX 5665

Hewlett-Packard Co-Amendment to the Marketing Program Agreement between Hewlett-Packard Company and

American Express Travel Related Services Company, Inc.

DX 5674

SuperValu's Objections and Responses to Defendants' First Set of Interrogatories, In Re: American Express Anti-

Steering Rules Antitrust Litigation (No. II), No. 11-MD-02221 (NGG) (RER)

DX 5676 Power Point: PayPal, “PayPal Consolidated Book”

DX 5677 Amex Deck: Kroger and American Express - 2011 Partnership Discussion

DX 5679 E-mail from T. Dinin to K. Mueller re: Private ACH connected with loyalty card

DX 5680 At&T-Amendment Number 05040814.A.005 to American Express Card Acceptance Agreement

DX 5681 E-mail from M. Warren to M. Skokan re: Update on DOJ Meeting Regarding Tunny Act Submission

DX 5682 Visa U.S.A., Interchange Reimbursement Fees

DX 5683 E-mail from M. Skokan to K. Reeve re: RE: Update on DoJ Discussion and Monday 3pm call

DX 5684

E-mail from S. Harris re: RE: Update on DoJ Discussion and Monday 3pm call (attaching: Agenda for Call on DOJ

Discussions)

DX 5685 At&T-Amendment Number 05040814.A.005 to American Express Card Acceptance Agreement

DX 5686 "WOW - American Express meeting" deck

DX 5687 Draft Power Point Presentation by Visa to the Board of Directors: "Durban Business Strategy and Execution Plan"

DX 5688 Letter from Matthew Tripolitsiotis to Eric L. Bloom, re: BI-LO and Rite Aid Loyalty Databases

DX 5689 Directv-American Express Online Advertising - Participation Agreement

DX 5690 E-mail from Matthew Tripolitsiotis to M. H. Macknin, re: Amex NDP: 4.21.11 ExtraCare Meet and Confer

DX 5691 E-mail from Mitch Macknin to Matthew Tripolitsiotis, re: Amex NDP: 4.21.11 ExtraCare Meet and Confer

DX 5692 E-mail from D. Karcher to K. Beringer (CC: M. Olivieer, D. Karcher) RE: Gift Card Promotion Question and

Opportunity

DX 5693 E-mail from Matthew Tripolitsiotis to M. H. Macknin, re: Amex NDP: 4.25.11 ExtraCare Meet and Confer

DX 5694 E-mail from T. Fahey to D. McConney re: A&P Interchange Analysis 5/1 to 5/5

DX 5695 Jetblue Airways-Merchant Bonus Points Program Agreement

DX 5697 At&T-Agreement for American Express Card Acceptance

DX 5698 Enterprise Rac-Supplement to American Express Card service Agreement Flexible Cooperative Marketing Program

DX 5699 Enterprise Rac-Enterprise Holdings Inc. and the Enterprise Entities' Card Service Agreement

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 196 of 231 PageID #:

21015

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5700

Marriott-Letter re: American Express Travel Related Services Limited and Marriott International Inc/Lodging Worldwide

Card Service Agreement Dated January 1, 2011

DX 5701 Southwest Airlines-Letter re: Merger with AirTran Airways

DX 5702

Southwest Airlines-Letter Flexible Cooperative Marketing Program Selection for Program Year Commencing January

1, 2011

DX 5703 Airtran Airways-Letter Addendum

DX 5704 Competitive Update: Chase

DX 5705 E-mail from W. Prince to L. Nash Re: Gift Card Ads

DX 5706

Publix Memorandum from D. Karcher to Store Mangers, Grovery Managers, and Customer Service Managers re:

American Express Gift Card Ad

DX 5707 Delta Airlines-Letter Addendum re 2011 Flexible Marketing Cooperative Marketing Program

DX 5709 Declaration of J. Snyder

DX 5711

Plaintiffs' Amended Rule 26(a)(1) Initial Disclosures, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5712 “Deep Dive: Brand Relevance”

DX 5713

Letter from Eric L. Bloom to Matthew S. Tripolitsiotis, re: Response to April 21, 2011 Letter Regarding the Header

Information BI-LO Provided to Defendants.

DX 5714

E-mail from D. Howard on behalf of D. Phillips to C. Coward, subject: FW: Merchant Payments Network Funding

approval

DX 5715

E-mail from D. Howard on behalf of D. Phillips to C. Coward, subject: FW: Merchant Payments Network Funding

approval

DX 5716 Great Atlantic & Pacific Tea Co., 10-K-2011

DX 5717 E-mail from S. Estep to D. Phillips, subject: FW: Merchant Payments Network Funding approval

DX 5718 AAFES Organizational Chart

DX 5719 E-mail from G. McNeal to K. Chenault re: “Amazon Background and key Messages”

DX 5720 American Express Business Insights Deck: Choice Hotels International & American Express

DX 5721 E-mail from K. Shachmut to D. Stokely re: American Express - Tom Pojero

DX 5722

E-mail from C. Benson to G. Baumgartner, A. McMillan, M. Teel, K. Konkel, R. Jacobsen, K. LaCrosse, subject: Near-

field Communication, Google, and Payment, attachments: Article titled "MasterCard says 62 percent of people would

make payments using mobile phones"

DX 5723 "Consumer-led Strategy Global Segmentation and Value Proposition Development" Deck

DX 5724 Global Merchant Services Finance: 2011 Business unit Review

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 197 of 231 PageID #:

21016

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5725

Illinois' Responses to American Express and American Express TRS's Second Request for Documents, United

States, et al., v. American Express Co. et al., No. 10-CV-04496 (NGG) (RER)

DX 5726

Plaintiff State of Arizona's Objections and Responses to the American Defendants' Second Set of Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5727

Plaintiff State of Connecticut's Objections and Responses to the American Defendants' Second Set of Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5728

Plaintiff State of Idaho's Objections and Responses to the American Defendants' Second Set of Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5729

Plaintiff State of Iowa's Objections and Responses to the American Defendants' Second Set of Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5730

Plaintiff State of Maryland's Objections and Responses to the American Defendants' Second Set of Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5731

Plaintiff State of Michigan's Objections and Responses to the American Defendants' Second Set of Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5732

Plaintiff State of Missouri's Objections and Responses to the American Defendants' Second Set of Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 198 of 231 PageID #:

21017

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5733

Plaintiff State of Montana's Objections and Responses to the American Defendants' Second Set of Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5734

Plaintiff State of Nebraska's Objections and Responses to the American Defendants' Second Set of Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5735

Plaintiff State of New Hampshire's Objections and Responses to the American Defendants' Second Set of

Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5736

Plaintiff State of Ohio's Objections and Responses to the American Defendants' Second Set of Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5737

Plaintiff State of Rhode Island's Objections and Responses to the American Defendants' Second Set of Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5738

Plaintiff State of Tennessee's Objections and Responses to the American Defendants' Second Set of Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5739

Plaintiff State of Texas's Objections and Responses to the American Defendants' Second Set of Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5740

Plaintiff State of Utah's Objections and Responses to the American Defendants' Second Set of Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 199 of 231 PageID #:

21018

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5741

Plaintiff State of Vermont's Objections and Responses to the American Defendants' Second Set of Interrogatories

and Second Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 5742

Plaintiff United States' Objections and Responses to Defendants' Second Set of Interrogatories, United States, et al.,

v. American Express Co. et al., No. 10-CV-04496 (NGG) (RER)

DX 5743 E-mail from M. Teel to G. Baumgartner, subject: re: Weekly BOD Updates

DX 5747 Enterprise Rac-Guarantee Agreement

DX 5748

Declaration of Judson Reed in Support of the United States' Motion for Entry of the Proposed Final Judgment in U.S.

v. American Express, et. al.

DX 5750 E-mail from D. Stokely to P. Bigley re: Merchants Payment Network

DX 5753

Declaration of B. Tomchek in Support of the United States' Motion for Entry of the Proposed Final Judgment as to

Defendants MasterCard International Inc. and Visa Inc.

DX 5754

Hilton Hotels-Letter re: American Express Travel Related Services Company Inc. American Express Payment

Services Limited and Hilton Hotels Corporation also known as Hilton Worldwide Lodging Worldwide Card Service

Agreement

DX 5755 Visa, "Visa Consumer Charge Card: Product and Implementation Guide" Deck

DX 5756

“Review of Card Surcharging: A Consultation Document,” June 2011, Reserve Bank of

Australia, available at http://www.rba.gov.au/publications/consultations/201106-review-cardsurcharging/

pdf/201106-review-card-surcharging.pdf

DX 5757 Strategic Review of innovation in the Payments System: Issues for Consultation

DX 5758

Strategic Review of innovation in the Payments System: results of the Reserve Bank of Australia's 2012 consumer

payments use study

DX 5759 Alaska Airlines-Amendment to Business Insights Agreement

DX 5762

Walgreen Company-Letter re: Acquisition of Drugsstore.com and Amendment to Walgreen Co. Card Acceptance

Agreement for American Express

DX 5763 MPN Steering Committee Call Minutes June 3, 2011

DX 5764 Hewlett-Packard Co-2011 American Express Offer Participation Agreement

DX 5765 E-mail from Sandy Estep to Chris Brabb, re: Meeting Notes

DX 5766 AAFES Organizational Chart for Finance and Accounting

DX 5767 MasterCard Worldwide Marketing and Core Products Deck: Consumer-Let Strategy - Board of Directors Meeting

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 200 of 231 PageID #:

21019

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5768

E-mail from P. Kelly to C. Kelly, C. Krese (CC: Federal Affairs, C. Kopple, D. Fitzsimmons): "FW: 308 National/State

Associations Oppose Tester-Corker Amendment", attachments: Joint Association Letter Opposing Tester-Corker

Amdt - June 6 2011 PDF

DX 5770 RBA Media Release- payments system board consultation on card surcharging

DX 5772 Paypal Global Mcc-Authorized Gateway Provider Agreement

DX 5773

Letter from E. Bloom to M. Tripolitsiotis, re: Response to April 21, 2011 Letter Regarding the Header Information Rite

Aid Provided to Defendants.

DX 5774 E-mail from G. Baumgartner to M. Teel, subject: Weekly Updates for Possible BOD Sharing

DX 5776

Response of Plaintiff United States to Public Comments on the Proposed Final Judgment, US v. American Express,

No. 10-cv-4496 (E.D.N.Y 2011)

DX 5777 “US Consumer Competitive Monitoring Service,” Global Marketplace Insights

DX 5789 E-mail from Matthew Tripolitsiotis to Erick Bloom, re: Amex NDP: Rite Aid and BI-LO Databases

DX 5790 E-mail from C. Butt to M. Rooney re: FW: Debit Card Interchange Fee

DX 5791 Q1 2011 Kroger Co Earnings Conference Call

DX 5792 Verizon Wireless-Mutual Nondisclosure Agreement

DX 5795

Plaintiff's Second Supplemental Responses and Objections to Interrogatory 3 of Defendants' First Set of

Interrogatories and Document Request 4 of Defendants' First Request for Production of documents to the United

States, United States, et al., v. American Express Co. et al., No. 10-CV-04496 (NGG) (RER)

DX 5796

Spirit Airlines Inc-Addendum and Amendment to the Agreement Governing Acceptance of the American Express Card

by Airlines

DX 5797 Letter from E. Bloom to M. Tripolitsiotis, re: Rite Aid's Rewards Database and BI-LO's BonusCard Database

DX 5798 Dell Computers-Amendment to American Express Participation Agreement: Daily Wish Program

DX 5800 Business Insight: A Customized Payments Intelligence Report for NEX

DX 5802

Board of Governors of the Federal Reserve, Press Release, June 29, 2011, available at

http://www.federalreserve.gov/newsevents/press/bcreg/20110629a.htm

DX 5803 Directv-American Express Selects Offer Participation Form

DX 5805 RBA Media Release - Strategic Review of innovation in the Payments Systems

DX 5807 "US General Value Story Research" deck

DX 5808 Letter from M. Tripolitsiotis to E. Bloom, re: BI-LO and Rite Aid Loyalty Databases

DX 5809 Defendants' Notice of Rule 30(B)(6) Deposition of Plaintiff United States of America

DX 5810 American Banker "USAA to End Debit Rewards"

DX 5811 “CCSG Executive Report – Q1 2011”

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 201 of 231 PageID #:

21020

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5814

E-mail from C. Basso to C. Butt, G. Podjenski re: Fwd: Cas Deck for SLT - Numbers Updated; (attaching final fuel

promotional presentation)

DX 5815 Sprint Pcs-Amendment No. 1 to Marketing Program Agreement

DX 5816 Letter from Eric L. Bloom to Matthew S. Tripolitsiotis, re: Rite Aid and BI-LO Loyalty Databases

DX 5817 Letter from C. Phillips to W. Aaron re: AX Rate Update

DX 5818

E-mail from M. Plaisance to S. Burd, et al., re: Deck for Tomorrow's MPN call (attaching 07-15-11 MPN Steering Cte

Call Deck)

DX 5819 Building and Driving the MPN Business: Discussion Document

DX 5821

E-mail from Dodd Roberts to Aaron Strahota, Todd Anderson, et al., re: MPN Merchant Data Request and Call Notes

(attaching Spreadsheet: "MPN Data Request" and MPN meeting notes)

DX 5822 Avis-2011 Multi-Rewards Bonusing Participation Agreement

DX 5825

Letter from Colm Lorigan to RBA Head of Payments Policy Department, subject: American Express Submission on

the Review of Card Surcharging: A Consultation Document

DX 5826

Final Judgment as to Defs. MasterCard Int'l Inc. and Visa Inc., United States v. American Express Co., No. CV-10-

4496 (E.D.N.Y. July 20, 2011)

DX 5827

Order re Plaintiffs’ Motion for Entry of Final Judgment on Consent, United States of America et al. v. American

Express Company et al., No. 10 Civ. 4496 (NGG)(RER),

DX 5828 Final Judgment as to Defendants Mastercard International Incorporated and Visa Inc.

DX 5829 Letter from E. Bloom to M. Tripolitsiotis, re: Loyalty Card and Point of Sale Data at BI-LO and Rite Aid

DX 5830

Plaintiff United States' Supplemental Objections and Responses to Interrogatory 3 of Defendants' First Set of

Interrogatories to the United States, United States, et al., v. American Express Co. et al., No. 10-CV-04496 (NGG)

(RER)

DX 5831 “Business Insights SQP”

DX 5832 Power Point Presentation by Visa "Visa: Q3'11 Earnings Sell-Side Summary"

DX 5833 Directv-American Express Inserts Vendor/Merchant Participation Form

DX 5835 Directv-American Express Inserts Vendor/Merchant Participation Form

DX 5837 J.D. Power and Associates "2011 Credit Card Satisfaction Study-Management Discussion"

DX 5838 Letter from Matthew Tripolitsiotis to Erick Bloom, re: Amex NDP: Rite Aid and BI-LO Databases

DX 5841

E-mail from M. Souza to D. Roberts re: MPN - Letter of intent (attaching: Merchant Purchasing Network Letter of

Intent)

DX 5842

Letter from David P. Germaine to Kevin Orsini, re: Field Information for Loyalty Databases Maintained by Individual

Plaintiffs

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 202 of 231 PageID #:

21021

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5845 Letter from David P. Germaine to Kevin Orsini, re: Field Information for Loyalty Databases Maintained by Supervalu

DX 5847 E-mail from M. Sublette to C. Kunde, T. Birkel, Re: NRF Call - Durbin Challenge

DX 5848

Plaintiff United States' Supplemental Objections and Responses to Interrogatory 3 of Defendants' First Set of

Interrogatories to the United States, United States, et al., v. American Express Co. et al., No. 10-CV-04496 (NGG)

(RER)

DX 5850 Bridging the Merchant Acceptance Perception Gap Steering Committee Meeting #2

DX 5853

“J.D. Power and Associates Reports: Customer Satisfaction with Credit Cards Increases

for a Second Year, American Express Ranks Highest in Credit Card Customer Satisfaction for a

Fifth Consecutive Year,” J.D. Power press release, available at

<http://www.jdpower.com/content/press-release/aIr7L1E/credit-card-satisfactionstudy.

htm>

DX 5855 University of Montana UMoney Merchant List

DX 5856 Best Buy-Business Insights Agreement

DX 5860 Defendants' Revised Notice of 30(b)(6) Deposition of Plaintiff SuperValu Inc.

DX 5861

E-mail from R. Stark to T. Severson, B. Volk & D. Hijirida, re: Amazon/Amex Acceptance and Honor Cards Provisions -

Amex Revisions (attaching two Draft Amazon American Express Acceptance Agreement)

DX 5863 Starwood (Global)-Meetings & Events Services Agreement

DX 5864 Letter from Matthew S. Tripolitsiotis to David Germaine, re: Meijer and Supervalu Loyalty Databases

DX 5865 RBA Media Release- Payments System Issues

DX 5866 E-mail from Sylvie Billet, Citi, to Melanie Coutin, Citi

DX 5868

Stavins, Joanna. “Potential Effects of an Increase in Debit Card Fees.” Public Policy Brief no. 11-3,

Federal Reserve Bank of Boston, September 6, 2011

DX 5869

Home Depot-Letter re: Request to remove Chem-Dry/Harris Research as a subsidiary from the Home Depot USA

Card Acceptance Agreement

DX 5870 Dell Computers-Business Insights Agreement Version 2

DX 5871

E-mail from David Hijirida to Mike Williams, Ben Volk, Torben Severson, et al., re: Amex/ Amzn Contract Netogtiaion

(attaching two draft Amazon American Express Acceptance Agreements)

DX 5872 “GCC Online Team, Amazon and PayPal Updates”

DX 5877 Solicitation/Contract/Order for Commercial Items

DX 5878 Visa, "U.S. Bank Early Revewal"

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 203 of 231 PageID #:

21022

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5879

E-mail from Camron Cohen to Ruth L. Stark, David Hijirida, Ben Volk, et al., re: Amazon Worldwide Card Acceptance

Agreement (attaching two draft Amazon American Express Acceptance Agreements)

DX 5900 American Express Merchant Regulations - US

DX 5901 MasterCard October 2011 Interactive Model spreadsheet

DX 5902 Visa October 2011 Interactive Model spreadsheet

DX 5904 E-mail from D. Stokely to A. Yamashiroya re: October Durbin Inpact

DX 5905 Defendants' Revised Notice of Rule 30(B)(6) Deposition of Plaintiff United States of America

DX 5906 Defendants' Revised Notice of Rule 30(B)(6) Deposition of Plaintiff United States of America

DX 5907 Disney Corp (Global)-American Express Card Service Agreement

DX 5908 E-mail from P. Bigley to D. Ching, etc. re: Mobile Wallet Update (attaching: Mobile Wallet Discussion deck)

DX 5909 Defendants' Revised First Notice of 30(b)(6) Deposition of Plaintiff Bi-Lo, LLC

DX 5910 Defendants' Revised Notice of 30(b)(6) Deposition of Plaintiff Rite Aid Corporation and Rite Aid HDQTRS. Corp.

DX 5911 Merchant Operating Regulations

DX 5912 DFS Merchant Operating Regulations Release 12.1

DX 5913 Internal Document titled "DBU Fields List"

DX 5914 Letter from Eric L. Bloom to Matthew S. Tripolitsiotis, re: BI-LO and Rite Aid Discovery Efforts

DX 5915 Revised Payment Card Fee Structure

DX 5916

Letter from Matthew Tripolitsiotis to Erick Bloom, re: Amex NDP: Rite Aid and BI-LO's Databases and Interrogatory

Responses

DX 5917 HQ AFSVA Organizational Chart

DX 5918 Financial Management Service Organizational Chart

DX 5920 Defendants' Revised First Notice of 30(b)(6) Deposition of Plaintiff H.E. Butt Grocery Company

DX 5921 Defendants' Revised Notice of 30(b)(6) Deposition of Plaintiff United States of America

DX 5922 Advertisement: "Earn 250 bonus miles" when using a MasterCard to purchase a continental ticket

DX 5923 Advertisement: "Earn 400 bonus miles" when using a MasterCard to purchase a continental ticket

DX 5925

E-mail from R. Hanes to D. Flueck re: Starwood (attaching: Starwood 2011 Card Service Agreement -

AMEXNDR17602576; redlined 2011 CSA draft - AMEXNDR17602679; Flexible Cooperating Marketing Program

Supplement - AMEXNDR17602806; redlined 2011 Flexible Marketing Supplement draft - AMEXNDR17602817)

DX 5926 Defendants' Revised First Notice of 30(b)(6) Deposition of Plaintiff Hy-Vee, Inc.

DX 5927 Defendants' Revised Notice of Rule 30(b)(6) Deposition of Plaintiff United States of America

DX 5928 EFT/EBT Volume Summary

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 204 of 231 PageID #:

21023

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5929 E-mail from D. Roberts to S. Estep, et al., re: Giant Eagle Contact

DX 5930

Neiman Marcus. “Neiman Marcus Stores to Accept Visa and MasterCard Nationwide.” News release, Oct. 27, 2011.

Available at http://www.prnewswire.com/news-releases/neiman-marcus-stores-to-accept-visa-and-mastercard-

nationwide-132689823.html

DX 5931

Letter from Chirsotpher D. Belelieu to Kevin J. Murray, re: Certain Outstanding Issues Related to the Pending

Individual Merchant Plaintiffs' 30(b)(6) Depositions

DX 5933 Javelin Strategy and Research: "4th Annual Online Retail Payments Forecast 2011-2016"

DX 5934 Amazon.Com-Worldwide Agreement for American Express Card Acceptance

DX 5935 Power Point Presentation by Visa: "Priority Country Landscapes FY 2011 Revenues; BY 2011 Business

Performance"

DX 5936 2011 Debit Issuer Study, Executive Summary Pulse (2010)

DX 5937 Defendants' Revised First Notice of 30(b)(6) Deposition of Plaintiff Albertson's LLC

DX 5938 Defendants' Revised First Notice of 30(b)(6) Deposition of Plaintiff Meijer, Inc.

DX 5939 Defendants' Revised Notice of 30(b)(6) Deposition of Plaintiff Publix Super Markets, Inc.

DX 5940

Letter from Kim N. Clukey (Paralegal) to Eric Brenner, re: Documents Pertaining to the Forthcoming Deposition of

Plaintiffs Rite Aid Corp. 30(b)(6)

DX 5941 Letter from Kim Goodman to Ken Jones (BI-LO), re: Modification fo Supermarket Growth Incentive Program

DX 5945 Letter from Eric L. Bloom to Eric Brenner, re: Loyalty Database Depositions and Document Productions

DX 5946

Letter from David P. Germaine to Matthew Tripolitsiotis, re: 30(b)(6) Deposition of Ana Lorenz (Publix) - Attaching

Documents in Response to Amex's Request for Field Information

DX 5947 John Learish - March Regional Operations Meeting - Wellness + program oveview presentation

DX 5948 E-mail from D. Ruda to T. Hall re: MASCO New Pricing Request TE and Pcard

DX 5950

E-mail from David P. Germaine to Matthew Tripolitsiotis, Attaching Updated Versions of Previously Produced

Documents

DX 5951

E-mail from David P. Germaine to Matthew Tripolitsiotis, Attaching Updated Versions of Previously Produced

Documents

DX 5953 Internal Document titled "DBU Fields List"

DX 5955 Letter from Eric L. Bloom to Matthew Tripolitsiotis, re: BI-LO Database Deposition

DX 5956 Letter from Matthew S. Tripolitsiotis to David Germaine, re: Meijer 30(b)(6) Deposition

DX 5957 Letter from Eric Brenner to Eric L. Bloom, re: Rite Aid 30(b)(6) Deposition

DX 5958 Defendants' Revised First Notice of 30(b)(6) Deposition of Plaintiff the Great Atlantic & Pacific Tea Company, Inc.

DX 5959 Defendants' Revised First Notice of 30(b)(6) Deposition of Plaintiff The Kroger Co.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 205 of 231 PageID #:

21024

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5960 Defendants' Revised Notice of 30(b)(6) Deposition of Plaintiff CVS Pharmacy, Inc.

DX 5961 Defendants Revised Notice of 30(b)(6) Deposition of Plaintiff CVS Pharmacy, Inc.

DX 5962

Press Release, Governor Chris Christie and Lt. Governor Kim Guadagno Encourage New Jerseyans To Shop Locally

As Part of 'Small Business , Nov. 25 2011.

DX 5964 Allegiant Airlines: Opportunity Analysis & Financial Rational to Accept American Express: November 30, 2011

DX 5965 Defendants' Revised First Notice of 30(b)(6) Deposition of Plaintiff Ahold U.S.A., Inc.

DX 5966 Defendants' Revised First Notice of 30(b)(6) Deposition of Plaintiff Safeway Inc.

DX 5967 Defendants' Revised First Notice of 30(b)(6) Deposition of Plaintiff Walgreen Co.

DX 5970 CCGS Financial Review

DX 5971 Commander/Deputy to the Commander Organizational Chart

DX 5972 A Variation to the Surcharging Standards: A Consultation Document

DX 5975 Nilson Report 984

DX 5976 Nilson Report 985

DX 5977 Waiver of Requirement to Recalculate Interchange Fee Benchmark

DX 5978 Letter from Matthew S. Tripolitsiotis to David Germaine, re: Publix 30(b)(6) Deposition

DX 5979 E-mail from David P. Germaine to Matthew Tripolitsiotis, re: CVS 30(b)(6) Deposition - John Borowski

DX 5980 Letter from Christopher D. Belelieu to Kevin J. Murray, re: Albertson's 30(b)(6) Deposition - Mark Bates

DX 5981 Letter from Christopher D. Belelieu to Kevin J. Murray, re: Hy-Vee's 30(b)(6) Deposition - Darren J. Baty

DX 5982

E-mail from P. Zuercher to S. Govil re: FW Limited Acceptance (attaching Limited Accceptance_Log v Actuals

document)

DX 5983 Defendants' Revised Notice of 30(b)(6) Deposition of Plaintiff Raley's

DX 5984

Power Point Presentation by Visa-North America--Quarterly Account Reviews FY 2012 Q1 Day #1 Functional Group

Reviews

DX 5985

E-mail from David P. Germaine to Matthew Tripolitsiotis, re: Raley's 30(b)(6) Deposition - Gordon Wong - Enclosing

Attachments Containing Field Information

DX 5987

E-mail from David P. Germaine to Matthew Tripolitsiotis, re: Attaching Corrected Versions of Previously Produced

Documents

DX 5988

Letter from James Almon to Eric Brenner, re: Production of 27 ROMS Containing Additional Production for A&P,

Ahold, Albertson's HEB, Hy-Vee, Kroger, Safeway and Walgreen

DX 5989 E-mail from B. Mangat to M. Plaisance, et al. re: Meeting Summary - Pros and Cons of MPN

DX 5990 Letter from David P. Germaine to Eric Brenner, re: Supervalu's 30(b)(6) Testimony

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 206 of 231 PageID #:

21025

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 5991 RBA Media Release- Payments System issues: Consultation on a Variation to the Standards Relating to Surcharging

DX 5992 Letter from Eric Bloom to Matthew S. Tripolitsiotis, re: Database Information of BI-LO and Rite Aid

DX 5993 Letter from Christopher Belelieu to Kevin Murray, re: Ahold 30(b)(6) - Galen Wagstaff

DX 5994 Letter from Christopher Belelieu to Kevin Murray, re: Kroger 30(b)(6) - Chad Reichelderfer

DX 5995 Letter from Christopher Belelieu to Kevin Murray, re: Safeway 30(b)(6) - Anthony Silva

DX 5999

Plaintiffs' Consolidated Objections and Responses to Defendants American Express Company's and American

Express Travel Related

Services Company, Inc.'s Third Set of Interrogatories, In Re: American Express Anti-Steering Rules Antitrust

Litigation (No. II), No. 11-MD-02221 (NGG) (RER)

DX 6004 Letter from David P. Germaine to Matthew Tripolitsiotis, re: Meijer's 30(b)(6) Testimony - and Amex Data Request

DX 6005 Letter from David P. Germaine to Matthew Tripolitsiotis, re: Publix's 30(b)(6) Testimony - and Amex Data Request

DX 6006 Letter from Eric L. Bloom to Matthew S. Tripolitsiotis, re: BI-LO's Supplemental Interrogatory Responses

DX 6007 Letter from Eric L. Bloom to Matthew S. Tripolitsiotis, re: Rite Aid's Supplemental Interrogatory Responses

DX 6008 Letter from Eric L. Bloom to Matthew S. Tripolitsiotis, re: BI-LO's Enterprise Data Warehouse

DX 6009 Wright Investors’ Services, “David Jones Limited,” Dec. 30, 2011

DX 6011 Annual Credit Card Financial Report: FY 2012

DX 6012 Associate Costs Chart: United States Point of Sale

DX 6013 Presentation titled "Sprint Payment Data: Postpaid Wireless-Jan 2009-Sept 2012"

DX 6014 Visa Inc. Board of Directors Monthly Report January 2012

DX 6016 “The Personal Credit Card Market in Australia: Pricing over the Past Decade,” RBA

DX 6018 American Express Annual Report 2011

DX 6021 Costco Form 10-K-2012

DX 6022 H.R. Res. 793, 112th Cong. (2012) (Congressional resolution re Small Business Saturday)

DX 6023 J.D. Power and Associates: 2012 Credit Card Satisfaction Study

DX 6027 Nordstrom Inc., Annual Report 2012

DX 6029 S. Res. 589, 112th Congr. (2012) (Congressional resolution re Small Business Saturday)

DX 6031 Starbucks Corporation Annual Report 2012

DX 6032 US Small Business Administration, Office of Advocacy, “Small Business Quarterly Bulletin,” 1Q 2012

DX 6034

E-mail from J. Trigona to A. Stock re: DOD files (attaching: DOD Merchant Deal Template excel chart

- AMEXNDR09367388; DOD iWeb excel chart - AMEXNDR09367389)

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 207 of 231 PageID #:

21026

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6036 E-mail from Matthew Tripolitsiotis to Allison Rud, Jeff Snyder, re: Amex NDP: Meijer Database Production

DX 6037 E-mail from David P. Germaine to Matthew Tripolitsiotis, re: CVS Non-ExtraCare Data

DX 6038 Letter from Matthew Tripilitsiotis to David P. Germaine, re: Productions from Meijer, Publix, Raley's Supervalu

DX 6039 Letter from James Almon to Kevin Orsini, re: Ahold Database Discovery

DX 6040 “Brand Health Status December Dashboard”

DX 6041 Letter from James Almon to Kevin Orsini, re: Safeway Database Discovery

DX 6043 Letter from James Almon to Kevin Orsini, re: Kroger Database Discovery

DX 6044 Visa, “U.S. Bank Update"

DX 6045 E-mail from Matthew Tripolitsiotis to David P. Germaine, re: CVS Stipulation

DX 6046 Binder index--30(b)(6) Deposition of Glenda McNeal

DX 6047 Letter from D. Germaine to M. Tripolitsiotis, re: Database Production for CVS, Meijer, Publix, Supervalu and Raley's

DX 6048 Letter from James Almon to Kevin Orsini, re: Produciton of Transactional Data

DX 6049

Meijer's Fourth Supplemental Objections and Responses to Defendants' First Set of Interrogatories, In Re: American

Express Anti-Steering Rules Antitrust Litigation (No. II), No. 11-MD-02221 (NGG) (RER)

DX 6050 Form 10-K (For Fiscal Year ended Jan. 28, 2012)

DX 6051 Vantage Merchant Statements for Fifth Group

DX 6052 Visa Inc Board of Directors, "Visa Economic Restructuring"

DX 6053 Nilson Report 988

DX 6054 Nilson Report 989

DX 6055

Letter from Matthew Tripolitsiotis to David P. Germaine, re: Production of Databases from Publix, Meijer, Supervalu

and Raley's

DX 6056 Global Marketplace Insights, “CCSG Executive Report – Q4 2011,”

DX 6057 Letter from Eric Bloom to Matthew S. Tripolitsiotis, re: Database Information of BI-LO

DX 6059 Thomson Reuters "Visa Inc. 1Q12 Sell-Side Summary"

DX 6060 Letter from Eric Bloom to Eric Brenner, re: Rite-Aid Loyalty Database Information

DX 6061

Plaintiff United States' Supplemental Objections and Responses to Interrogatories 4-6 of Defendants' First Set of

Interrogatories to the United States, United States, et al., v. American Express Co. et al., No. 10-CV-04496 (NGG)

(RER)

DX 6062 RBA Submissions on a Variation to the Surcharging Standards; Letter from J. Galletta to the RBA

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 208 of 231 PageID #:

21027

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6064

Letter from David P. Germaine to Matthew Tripolitsiotis, re: Data Production from Meijer, Publix, Supervalu and

Raley's

DX 6065 E-mail from D. Stokely to C. Pelz, B. Fox re: Do you have an Update?

DX 6066 Discover Form 10-K 2011

DX 6067 RBA Media Release - Payments System issues: Retail Operational Incidents

DX 6068

Letter from Matthew Tripolitsiotis to David P. Germaine, re: Database Productions from Publix, Meijer, Supervalu, and

Raley's

DX 6069 American Express Form 10-K 2011

DX 6070 Letter from Eric Brenner to Eric L. Bloom, re: Rite-Aid Loyalty and Transactional Data Production

DX 6072 MasterCard-US Market Development: Top 200 Merchant Reporting (including PIN Debit) - March 2012

DX 6074

Reserve Bank of Australia, “The Personal Credit Card Market in Australia: Pricing over the Past Decade,” Bulletin,

March Quarter 2012

DX 6075 Review of the Regulatory Framework for the EFTPOS System: Consultation on Designation

DX 6076 Letter from James Almon to Kevin Orsini, re: Data Discovery from Hy-Vee and HEB

DX 6077

E-mail from James Almon to Kevin Orsini, Ana Gonzalez, Matthew Parott, Eric Brenner, Matthew Tripolitsiotis, Micaela

McMurrough, re: Attachment to Ahold Letter

DX 6078 E-mail from David P. Germaine to Matthew Tripolitsiotis, re: CVS Data Field Question

DX 6080 Letter from J. Almon to K. Orsini, re: Amex Antitrust Litigation - A&P Database Discovery

DX 6081

Letter from E. Bloom to E. Brenner, re: In re: American Express Anti-Steering Rules Antitrust Litig. (NO II) 11-MD-

2221 (NGG) (RER) (E.D.N.Y.)

DX 6082 E-mail from M. Parrott to A. Huynh, re: Fw: Amex: Ahold database discovery

DX 6083 RBA Media Release - Payment system board consultation on replacing the ethos designation

DX 6084 E-mail from M. Stewart to A. Huynh, re: Fw: Amex: Kroger cost data

DX 6085 Letter from J. Almon to K. Orsini, re: Amex Antitrust Litigation - Kroger Database Discovery

DX 6086 "Amex presentation: Second Assessment Woolworths Limited and American Express"

DX 6087 Amex, “Australia Petrol Discussion Document,” presentation, Mar. 14, 2012

DX 6088

Letter from E. Brenner to E. Bloom, re: In Re: American Express Anti-Steering Rules Antitrust Litigation (II) 11-MD-

2221 (NGG) (RER)

DX 6089 E-mail from M. Tripolitsiotis to D. Germaine, re: CVS Data Field Question

DX 6100

Raley's Supplemental Objections and Responses to Defendants' Third Set of Interrogatories to Raley's, In Re:

American Express Anti-Steering Rules Antitrust Litigation (No. II), No. 11-MD-02221 (NGG) (RER)

DX 6105 E-mail from D. Germaine to M. Tripolitsiotis, re: CVS Data Field Question

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 209 of 231 PageID #:

21028

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6106

Letter from E. Bloom to E. Brenner, re: In Re: American Express Anti-Steering Rules Antitrust Litig. (NO II) 11- MD-

2221 (NGG) (RER) (E.D.N.Y.)

DX 6107 Payment Systems and Netting Act 1998

DX 6108 Treasury Financial Manual

DX 6109 Amendment to Airline Card Service Agreement

DX 6110 Visa Inc. U.S. Economic Restructuring: Proposed FANF Rate Tables & Variable Fee Reductions

DX 6111 American Express Merchant Reference Guide - U.S.

DX 6112 American Express Merchant Regulations - US

DX 6114 "Meijer Presentation: Initiative: Mastercard: Free Shipping on Orders $75 +"

DX 6115 "Merchant Operating Regulations" Deck

DX 6116 Merchant Operating Regulations Release 12.2 document from Discover

DX 6117 CAA Amendment with Ahold

DX 6118

Plaintiff State of Arizona's Supplemental Responses to the American Defendants' First Set of Interrogatories

and First Request for Production of Documents, United States, et al., v. American Express Co. et al., No. 10-CV-

04496 (NGG) (RER)

DX 6119 E-mail from J. Almon to C. Belelieu re: Amex: Hy-Vee interrogatory responses, attaching chart

DX 6120

Letter from J. Almon to K. Orsini, re: In Re: American Express Anti-Steering Rules Antitrust Litigation, MDL 2221

(EDNY) (NCG) (RER)

DX 6122 Global Merchant Services: 2012 SQP Overview

DX 6123

Letter from D. Germaine to E. Brenner, re: In Re: American Express Anti-Steering Rules Antitrust Litigation, MDL

2221 (EDNY) (NGG) (RER)

DX 6126 E-mail from J. Almon to C. Belieu re: Amex: Follow-up re: Safeway interrogatory responses

DX 6127 E-mail from M. Tripolitsiotis to Amex_Core_Ndr; E. Blanchard, re: FW: Amex NDP: Database Productions

DX 6128 Sarah Perez, “Digital Wallet Battle Heats Up as Visa and MasterCard Enter the Game,” TechCrunch,

DX 6129

Letter from P. Feliciano to F. Bruno Re: Merchant Services Agreement between Euro Market Designs, Inc. (dba Crate

& Barrel) and DFS Services LLC, as amended (the "Agreement") Notice of Changes to Discount and Per Transaction

Fees governing Discover Network card Acceptance

DX 6134

US Federal Trade Commission, “A Conference on the Economics of Drip

Pricing,”http://www.ftc.gov/be/workshops/drippricing/

DX 6136 E-mail from M. Tripolitsiotis to D. Germaine, re: Amex NDP: Publix Database Sample

DX 6137 E-mail from D. Germaine to M. Tripolitsiotis, re: Amex NDP: Publix Database Sample

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 210 of 231 PageID #:

21029

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6138 E-mail from M. Tripolitsiotis to D. Germaine, re: Amex NDP: Publix Database Sample

DX 6139 E-mail from M. Tripolitsiotis to Amex_Core_Ndr; Amex_NDR_Productions, re: Fw: Amex Litig.: Meijer Data Sample

DX 6140 Declaration of Michael A. Cook, Wal-Mart Stores, Inc.

DX 6141 E-mail from D. Germaine to M. Tripolitsiotis, re: Amex NDP: Publix Database Sample

DX 6142

E-mail from M. Tripolitsiotis to Amex_Core_Ndr; E. Blanchard; M. Parrott; J. Hamilton; J. LaSalle, re: FW: Amex

NDP: Publix Database Sample

DX 6143 E-mail from M. Tripolitsiotis to Amex_Core_Ndr; Amex_NDR_Offense, re: FW: Amex: A&P interrogatory follow-up

DX 6144 E-mail from M. Tripolitsiotis to [email protected]; M. Smith, re: Amex NDP: Rite Aid Database Sample

DX 6145 Power Point Presentation by MCX "“MCX Competitive Landscape"

DX 6146 Javelin Strategy and Research: "4th Annual Online Retail Payments Forecast 2012-2017"

DX 6147

"A Variation to the Surcharging Standards: Final Reforms"

and Regulation Impact Statement," Reserve Bank of Australia (June 2012),

DX 6152

Reserve Bank of Australia, “Review of the Regulatory Framework for the EFTPOS System: Consultation on

Options for Reform,” June 2012, available at http://www.rba.gov.au/publications/consultations/201206-

rev-reg-frmwrk-eftpos-sys/pdf/201206-rev-reg-frmwrk-eftpos-sys-doc.pdf, Table 1.

DX 6153 Review of the Regulatory Framework for the EFTPOS System: Consultation on Options for Reform

DX 6154 A Variation to the Surcharging Standards: Final Reforms and Regulation Impact Statement

DX 6155 RBA Media Release: Clearing and Settlement Facilities - Standards

DX 6156 RBA Media Release: Current Regulatory Framework: Credit and Charge Cards

DX 6157 “Consumer Services Executive Report – Q1 2012”

DX 6158 E-mail from M. Tripolitsiotis to D. Germaine, re: Amex Litig.: Meijer Data

DX 6159 E-mail from M. Tripolitsiotis to D. Germaine, re: Amex NDP: Publix Database Sample

DX 6160 RBA Media Release - Payments System issues: A Variation to the Surcharging Standards

DX 6161 Amended and Restated Agreement for American Express Card Acceptance Verizon Sourcing LLC

DX 6162 Visa U.S.A. Interchange Reimbursement Fees tables

DX 6163 E-mail from D. Germaine to M. Tripolitsiotis, re: Amex NDP: Publix Database Sample

DX 6164 E-mail from M. Parrott to A. Huynh, re: Fw: Amex: Hy-Vee data

DX 6165 E-mail from D. Germaine to M. Tripolitsiotis, re: Amex Litig.: Meijer Data

DX 6166 E-mail from M. Tripolitsiotis to D. Germaine, re: Amex NDP: Publix Database Sample

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 211 of 231 PageID #:

21030

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6167 Fifth Supplement to Walgreens Gift Card Express Program Participation Agreement

DX 6168 Agreement for American Express Card Acceptance

DX 6169

“2012 U.S. Auto Insurance Study,” J.D. Power and Associates, June 25, 2012, http://www.jdpower.com/content/press-

release/Ne5o7ya/2012-u-s-auto-insurancestudy.htm

DX 6171 E-mail from M. Tripolitsiotis to D. Germaine, re: Amex Litig.: Meijer Data

DX 6172 Binder of Material Amex Produced at the Deposition of 56 Documents

DX 6173 Timeline of Key Events Relating to American Express's Non-Discrimination Provisions [NB: Work Product]

DX 6174 Customer Characteristics Analysis Deck: Deer Valley Resort Comp

DX 6175

E-mail from M. Tripolitsiotis to Amex_Core_Ndr; Amex_NDR_Offense; M. Parrott, re: FW: Amex NDP: Publix

Database Sample

DX 6176 E-mail from M. Tripolitsiotis to D. Germaine, re: Amex NDP: Publix Database Sample

DX 6177 E-mail from D. Germaine to M. Tripolitsiotis, re: Amex NDP: Publix Database Sample

DX 6178 Spreadsheet Showing Amex Monthly Fees

DX 6179

“Annual Assessment of the Status of Competition in the Market for the Delivery of Video Programming,” Federal

Communications Commission Fourteenth Report

DX 6180

Plaintiff United States' Supplemental Objections and Responses to Interrogatories 4-6 of Defendants' First Set of

Interrogatories to the United States, United States, et al., v. American Express Co. et al., No. 10-CV-04496 (NGG)

(RER)

DX 6183 Letter from J. Almon to K. Orsini, re: Amex Antitrust Litigation - Kroger Database Discovery

DX 6184 E-mail from D. Germaine to M. Tripolitsiotis, re: Amex Litig.: Meijer Data

DX 6185 Letter from J. Almon to K. Orsini, re: Amex Antitrust Litigation - Database Discovery

DX 6186

Letter from E. Bloom to M. Tripolitsiotis, re: In Re: American Express Anti-Steering Rules Antitrust Litig. (NO II) 11-

MD-2221 (NGG) (RER) (E.D.N.Y.)

DX 6187 E-mail from M. Tripolitsiotis to D. Germaine, re: Amex Litig.: Meijer Data

DX 6188 E-mail from M. Tripolitsiotis to [email protected], re: Amex NDP: Rite Aid Database Production

DX 6189 E-mail from M. Tripolitsiotis to Amex_Core_Ndr; M. Henken; E. Blanchard; M. Parrott, re: FW: Bi-Lo Data

DX 6190 E-mail from J. Almon to M. Parrott, re: Amex: Hy-Vee ASCII sample

DX 6191

Letter from M. Smith to M. Tripolitsiotis, re: In Re: American Express Anti-Steering Rules Antitrust Litig. (NO II) 11-

MD-2221 (NGG) (RER) (E.D.N.Y.)

DX 6192 POS Transation Master Tabel

DX 6193 E-mail from M. Tripolitsiotis to E. Bloom; M. Smith, re: Amex NDP: Rite Aid Database Production

DX 6194 E-mail from D. Germaine to M. Tripolitsiotis, re: Amex NDP: Publix Database Production

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 212 of 231 PageID #:

21031

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6195

E-mail from M. Tripolitsiotis to Amex_Core_Ndr; T. Monroe; E. Blanchard; M. Parrott, re: Amex NDP: Supervalu

Sample Production

DX 6196 Letter from J. Almon to K. Orsini, re: Amex Antitrust Litigation - Safeway Database Production

DX 6197 Letter from J. Almon to K. Orsini, re: Amex Antitrust Litigation

DX 6198 E-mail from M. Tripolitsiotis to Amex_Core_Ndr; Amex_NDR_Offense, re: FW: Amex: Hy-Vee ASCII sample

DX 6199 “US Credit Card Satisfaction Study: Overall Satisfaction,” J.D. Power and Associates

DX 6200 E-mail from M. Parrott to J. Almon, re: Amex- Duane Reade data production

DX 6202 J.D. Power and Associates, "2012 U.S. Credit Card Satisfaction Study-Management Discussion"

DX 6203 Vantiv merchant invoices and billing data

DX 6204 E-mail from D. Germaine to M. Tripolitsiotis, re: Amex Litig.: Meijer Data

DX 6206 E-mail from M. Tripolitsiotis to D. Germaine, re: Amex Litig.: Meijer Data

DX 6207 E-mail from M. Tripolitsiotis to M. Smith, re: Amex NDP: Rite Aid Database Production

DX 6208 “Consumer Services MarketVoice Executive Report – Q2 2012”

DX 6210 Defendants' Notice of 30(b)(6) Deposition of Hy-Vee

DX 6211 Defendants' Notice of 30(B)(6) Deposition of Plaintiff Hy-Vee, Inc.

DX 6212 Letter from J. Almon to K. Orsini, re: Amex Antitrust Litigation - Kroger Database Production

DX 6213 E-mail from D. Germaine to M. Tripolitsiotis, re: Amex Litig.: Meijer Data

DX 6214 2013 Planning - Cost of Equity: Corporate Planning & Analysis

DX 6215

Letter from K. Orsini to J. Almon, re: In Re American Express Anti-Steering Rules Antitrust Litig. (II) 11-MD-02221

(NGG) (RER)

DX 6216 Letter from J. Almon to K. Orsini, re: Amex Antitrust Litigation - A&P Data Production

DX 6227

Ashley Gross, “Worth the Deal? Groceries Get a Personalized Price,” National Public

Radio, Aug. 19, 2012, available at http://www.npr.org/2012/08/19/159166534/stores-banking-onpersonalized-

loyalty-programs

DX 6228 Letter from J. Almon to K. Orsini, re: Amex Antitrust Litigation - Ahold Data Production

DX 6229 E-mail from J. Almon to K. Orsini, re: Amex: Ahold and A&P data passwords

DX 6233 Amended Subpoena to Testify at a Deposition in a Civil Action to: Delta Air Lines, Inc.

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 213 of 231 PageID #:

21032

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6235

“J.D. Power and Associates Reports: Stability in the Credit Card Industry Boosts

Customer Satisfaction for a Third Consecutive Year, American Express Ranks Highest in Credit

Card Customer Satisfaction for a Sixth Consecutive Year,” J.D. Power press release, available at

<http://www.jdpower.com/content/press-release/xdTqU1T/2012-u-s-creditcard-

satisfaction-study.htm>

DX 6237

J.D. Power and Associates, “2012 US Credit Card Satisfaction Study,”

http://www.jdpower.com/content/press release/xdTqU1T/2012 u s credit card satisfaction study.htm

DX 6239 E-mail from J. Almon to M. Parrott, re: Amex: Hy-Vee ASCII sample

DX 6241 Letter from J. Almon to K. Orsini, re: Amex Antitrust Litigation

DX 6242 E-mail from M. Parrott to J. Almon, re: Amex-Safeway data production

DX 6244 Nilson Report 1003

DX 6245 E-mail from M. Tripolitsiotis to D. Germaine, re: Amex NDP: Publix Database Issue

DX 6246 E-mail from M. Parrott to J. Almon, re: Amex-Nachwalter Plaintiffs' data productions

DX 6247 Defendants' Revised Notice of 30(b)(6) Deposition

DX 6248 Subpoena to Testify at a Deposition in a Civil Action to: Delta Air Lines, Inc.

DX 6250

Amex Press Release, American Express Named "Most Admired Payment System" for Fifth Consecutive Year in The

Beat's 2012 Readers' Choice Awards Program, Sept. 12,2012, http://about.americanexpress.comlnews/pr/20 12/most-

admired-payment-system.aspx.

DX 6251 Amended Subpoena to Testify at a Deposition in a Civil Action to: Hilton Worldwide

DX 6252 E-mail from M. Tripolitsiotis to D. Germaine, re: Amex NDP: Publix Database Issue

DX 6253 E-mail from D. Germaine to M. Tripolitsiotis, re: Amex NDP: Publix Database Issue

DX 6254 E-mail M. Smith to M. Tripolitsiotis, re: Amex NDP: Rite Aid Database Production [IWOV-HASP_HBG.FID593]

DX 6255 E-mail from M. Tripolitsiotis to D. Germaine, re: Amex NDP: Publix Database Issue

DX 6256 Letter from J. Almon to M. Parrott, re: Amex Antitrust Litigation -- Hy-Vee Data Production

DX 6257

E-mail from M. Tripolitsiotis to Amex_Core_Ndr; T. Monroe; J. Libling; mparrott, re: FW: Amex NDP: Supervalu

Sample Production

DX 6258 E-mail from D. Germaine to M. Tripolitsiotis, re: Amex NDP: Publix Database Issue

DX 6259 E-mail from M. Tripolitsiotis to D. Germaine, re: Amex NDP: Publix Database Issue

DX 6260 E-mail from M. Tripolitsiotis to D. Germaine, re: Amex NDP: Meijer Database Production

DX 6261 E-mail from M. Parrott to J. Almon, re: Amex--Nachwalter Plaintiffs' data productions

DX 6262 American Express Merchant Regulations - US

DX 6263 Nilson Report 1005

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 214 of 231 PageID #:

21033

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6265 Customer Characteristics Analysis deck

DX 6266 E-mail from J. Almon to M. Parrott, re: Amex--Nachwalter Plaintiffs' data productions

DX 6267 E-mail from C. Reardon to C. Rini re: Thank you (Deer Valley Corporate Card and Acceptance)

DX 6268 E-mail from D. Germaine to M. Tripolitsiotis, re: Amex NDP: Publix Database Issue

DX 6269

E-mail from M. Tripolitsiotis to Amex_Core_Ndr; M. Parrott; M. Henken; J. Libling, re: Amex NDP: Publix Database

Issue

DX 6275 US Airways Promotion regarding Enterprise Rent-A-Car

DX 6276 Press Release: Federal Reserve [final rule establishing standards for debit card and interchange fees]

DX 6277 Letter from J. Almon to M. Parrott, re: Amex Antitrust Litigation - Ahold Data Production

DX 6279 Letter to M. Parrot from J. Almon re: Amex Antitrust Litigation - Ahold Data Production

DX 6280 Defendants' Agreed Notice of 30(b)(6) Deposition of Plaintiff The Great Atlantic & Pacific Tea Company, Inc.

DX 6284 E-mail from D. Germaine to M. Tripolitsiotis RE: Amex NDP: Meijer Database Production

DX 6285

Declaration of Tom Sullivan, Expedia, Inc., October 29, 2012, In re Payment Card Interchange Fee and Merchant

Antitrust Litigation, 05-MD-1720

DX 6286 Declaration of Renee Jefferson (Objection of Jo-Ann to MDL 1720 Settlement)

DX 6287 Letter to M. Parrot from J. Almon RE: Amex Antitrust Litigation - HEB Data Production

DX 6288 Letter to M. Parrott from J. Almon RE: Amex Antitrust Litigation - Walgreen Data Production

DX 6289

E-mail from M. Parrott to J. Almon, K. Orsini, M. Tripolitsiotis RE: AMEX - HEB, Walgreen and Ahold database

productions

DX 6290

Declaration of Dee O’Malley, Bust Buy Stores, In re Payment Card Interchange Fee and Merchant Antitrust Litigation,

05-MD-1720

DX 6291

Objection of Home Depot to Preliminary Approval of Proposed Class Settlement, Declaration of Dwaine Kimmet In re

Payment Card Interchange Fee & Merch. Disc. Antitrust Litig., MDL No. 1720

DX 6292 E-mail from J. Almon to M. Parrott RE: Amex - HEB, Walgreen and Ahold database productions

DX 6293 Merchant Customer Exchange: Merchant Presentation

DX 6294 Defendants' Second Revised Notice of 30(b)(6) Deposition of Plaintiff Meijer, Inc.

DX 6295

Marianne Crowe and Elisa Tavilla, “Mobile Phone Technology: ‘Smarter than We Thought’: How Technology Platforms

are Securing Mobile Payments in the U.S.” Federal Reserve Bank of Boston, Nov. 2012

DX 6297 Passport: Credit Cards In Australia

DX 6300 Article: Plan an Oceanfront Resort Getaway with a Hilton Head Vacation Package

DX 6302 Subpoena to Testify at a Deposition in a Civil Action to: Scott Brennan, Hilton Worldwide

DX 6304 Subpoena to Testify at a Deposition in a Civil Action to: Discover Financial Services

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 215 of 231 PageID #:

21034

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6305 E-mail from M. Tripolitsiotis to D. Germaine RE: Amex NDP: Meijer Database Production

DX 6306 Defendants' Revised Notice of 30(b)(6) Deposition of Plaintiff SuperValu Inc.

DX 6308 Charts [Various carriers, portfolio details, PCTs]

DX 6309 “Consumer Services MarketVoice Executive Report – Q3 2012, November 15, 2012”

DX 6310 E-mail from J. Almon to M. Parrott RE: Amex :Ahold schema

DX 6311 E-mail from J. Almon to M. Parrott RE: Amex : Safeway data questions

DX 6312 Spreadsheet: D-Loyalty Card

DX 6313 Document with Legal Tender Types

DX 6314 Qualification Expense Summary Reports

DX 6315 table: Credit Contingencies

DX 6317

“Small Business Saturday by American Express,” Nov. 19, 2012, available at

web.archive.org/web/20121119173850/https://www.americanexpress.com/us/smallbusiness/

Shop-Small/

DX 6320

Letter to J. Almon from K. Orsini RE: American Express Anti-Steering Rules Antitrust Litig. (II) 11-MD-02221

(NGG)(RER)

DX 6321

Letter to J. Almon from M. Parrott RE: American Express Anti-Steering Rules Antitrust Litig. (II) 11-MD-02221

(NGG)(RER)

DX 6322

Letter to J. Almon from M. Parrott RE: American Express Anti-Steering Rules Antitrust Litig. (II) 11-MD-02221

(NGG)(RER)

DX 6324 “SBS 2012 Reference Material”

DX 6325

“Saturday, November 24, 2012: Small Business Saturday,”

Michigan Governor Snyder press release, available at

http://www.michigan.gov/snyder/0,4668,7-277-57577_59874-290274--,00.html

DX 6327 Michigan Governor Rick Snyder Proclamation, Nov. 24, 2012.

DX 6328 Ohio Governor John R. Kasich Resolution, Nov. 24, 2012.

DX 6329 E-mail from D. Germaine to M. Tripolitsiotis RE: Amex NDP: Meijer Database Production

DX 6331 E-mail from M. Tripolitsiotis to D. Germaine RE: Amex NDP: Meijer Database Production

DX 6332 Vehicle Rental Supply Agreement between Expedia and Dollar Thrifty Automotive Group, Inc.

DX 6333 E-mail from J. Almon to K. Orsini and M. Parrott RE: Amex: response to latest data questions

DX 6335 2012 Debit Issuer Study, Executive Summary Pulse (2010)

DX 6336

Federal Trade Commission, “A Conference on the Economics of Drip Pricing,” http://www.ftc.gov/news-events/events-

calendar/2012/05/economics-drip-pricing

DX 6338 E-mail to K. Orsini from J. Almon RE: Amex Antitrust Litigation - Kroger Data Production

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 216 of 231 PageID #:

21035

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6339 E-mail from James Almon, Kenny Nachwalter, P.A., to Matthew Parrott, Cravath, Swaine & Moore LLP (Nov. 30,

2012)

DX 6340 University of Montana Credit Card Processing Website Capture

DX 6344 Nilson Report 1008

DX 6346 Spreadsheet: RDW (STPR) TLOG Transactions

DX 6347 Spreadsheet: Ecom database spreadsheet

DX 6348 E-mail from J. Almon to K. Orsini and M. Parrott RE: Amex: field information for A & P, Walgreen

DX 6349 Defendants' Agreed Notice of 30(B)(6) Deposition of Plaintiff United States of America

DX 6350 E-mail from D. Germaine to M. Tripolitsiotis RE: Amex NDP: Meijer Database Production

DX 6351 E-mail from M. Parrott to J. Almon, K. Orsini, M. Tripolitsiotis RE: AMEX - HEB data production

DX 6352 AXP Internal Global Accounting Policy document

DX 6353 Advertisement: "Start with 30,000 bonus Miles" with Visa MileagePlus Explorer Card

DX 6354 Advertisement: "United MileagePlus Club Card" with Visa

DX 6355 Continental Offer - Earn 500 bonus miles

DX 6356 Advertisement: "Earn 500 bonus miles" when using a MasterCard to purchase a continental ticket

DX 6358 Binder containing various 15 documents, with table of contents

DX 6359 Website--Bevo Bucks

DX 6362

E-mail from M. Parrott to J. Almon, K. Orisni, M. Tripolitsiotis re: Amex Nachwalter Plaintiffs database production

issues

DX 6363

E-mail from M. Parrott to J. Almon, K. Orisni, M. Tripolitsiotis re: Amex Nachwalter Plaintiffs database production

issues

DX 6364 Binder of Materials for the 30(b)(6) Deposition of David Rabkin

DX 6365 Letter to M. Parrott from J. Almon RE: American Express Anti-Steering Rules Litigation - A&P Data Production

DX 6366 E-mail from D. Germaine to M. Tripolitsiotis RE: Amex NDP: Meijer Database Production

DX 6367 E-mail from M. Tripolitsiotis to D. Germaine RE: Amex NDP: Meijer Database Production

DX 6368 E-mail from M. Tripolitsiotis to D. Germaine and K. Orsini RE: Amex NDP: Meijer Database Production

DX 6370 J. Almon to M. Parrott RE: Amex: data questions re: Kroger, Safeway and Ahold

DX 6371 IKEA Monthly Snapshot Sales Activity - FY2009-2012

DX 6374

MasterCard. “Not Having to Figure out Italian for ‘I can’t pay you now’: Priceless.” Print advertisement, New Yorker,

Dec. 24, 2012.

DX 6375 E-mail from D. Germaine to M. Tripolitsiotis and K. Orsini RE: Amex NDP: Meijer Database Production

DX 6376 American Express Annual Report 2012

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 217 of 231 PageID #:

21036

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6378 J.D. Power and Associates: 2013 Credit Card Satisfaction Study

DX 6381

MasterCard Worldwide, U.S. and Interregional Interchange Rates, October 2012, available at

http://www.mastercard.com/us/wce/PDF/MasterCard%20Interchange%20Rates%20and%20Criteria%20-

%20April%202008.pdf

DX 6383

Pulse Network, “Despite New Regulation, Debit Continues to Grow,“ August 20,2012, available at

https://www.pulsenetwork.com/pulse/public/about/pulsenews/press-releases/2012/debit-issuer-study.html.

DX 6384

RBA, “Payments Data: C1 Credit and Charge Card Statistics,”

http://www.rba.gov.au/statistics/tables/index.html#payments_system

DX 6385

RBA, “Payments Data: C2 Market Shares of Credit and Charge Card Schemes,”

http://www.rba.gov.au/statistics/tables/index.html#payments_system

DX 6387 E-mail from M. Tripolitsiotis to D. Germaine, K. Germaine RE: Amex NDP: Meijer Database Production

DX 6390

Letter to J. Almon from K. Orsini RE: American Express Anti-Steering Rules Antitrust Litig. (II) 11-MD-02221

(NGG)(RER)

DX 6391 E-mail from M. Tripolitsiotis to D. Germaine and K. Orsini RE: Amex NDP: Meijer Database Production

DX 6394 US Investment Data - Laura Dubnar - Amex

DX 6396

E-mail from J. Almon to K. Orsini, M. Tripolitsiotis, M. Hamer, D. Germaine, A. Schneider RE: Amex: Amex questions

re: Merchant Plaintifs' data

DX 6397 List of SBS Advocacy Group by AXP Internal

DX 6398 Presentation by Global Advertising and Brand Management AXP Internal RE: Daily Getways 3.0

DX 6399 “Brand Health Status December Dashboard,”

DX 6400 American Express Deck: "Enterprise Model Validation Group Resolutions"

DX 6401 E-mail from M. Parrott to K. Orsini RE: Amex: Amex questions re: Merchant Plaintiffs' data

DX 6402 Status Update on Project Midas: Presented to Josh Silverman

DX 6403 Letter to M. Parrot from J. Almon RE: Amex Antitrust Litigation - Walgreen Data Production

DX 6404 Ben Carsley, “PYMNTS Goes to PayPal as the Commerce Giant Shatters Q4 Predictions,” PYMNTS, Jan. 17, 2013

DX 6405 Spreadsheet "Product List- Marketing and Insights"

DX 6406 E-mail from M. Parrott to D. Roizen RE: FW: Amex: Response to A&P Data questions

DX 6407 E-mail from J. Almon to M. Parrott RE: Amex: Walgreen data

DX 6409 Amex Presentation "The Membership Effect of American Express Access"

DX 6410 SECM Methodology Overview: April 2012 deck

DX 6411 Spreadsheet: Association and year of partnership established

DX 6412 Discover Form 10-K 2012

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 218 of 231 PageID #:

21037

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6413 Binder of Materials for the 30(b)(6) Deposition of Glenda McNeal

DX 6415 Letter from J. Almon to M. Parrott RE: Amex Antitrust Litigation - A & P Data Production

DX 6417 E-mail from M. Parrott to A. Huynh, D. Roizen RE: FW: Amex - A&P data production

DX 6418

“Senators Whelan, Gordon & Gill Introduce Legislation to Protect Consumers from Credit Card Surcharges” (Press

Release)

DX 6419 Binder of Materials for the 30(b)(6) Deposition of Vincent Campana

DX 6420 Binder of Materials for the 30(b)(6) Deposition of Vincent Campana

DX 6421 Binder index--30(b)(6) Deposition of Vincent Campana

DX 6422

“Consumer Sentinel Network Data Book for January-December 2012,” Federal Trade Commission, February 2013,

available at

<http://www.ftc.gov/sentinel/reports.shtml>

DX 6424 Nilson Report 1011

DX 6426

Letter from K. Orsini to J. Almon RE: American Experss Anti-Steering Rules Antitrust Litig. (II) 11-MD-02221

(NGG)(RER)

DX 6427 "Seven States Eye Bans on Credit Card Surcharges,” American Banker

DX 6428 Kevin Wack, “Two More States Mulling Bans on Credit Card Surcharges,” American Banker

DX 6430

Reserve Bank of America, “Payments Data: C3 Merchant Fees for Credit and Charge Cards,”

http://www.rba.gov.au/payments-system/resources/statistics/index.html

DX 6431 E-mail from D. Germaine to M. Tripolitsiotis RE: Amex NDP: Meijer Database Production

DX 6432 Loyalty Database document

DX 6433 Loyalty Database document

DX 6434

Letter to K. Orsini from J. Almon RE: Amex, Antitrust Litigation: A&P, Ahold, Duane Reade, HEB, and Walgreen Data

Questions

DX 6435 Loyalty Database document

DX 6436 E-mail from M. Tripolitsiotis to A. Rudd RE: FW: Amex NDP: Supervalu Database Production

DX 6437 American Express Form 10-K 2012

DX 6438 Utah, S.B. 67, "Consumer Protection Revisions" Sess. (2013)

DX 6444

E-mail from J. Riche to M. Elworthy re: FW: Ahold Follow up to Ahold (attaching Amex presentation: Ahold and

American Express (Discussion Document))

DX 6447 Nilson Report 1013

DX 6448

Reserve Bank of Australia, “Reforms to Payment Card Surcharging,” available at

http://www.rba.gov.au/payments system/surcharging/index.html

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 219 of 231 PageID #:

21038

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6453

E-mail from M. Tripolitsiotis to Amex_Core_Ndr and E. Resnicow RE: Amex NDP: Raley's Database Production

Questions

DX 6455

Amex, “Return Protection: Shop with Flexibility,”

https://www.americanexpress.com/us/content/card-benefits/return-protection.html

DX 6458 American Express, "Merchant Reference Guide - U.S.", Apr. 2013

DX 6466 Expert Report of Michael L. Katz: United States, et al., v. American Express Co. et al., No. 10-CV-04496 (NGG) (RER)

DX 6469

Report of Gary T. Ford, Ph.D., Regarding Reliability of Certain American Express Merchant Survey: United States, et

al., v. American Express Co. et al., No. 10-CV-04496 (NGG) (RER)

DX 6471

Letter to J. Almon from K. Orsini RE: American Express Anti-Steering Rules Antitrust Litig. (II) 11-MD-02221

(NGG)(RER)

DX 6472 “Brand Health Status March Dashboard”

DX 6474 Discover Merchant Operating Regulations

DX 6475 Letter to K. Orsini from J. Almon RE: Amex, Antitrust Litigation - HEB Data Production

DX 6476 Letter to K. Orsini from J. Almon RE: In re American Express Anti-Steering Rules Litigation, MDL 2221

DX 6479 Nilson Report 1017

DX 6480 Letter to J. Almon to K. Orsini re: American Express Anti-Steering Rules Antitrust Litig (II) 11-MD-02221 (NFF)(RER)

DX 6481

Federal Trade Commission, “Consumer Information: Lost or Stolen Credit, ATM, and Debit Cards,”

http://www.consumer.ftc .gov/articles/0213-lost-or-stolen-credit-atm-and-debit-cards.)

DX 6482 Letter from Jesse M. Weiss to Mark Hamer, May 8, 2013

DX 6483 Letter from J. Almon to K. Orsini RE: In re American Express Anti-Steering Rules Litigation, MDL 2221

DX 6485

“New Overdraft Rules for Debit and ATM cards,” Board of Governors of the Federal Reserve System,

http://www.federalreserve.gov/consumerinfo/wyntk_overdraft.htm

DX 6487

Reserve Bank of Australia. “Payments Data: C3 Merchant Fees for Credit and Charge Cards.”

http://www.rba.gov.au/payments-system/resources/statistics/index.html.

DX 6488 State Farm. “Power to Pay.” http://www.statefarm.com/insurance/service_center/power-to-pay.asp

DX 6490

Federal Reserve, “Average Debit Card Interchange Fee by Payment Card Network (Excel),” available at

http://www.federalreserve.gov/newsevents/press/

bcreg/20120501a.htm

DX 6491

Treasury Department Federal Credit Union, “Visa Debit Card,”

http://www.tdfcu.org/home/promotions/promotion#Visa_Debit_Cards

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 220 of 231 PageID #:

21039

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6492 Allegiant Annual Report

DX 6493 Consumer Services: MarketVoice Executive Report - Q4 2012 deck

DX 6500

RBA, “Payments Data: C3 Merchant Fees for Credit and Charge Cards,” http://www.rba.gov.au/payments-

system/resources/statistics/index.html

DX 6507

Rebuttal Report of Michael L. Katz: United States, et al., v. American Express Co. et al., No. 10-CV-04496 (NGG)

(RER)

DX 6508

Decl. of Foot Locker, In re Payment Card Interchange Fee & Merch. Disc. Antitrust Litig., MDL No. 1720 (E.D.N.Y.

May 22, 2006)

DX 6509

Objection of Barnes & Noble College Booksellers to Final Approval of Proposed Settlement, Declaration of Barry

Brover, Vice President and CFO In re Payment Card Interchange Fee & Merch. Disc. Antitrust Litig., MDL No. 1720

DX 6510 Declaration of Darden Restaurants, Inc.

DX 6513

Objection of Wal-Mart Stores, Inc., to Final Approval of Proposed Settlement, Declaration of Michael A. Cook, In re

Payment Card Interchange Fee & Merch. Disc. Antitrust Litig., MDL No. 1720

DX 6515 Declaration of Michael A. Cook, Wal-Mart Stores, Inc.

DX 6516 Declaration of Michael A. Cook, Wal-Mart Stores, Inc.

DX 6521

Letter to J. Almon from K. Orsini RE: American Express Anti-Steering Rules Antitrust Litig. (II) 11-MD-02221

(NGG)(RER)

DX 6522

MasterCard, “MasterCard Rules, 14 June 2013” available at: http://www.mastercard.com/us/merchant/pdf/BM-

Entire_Manual_public.pdf

DX 6523

“2013 U.S. Auto Insurance Study,” J.D. Power and Associates, June 24, 2013,

http://www.jdpower.com/consumer-ratings/insurance/ratings/909201566/2013-

U.S.+Auto+Insurance+Study/index.htm

DX 6537

Sur-Rebuttal Report of Gary T. Ford, Ph.D., Regarding Rebuttal Expert Report of Kevin Lane Keller, Ph.D.: United

States, et al., v. American Express Co. et al., No. 10-CV-04496 (NGG) (RER)

DX 6538

Sur-Rebuttal Report of Joel Howard Steckel: United States, et al., v. American Express Co. et al., No. 10-CV-04496

(NGG) (RER)

DX 6539

Sur-Rebuttal Report of Mark E. Zmijewski: United States, et al., v. American Express Co. et al., No. 10-CV-04496

(NGG) (RER)

DX 6540

Sur-Rebuttal Report of Michael L. Katz: United States, et al., v. American Express Co. et al., No. 10-CV-04496 (NGG)

(RER)

DX 6541 Elavon "Payment Types" document

DX 6542 Agreed Notice of Videotaped Deposition of Ann Schmitt

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 221 of 231 PageID #:

21040

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6543

Memorandum of Law in Support of Attorney General Schneiderman’s Motion to Dismiss and in Opposition to Plaintiffs’

Motion for a Preliminary Injunction, Expressions Hair Design et al. v. Schneiderman, No. 13-CIV-3775 (JSR), D.E. 27

(July 12, 2013)

DX 6548 RBA Spreadsheet: Average Merchant Fees for Debit, Credit and Charge Cards

DX 6549 AXP Internal doc: Trend of P&L Lines: US only

DX 6550

Supplemental Report of Michael L. Katz: United States, et al., v. American Express Co. et al., No. 10-CV-04496

(NGG) (RER)

DX 6551 Errata to Sur-Rebuttal of Michael L. Katz

DX 6552 J.D. Power and Associates, "2013 U.S. Credit Card Satisfaction Study-Benefits and Services"

DX 6553 J.D. Power and Associates, "2013 U.S. Credit Card Satisfaction Study-Billing and Payment"

DX 6554 J.D. Power and Associates, "2013 U.S. Credit Card Satisfaction Study-Credit Card Terms"

DX 6555 J.D. Power and Associates, "2013 U.S. Credit Card Satisfaction Study-Interaction"

DX 6556 J.D. Power and Associates, "2013 U.S. Credit Card Satisfaction Study-New Account and Card Activation"

DX 6557 J.D. Power and Associates, "2013 U.S. Credit Card Satisfaction Study-Overall Satisfaction"

DX 6558 J.D. Power and Associates, "2013 U.S. Credit Card Satisfaction Study-Problem Resolution"

DX 6559 J.D. Power and Associates, "2013 U.S. Credit Card Satisfaction Study-Rewards"

DX 6560

Amex Press Release, American Express Ranks Highest in Customer

Satisfaction for the Seventh Consecutive Year, Aug. 22, 2013,

http://about.americanexpress.com/news/pr/2013/amex-ranks-highest-customer-satisfaction-7.aspx.

DX 6565

In re Payment Card Interchange Fee and Merchant Discount Antitrust Litig., MDL-1720, Memorandum

in Support of Class Plaintiffs’ Motion for Final Approval of Settlement, September 12, 2013, pp.

37–38, available at https://www.paymentcardsettlement.com/Content/Documents/SettlementDocs/Memorandu

m%20in%20Support.pdf

DX 6568 American Express Merchant Reference Guide - U.S.

DX 6569

E-mail from J. Almon to P. Korologos and E. Brenner, Re: Amex Antitrust Litigation (attaching Dr. Vellturo's damages

estimated by Plaintiff and related tables based on Ordover's interpretation of Amex's internal documents cncerning

claimed up-front payments to Plaintiffs)

DX 6570

Amex, “Extended Warranty: Shop Reassured,” http://www.americanexpress.com/us/content/card-benefits/extended-

warranty.html

DX 6571

Amex, “Identity Theft Assistance: Safeguard Your Identity,” https://www.americanexpress.com/us/content/card-

benefits/identity-theft-

assistance.html?vgnextchannel=3c830da9846dd010VgnVCM10000084b3ad94RCRD&name=ide

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EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6572

Amex, “Purchase Protection: Shop with Added Peace of Mind,” http://www.americanexpress.com/us/content/card-

benefits/purchase-protection.html

DX 6573

MasterCard, see MasterCard Advisors, “About Us,” http://www.mastercardadvisors.com/about.html (“MasterCard

Advisors, the professional services arm of MasterCard Worldwide, provides real-time transaction data and proprietary

analysis, data-driven consulting, and marketing services solutions to help clients optimize, streamline, and grow their

businesses.”)

DX 6574

Amazon, “Shop with Points > American Express Membership Rewards,”

http://www.amazon.com/gp/shopwithpoints/marketing.html?inc=swpamex&pr=swpamex

DX 6575 American Express Annual Report 2013

DX 6576 Nilson Report 1034

DX 6577 American Express Form 10-K 2013

DX 6578 GMAPs Important Research Notes

DX 6579 DRAFT Agreement for American Express Card Acceptance with AHOLD

DX 6584 Guarantee Addendum to AGREEMENT FOR AMERICAN EXPRESS CARD ACCEPTANCE Document

DX 6592 E-mail from N. Montepara to C. Schlicker re: Discover Credit Card

DX 6593 American Express Amendment Outstanding Issues Document

DX 6594 Credit/Debit Fees Document

DX 6595 American Express 2004 Proposal Review of Marketing Components Document

DX 6596 Letter from T. Whilby, M. McGeary to Customers re: American Express acceptance

DX 6599 Albertson's - Draft American Express Card Acceptance Agreement

DX 6600 Albertson's - Draft American Express Card Acceptance Agreement

DX 6601 American Express Retail Affiliate Establishment Agreement

DX 6602 Presentation: "Delta Co-Brand Negotiation - MS Perspective"

DX 6603 "Agenda" Deck

DX 6604 Presentation: "Delta Co-Brand Negotiation - MS Perspective"

DX 6605 “Independent and Chain Retail Establishment Agreement.,” American Express

DX 6606

Middle Market Corporate Co-Branded Card Program Agreement between American Express Travel Related Services

Company, Inc. and American Airlines, Inc.

DX 6607 Delta - Various American Express Agreements, Addendums and Letters

DX 6608 Excel Spreadsheet Amex 2006

DX 6609 Excel Spreadsheet Amex "US P&L"

DX 6610 CCSG P&L By Product-Month December 2007

DX 6611 CCSG P&L By Product-Month December 2002

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21042

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6612 CCSG P&L By Product-Month December 2003

DX 6613 CCSG P&L By Product-Month December 2004

DX 6614 CCSG P&L By Product-Month December 2005

DX 6615 CCSG P&L By Product-Month December 2006

DX 6616 "Open Summary P&L December 2005"

DX 6617 "Open Summary P&L December 2006"

DX 6618 "Open Summary P&L December 2007"

DX 6619 "OSBN Summary P&L - MTD December 2002"

DX 6620 "OSBN Summary P&L - MTD December 2003"

DX 6621 "OSBN Summary P&L December 2004"

DX 6622 American Express Profiling Tables

DX 6623 “Delivering on the Blue Box Brand Promise to Network Partners”

DX 6625 Spreadsheet: "Summary of Amex's Merchant Price Premium Over Visa"

DX 6626 Notes re: "AT&T Cancellation Threat"

DX 6627 American Express Retail Affiliate Establishment Agreement

DX 6628 Amex, “Terms and Conditions for American Express Card

Acceptance,”

DX 6629 American Express Service Establishment Agreement

DX 6630 American Express Independent and Chain Retail Establishment Agreement

DX 6631 American Express Card Acceptance Agreement Form

DX 6632 American Express Card Acceptance Agreement Form

DX 6633 American Express Card Acceptance Agreement Form

DX 6634 American Express Card Acceptance Agreement Form

DX 6635 American Express Card Acceptance Agreement Form

DX 6637 Presentation: "Dunkin' Donuts - Curtis Wilson"

DX 6638 Amex, presentation

DX 6639 Dell: Deep Dive and Neogtiation Strategy

DX 6640 Visa Advertisements

DX 6641 “10/15 Talking Points JetBlue Call With Jud Linville & Dave Barger,”

DX 6642 Amex, “InterContinental Hotel Group – American Express Relationship Overview”

DX 6643 Amex, “Disney Financials,” spreadsheet

DX 6644 American Express Presentation: The Membership Rewards Program - Finance 101 Training

DX 6645 Amex, “EDS One-Pagers,” presentation

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21043

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6646 “Investor Relations Brief – Australia Interchange Regulation”

DX 6647 Stop & Shop Test Data Projection

DX 6648

“Leader Best Practice Sharing: Selling Core Financial Value to Drive Scorecard Results – A

Financial Value Story Refresher for Client Managers

DX 6649 Spreadsheet: Extra Buck Funding Calculations

DX 6651 Amex, “Break-Even Analysis for Publix,” Deck

DX 6652 MA Case Study

DX 6653 Excel Spreadsheet Amex December 2009

DX 6654 "Play Merchant Testimonials…2 min total"

DX 6655 Client Briefing: Woolworths Ltd

DX 6656 Spreadsheet: Top 30 Food Marketing Institute Merchants

DX 6657 Slide: "FMI FutureConnect Sponsorship"

DX 6658 Letter from A. Knight to M. Martin re: Termination of Amex CAA for Dempsey Group (BBNT)

DX 6659 American Express Card Acceptance Agreement Form

DX 6660 Excerpt from Amex deck

DX 6661 Slide: "Assessment - AT&T Cancellation Threat"

DX 6662 Amex, Account Profile: Coles Myer Limited, internal document, June 2004

DX 6663 American Express, “Ahold CAA Opportunity"

DX 6664 Amex, “Membership Rewards 2001 Redemption Partners,” presentation

DX 6665 Amex, “International Competitor Intelligence Monitory

Service 2007,” presentation

DX 6666 Peapod Agreement for American Express Card Acceptance

DX 6668 Presentation: "Airline Card Disintermediation"

DX 6669 Airtran Airways-American Express Postcard Plus Program agreement

DX 6684 Army & Air Force Exchange-Agreement for American Express Card Acceptance

DX 6685 Army & Air Force Exchange-American Express Card Acceptance Agreement Task Order

DX 6686 Army & Air Force Exchange-Amendment to Agreement for American Express Card Acceptance

DX 6688 Office Max-American Express Universal Chain Addition Form

DX 6696 Heb Company-Agreement for American Express Card Acceptance/Supermarket

DX 6702 Link2Gov.Com Inc-Marketing Amendment to Agreement for American Express Card Acceptance

DX 6720 Amex risk management deck

DX 6723 "Every Day Spend: Challenges & Recommendations" deck

DX 6724 VISA 2008 Interactive Model: Signature Debit

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 225 of 231 PageID #:

21044

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6725 VISA 2008 Interactive Model: Interlink (Pin Debit)

DX 6726 MasterCard 2008 Interactive Model: Signature Debit

DX 6727 “Current Status 2006 Value Story Research"

DX 6733 Global Corporate Services New Hire Program manual

DX 6734 GMPI.Serrula.US_LIF_110107 FINAL.xlsm

DX 6740 Walgreen Company-Terms and Conditions for American Express Card Acceptance

DX 6741 Heb Company-Test Rider

DX 6742 AT&T (handwritten)-Addendum to Agreement for American Express Card Acceptance for Corporate Purchasing Card

DX 6744 Hertz-American Express Card Acceptance Addendum for Participation in the American Express Billingwatch Service

DX 6746 Hewlett-Packard Co-American Express Statement Inserts, Bangtails, & Messages - Merchant Participation Form

DX 6750 Target Corporation-Advertising Addendum to Retail Establishment Agreement

DX 6751 Safeway Inc-Addendum to Agreement for American Express Card Acceptance/Supermarket

DX 6752 Amex, “Global Disney Relationship 2002-2008,” spreadsheet

DX 6754 Spreadsheet: "2008 Memembership Rewards Customer Satisfaction Study"

DX 6755 "The Membership Rewards Program: Finance 101 Training" deck

DX 6756

U.S. LARGE MARKET CORPORATE CARD

PRICING POLICY NEW and EXISTING Business: Accounts with CV > $10MIL,” policy

document

DX 6757 Amex, “AXP GCC Share Study/CMU 2010 Accompanying Notes – US Middle Market,” document

DX 6758 “Small Business Saturday: Shop Small November 27,”

DX 6759 Small Business Saturday 2011 deck

DX 6760 "Membership Rewards MR Controllership Quarterly Communication Fourth Quarter 2010" deck

DX 6761 "US Value Recapture Strategy" deck

DX 6762 Presentation: "American Express Partnership q4/09 Marketing Program Overview"

DX 6763 American Express Brand Overview

DX 6764 Excel Spreadsheet Amex December 2009

DX 6765 GMPI.Serrula.US_LIF_FINAL_100111.xlsm

DX 6766 Excel Chart - US Merchant Services - 1997 Discount Rate Actuals

DX 6767 <2010 MC PIN Debit - AMEXNDR11024227.xls>

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 226 of 231 PageID #:

21045

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6768 American Express MCC Codes for Various Industries

DX 6769 Darden Restaurants-Notice of Modification to Business Building Bonus Program

DX 6773 American Express Deck: Benchmarking Data

DX 6774 MasterCard 2007 Interactive Model

DX 6775 MasterCard 2009 Interactive Model: Credit

DX 6776 MasterCard 2010 Interactive Model

DX 6777 Amex CPC deck

DX 6778 Presentation: "Every Day Spend: Challenges & Recommendations"

DX 6779 "WWL Account Review: 2006 Contract Negotiation" deck

DX 6780 Amex, “2004 Chairman’s Award Application – Business Transformation Category”

DX 6782 Notes re: JetBlue Talking Points

DX 6783 E-mail from A. Kalappa to W. Glenn re: GEICO update

DX 6784 Amex, “2010 LRP Top Holdouts – Initial Estimate,” spreadsheet

DX 6785 MasterCard 2008 Interactive Model: Credit

DX 6786 VISA 2007 Interactive Model

DX 6787 Draft American Express Finance Policy - Accounting for the Membership Rewards Program

DX 6789 Slide: Travelocity Deal

DX 6790 Amex, CCSG 2011 Priorities

DX 6791 "Global Merchant Services" deck

DX 6792 MasterCard 2008 Interactive Model: Pin Debit

DX 6793 VISA 2009 Interactive Model: Credit

DX 6794

E-mail from A. Stock to R. Shultz re: 2009 PMP, attachment: Year-End 2009 Performance Evaluation -

(AMEXNDR15075442) and 2009 Ratings Alignment Input Sheet (AMEXNDR15075452)

DX 6795 Excel Spreadsheet "Accropedia"

DX 6796 "CCSG Cost of Cardmember Services" deck

DX 6797 Excel Spreadsheet "Total Open"

DX 6798 Excel Spreadsheet CCSG P&L By Product-YTD

December 2008

DX 6799 Amex, “Accelerating Business

Success: The Value of Your Relationship with American Express,” presentation

DX 6800 Amex, “Global and National Merchants and Prospects:

Product & Resources Map, Key Talking Points,” presentation

DX 6801 Kroger - Draft American Express Card Acceptance Agreement

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 227 of 231 PageID #:

21046

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6802 Spreadsheet: “US 1997-2007 CV +

DR +Rev Trend,”

DX 6804

"Campaign Analysis, Prepared for: Fresh and Easy, Campaign Name: Fresh Easy, Promotion Period: January 15,

2009 to March 15, 2009, Prepared by: Ailen Mangel" presentation

DX 6805 Amex, “QANTAS/American Express Relationship,” presentation, June 2007

DX 6806 "WWL Account Review"

DX 6807 Handwritten Notes Regarding Woolworths Negotiations

DX 6808 "Check Presenter Program Update: Introducing the Check Presenter Store!"

DX 6809 Amex, “Discount Rate Interpretations,” document

DX 6810 Presentation: Universal Studios and Disney Account Overviews

DX 6813 Australia - Regulation Presentation Slide

DX 6814

Letter from Tom to Mike concerning Continental's problems with the agreement, attachment: revised Airline Card

Service Agreement with Continental's changes (AMEXNDR18532026)

DX 6815 “Co-Brand Credit Facilities Agreement”

DX 6817 Amex “TM1 data,” 2000, spreadsheet, tab “US FY

DX 6818 “TM1 data,” 2001, spreadsheet, tab “US FY”

DX 6819 Amex “TM1 data,” 2002, spreadsheet, tab “US FY”

DX 6820 "TM1 data,” 2003, spreadsheet, tab “US FY”

DX 6821 "TM1 data,” 2004, spreadsheet, tab “US FY”

DX 6822 TM1 data,” 2005, spreadsheet, tab “US FY"

DX 6823 Amex “TM1 data,” 2006, spreadsheet, tab “US FY”

DX 6824 Amex “TM1 data,” 2007, spreadsheet, tab “US FY”

DX 6825 Amex “TM1 data,” 2008, spreadsheet, tab “US FY”

DX 6826 Amex “TM1 data,” 2011, spreadsheet, tab “US FY"

DX 6827 Amex “TM1 data,” 2009, spreadsheet, tab “US FY”

DX 6828 Walker US P&Ls

DX 6829 Walker US P&Ls

DX 6830 Walker US P&Ls

DX 6831 Walker US P&Ls

DX 6832 Walker US P&Ls

DX 6833 Walker US P&Ls

DX 6834 Walker US P&Ls

DX 6835 Walker US P&Ls

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 228 of 231 PageID #:

21047

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6836 Walker US P&Ls

DX 6837 Walker US P&Ls

DX 6838 Walker US P&Ls

DX 6839 Production of data from the Walker database

DX 6840 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet "“Oracle data,” 2Q2009")

DX 6841 Oracle Global Restated P&L's

DX 6842 Segment Summary P&L Resated - GNMS

DX 6843 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet "Oracle data,” 1Q2009")

DX 6844 Segment Summary P&L Resated - GNMS

DX 6845 Oracle Global Restated P&L's

DX 6846 Oracle Global Restated P&L's

DX 6847 Segment Summary P&L Resated - GNMS

DX 6848 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet“Oracle data,” 4Q2009")

DX 6849 Oracle Global Restated P&L's

DX 6850 Segment Summary P&L Resated - GNMS

DX 6851 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet “Oracle data,” 3Q2009")

DX 6852 Segment Summary P&L Resated - GNMS

DX 6853 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet "Oracle data,” 2Q2008")

DX 6854 Segment Summary P&L Resated - GNMS

DX 6855 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet: “Oracle data,” 1Q2008)

DX 6856 Segment Summary P&L Resated - GNMS

DX 6857 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet “Oracle data,” 4Q 2008)

DX 6858 Segment Summary P&L Resated - GNMS

DX 6859 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet “Oracle data,” 3Q 2008)

DX 6860 Oracle Global Restated P&L's

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 229 of 231 PageID #:

21048

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6861 Segment Summary P&L Resated - GNMS

DX 6862 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet “Oracle data,” 2Q2011")

DX 6863 Oracle Global Restated P&L's

DX 6864 Segment Summary P&L Resated - GNMS

DX 6865 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet "Oracle data,” 1Q2011")

DX 6866 Oracle Global Restated P&L's

DX 6867 Segment Summary P&L Resated - GNMS

DX 6868 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet “Oracle data,” 4Q2011")

DX 6869 Oracle Global Restated P&L's

DX 6870 Segment Summary P&L Resated - GNMS

DX 6871 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet “Oracle data,” 3Q2011)

DX 6872 Oracle Global Restated P&L's

DX 6873 Segment Summary P&L Resated - GNMS

DX 6874 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet “Oracle data,” 2Q 2010)

DX 6875 Oracle Global Restated P&L's

DX 6876 Segment Summary P&L Resated - GNMS

DX 6877 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet “Oracle data,” 1Q 2010)

DX 6878 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet“Oracle data,” 4Q2010)

DX 6879 Oracle Global Restated P&L's

DX 6880 Segment Summary P&L Resated - GNMS

DX 6881 Segment Summary P&L Resated - GNMS

DX 6882 American Express U.S. Quarterly Segment Summary P&L statement (Excel Spreadsheet “Oracle data,” 3Q 2010)

DX 6883 Oracle Global Restated P&L's

DX 6884 American Express U.S. Quarterly Segment Summary P&L statement

DX 6885 American Express U.S. Quarterly Segment Summary P&L statement

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 230 of 231 PageID #:

21049

EXHIBIT C - EXHIBITS ADMITTED BY STIPULATION

Trial Exhibit

Number

Document

Description

DX 6886 Spreadsheet - Australia Fee Validation Report

DX 6887 Spreadsheet - "Australia Portfolio Snapshot"

DX 6888 Spreadsheet - Australia Pricing Audit

DX 6889 Proprietary SECM III Book

DX 6890 Proprietary SECM III YTD

DX 6891 Proprietary SECM III YTD

DX 6892 American Express Merchant Financing Letter Template

DX 6893 American Express Merchant Financing Advertisement

DX 6894 “Fine Hotels & Resorts Program Overview”

DX 6895 Presentation: "American Express - Savings At Work"

DX 6896 Amex, “GMS Internal Validation 2011.xlsx,” spreadsheet

DX 6897 Amex, “CTN Marketing Initiative Prioritization Worksheet

DX 6898 American Express, “Global Network Technology Costs"

DX 6899 American Express, “Historical GMS Investment Data Pull v2.xlsx"

DX 6900 American Express, “Historical ACU and Cards.xlsx"

DX 6901 “The Membership Effect,” 2012 Senior Management Meeting

DX 6902 American Express Brand Overview deck

DX 6903 “Other Opex-US Oracle CCSG Open PLs.xlsx”

DX 6904 “Australia Investment Share US$ @ 2013 Plan Rate” deck

DX 6905 Investment Optimization Output Charge Gold 2008 Vintage by (Acquisition Year)

DX 6906 US GCC Cardmember Receivables Summary Chart

DX 6907 US GCC Cardmember Recievables Summary

DX 6908 USCS 1: Example IO Information

DX 6909 Historical BCV by GCP-US Channels

DX 6910 Gold Card Example IO Data

Case 1:10-cv-04496-NGG-RER Document 447-3 Filed 06/06/14 Page 231 of 231 PageID #:

21050